SEC Connect
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): March 27, 2017
CHROMADEX CORPORATION
(Exact
name of registrant as specified in its charter)
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Delaware
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001-37752
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26-2940963
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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10005
Muirlands Boulevard, Suite G, Irvine, California,
92618
(Address
of principal executive offices, including zip code)
(949)
419-0288
(Registrant's
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[
]Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[
]Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[
]Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
[
]Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
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(d) On March 27, 2017, Steven D. Rubin was appointed to the
Board of Directors (the “Board”) of ChromaDex
Corporation (the “Company”). Mr. Rubin was also
appointed to serve as a member of the Nominating and Corporate
Governance Committee of the Board (the “Nominating and
Corporate Governance Committee”).
In
accordance with the Company’s non-employee director
compensation policy, Mr. Rubin is entitled to receive an initial
grant consisting of a nonstatutory stock option to purchase 40,000
shares of the Company’s common stock (the “Common
Stock”), which shares will vest in a series of three equal
annual installments. Mr. Rubin will also be entitled to receive a
$30,000 annual cash retainer for service as director and a $5,000
annual cash retainer for service as member of the Nominating and
Corporate Governance Committee, and will be eligible to receive
additional equity compensation in the future. Mr. Rubin will enter
into the Company’s standard form of indemnification
agreement. The Company is not aware of any transaction involving
Mr. Rubin requiring disclosure under Item 404(a) of Regulation
S-K.
On
March 28, 2017, the Company issued a press release announcing Mr.
Rubin’s appointment to the Board, a copy of which is attached
hereto as Exhibit 99.1.
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Item 9.01.
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Financial Statements and Exhibits.
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(d)
Exhibits.
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Exhibit No.
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Description
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99.1
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Press
Release, dated March 28, 2017
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
Dated:
March 28, 2017
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CHROMADEX CORPORATION
By:
/s/ Frank L. Jaksch,
Jr.
Name: Frank L. Jaksch, Jr.
Title: Chief Executive Officer
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INDEX TO EXHIBITS
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Exhibit No.
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Description
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99.1
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Press
Release, dated March 28, 2017
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