SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
QUARTERLY REPORT
AMENDMENT NO. 1
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
For the quarter ended October 31, 2006
Commission file number 0-10146
SERVIDYNE, INC.
(Exact name of registrant as specified in its charter)
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58-0522129 |
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
identification No.)
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1945 The Exchange, Suite 300, Atlanta, GA 30339-2029
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (770) 953-0304
Former name, former address, former fiscal year, if changed since last report: N/A
Indicate by check mark whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing requirements for the past
90 days.
Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an
accelerated filer, or a non-accelerated filer. See definition of “accelerated filer
and large accelerated filer” in Rule 12b-2 of the Exchange Act.
Large accelerated filer o Accelerated Filer o Non-accelerated filer x
Indicate by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act).
Yes o No x
The number of shares of $1.00 par value Common Stock of the Registrant outstanding as
of February 28, 2007, was 3,527,170.
EXPLANATORY NOTE
This Amendment No. 1 to the Quarterly Report on Form 10-Q for the quarter ended October 31,
2006 of Servidyne, Inc. (the “Company”) is filed solely to include the information set forth in
Part II, Item 2 below in such report, which information was inadvertently omitted from the original
filing of this report.
* * * * * * *
PART II. OTHER INFORMATION
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
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Issuer Purchases of Equity Securities |
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Total Number of |
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Shares Purchased as |
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Maximum Number of |
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Part of Publicly |
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Shares That May Be |
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Total Number of |
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Average Price Paid |
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Announced Plans or |
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Purchased Under the |
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Period |
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Shares Purchased |
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Per Share |
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Programs (1) |
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Plans or Programs |
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8/1/06-8/31/06 |
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0 |
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N/A |
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0 |
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50,000 |
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9/1/06-9/30/06 |
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0 |
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N/A |
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0 |
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50,000 |
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10/1/06-10/31/06 |
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4,900 |
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$4.03 |
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4,900 |
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45,100 |
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Total: |
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4,900 |
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N/A |
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4,900 |
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N/A |
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All purchases were made pursuant to the Company’s Stock Repurchase Program adopted by the
Board of Directors and publicly announced on March 9, 2006, pursuant to which the Company was
authorized to purchase up to 50,000 shares of the Company’s Common Stock during the
twelve-month period commencing March 9, 2006 and ending March 8, 2007. |
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The Board has subsequently adopted a replacement Stock Repurchase Program pursuant to which
the Company is authorized to purchase up to 50,000 shares of the Company’s Common Stock during
the twelve-month period commencing March 8, 2007 and ending March 7, 2008. |
ITEM 6. EXHIBITS
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31(a) Certification of Chief Executive Officer, pursuant to Rules 13a-14(a)/15d-14(a) |
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31(b) Certification of Chief Financial Officer, pursuant to Rules 13a-14(a)/15d-14(a) |
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