UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):    August 23, 2017

 

EATON VANCE CORP.

(Exact name of registrant as specified in its charter)

 

Maryland   1-8100   04-2718215

(State or other jurisdiction of incorporation)

   (Commission File Number)   (IRS Employer Identification No.)

 

Two International Place, Boston, Massachusetts   02110
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code:   (617) 482-8260

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

INFORMATION INCLUDED IN THE REPORT

 

Item 2.02.Results of Operations and Financial Condition

 

Registrant has reported its results of operations for the three and nine months ended July 31, 2017, as described in Registrant’s news release dated August 23, 2017, a copy of which is furnished herewith as Exhibit 99.1 and incorporated herein by reference.

 

 

Item 9.01.Financial Statements and Exhibits

 

Exhibit No.Document

 

99.1News release issued by the Registrant dated August 23, 2017.

 

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EXHIBIT INDEX

 

Each exhibit is listed in this index according to the number assigned to it in the exhibit table set forth in Item 601 of Regulation S-K. The following exhibit is furnished as part of this Report:

 

Exhibit No.Description

 

99.1Copy of Registrant’s news release dated August 23, 2017

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    EATON VANCE CORP.  
    (Registrant)  
       
       
Date: August 23, 2017    /s/ Laurie G. Hylton  
    Laurie G. Hylton
Chief Financial Officer		  

 

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