UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO,, A6 M5J 2N7 |
 |  X |  |  |
WATSA V PREM ET AL 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO,, A6 M5J 2N7 |
 |  X |  |  |
1109519 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO,, A6 M5J 2N7 |
 |  X |  |  |
SIXTY TWO INVESTMENT CO LTD 1600 CATHEDRAL PLACE 925 WEST GEORGIA ST. VANCOUVER, BC,, A1 V6C 3L3 |
 |  X |  |  |
810679 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO,, A6 M5J 2N7 |
 |  X |  |  |
Fairfax Financial Holdings (Switzerland) GmbH C/O LACMONT AG, HOFSTRASSE 1A, ZUG, V8 6300 |
 |  X |  |  |
/s/ Paul Rivett, President, on behalf of Fairfax Financial Holdings Limited | 07/12/2017 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa | 07/12/2017 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President, on behalf of 1109519 Ontario Limited | 07/12/2017 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President, on behalf of The Sixty Two Investment Company Limited | 07/12/2017 | |
**Signature of Reporting Person | Date | |
/s/ V. Prem Watsa, President, on behalf of 810679 Ontario Limited | 07/12/2017 | |
**Signature of Reporting Person | Date | |
/s/ Ronald Schokking, Director, on behalf of Fairfax Financial Holdings (Switzerland) GmbH | 07/12/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquired pursuant to the exchange offer effected pursuant to the Agreement and Plan of Merger, dated December 18, 2016, between Fairfax Financial Holdings Limited ("FFHL") and the Issuer, and the tender offer statement on Schedule TO, filed May 8, 2017, as amended. |
(2) | Held by a wholly-owned subsidiary of Fairfax Financial Holdings (Switzerland) GmbH ("FFH Switzerland"). FFH Switzerland is a limited liability company organized under the laws of Switzerland, and an indirect subsidiary of FFHL. V. Prem Watsa is the CEO and controlling person of FFHL through the other Reporting Persons other than FFH Switzerland. Each of the Reporting Persons disclaims beneficial ownership of the common shares reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose. |