American Power Group Corporation
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(Name of Issuer)
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Common Stock, par value $0.01 per share
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(Title of Class of Securities)
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395379 30 8
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(CUSIP Number)
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Matthew van Steenwyk
2747 Paradise Road, Suite 3604
Las Vegas, NV 89109
(805) 441-7178
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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January 27, 2017
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(Date of Event which Requires Filing of this Statement)
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CUSIP No.
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395379 30 8
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||||||
1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
||||||
Matthew van Steenwyk
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|||||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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||||||
(a) [ ]
(b) [ ]
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|||||||
3
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SEC USE ONLY
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||||||
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|||||||
4
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SOURCE OF FUNDS (See Instructions)
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||||||
PF
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|||||||
5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
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||||||
[ ]
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|||||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||||||
US
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|||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
|
|||||
20,307,497
|
|||||||
8
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SHARED VOTING POWER
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||||||
61,874,791
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|||||||
9
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SOLE DISPOSITIVE POWER
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||||||
20,307,497
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|||||||
10
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SHARED DISPOSITIVE POWER
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||||||
61,874,791
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|||||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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||||||
82,182,288
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|||||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
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||||||
[ ]
|
|||||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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||||||
52.6%
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|||||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
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||||||
IN
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CUSIP No.
|
395379 30 8
|
||||||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
||||||
Betty van Steenwyk
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|||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||||||
(a) [ ]
(b) [ ]
|
|||||||
3
|
SEC USE ONLY
|
||||||
|
|||||||
4
|
SOURCE OF FUNDS (See Instructions)
|
||||||
AF
|
|||||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
||||||
[ ]
|
|||||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||||
US
|
|||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|||||
None
|
|||||||
8
|
SHARED VOTING POWER
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||||||
1,000
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|||||||
9
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SOLE DISPOSITIVE POWER
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||||||
None
|
|||||||
10
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SHARED DISPOSITIVE POWER
|
||||||
1,000
|
|||||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||||
1,000
|
|||||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
||||||
[ ]
|
|||||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||||
Less than 0.1%
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|||||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
||||||
IN
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CUSIP No.
|
395379 30 8
|
||||||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
||||||
Arrow, LLC
|
|||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||||||
(a) [ ]
(b) [ ]
|
|||||||
3
|
SEC USE ONLY
|
||||||
|
|||||||
4
|
SOURCE OF FUNDS (See Instructions)
|
||||||
WC
|
|||||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
||||||
[ ]
|
|||||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||||
Nevada
|
|||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|||||
0
|
|||||||
8
|
SHARED VOTING POWER
|
||||||
58,341,473
|
|||||||
9
|
SOLE DISPOSITIVE POWER
|
||||||
0
|
|||||||
10
|
SHARED DISPOSITIVE POWER
|
||||||
58,341,473
|
|||||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||||
58,341,473
|
|||||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
||||||
[ ]
|
|||||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||||
40.7%
|
|||||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
||||||
OO
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CUSIP No.
|
395379 30 8
|
||||||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
||||||
The Matthew Donald Van Steenwyk GST Trust
|
|||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||||||
(a) [ ]
(b) [ ]
|
|||||||
3
|
SEC USE ONLY
|
||||||
|
|||||||
4
|
SOURCE OF FUNDS (See Instructions)
|
||||||
PF
|
|||||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
||||||
[ ]
|
|||||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||||
Nevada
|
|||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|||||
0
|
|||||||
8
|
SHARED VOTING POWER
|
||||||
4,782,318
|
|||||||
9
|
SOLE DISPOSITIVE POWER
|
||||||
0
|
|||||||
10
|
SHARED DISPOSITIVE POWER
|
||||||
4,782,318
|
|||||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||||
4,782,318
|
|||||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
||||||
[ ]
|
|||||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||||
2.5%
|
|||||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
||||||
OO
|
Exhibit 1 |
Forbearance, Waiver and Amendment Agreement by and among the WPU Leasing, LLC, the Company, and American Power Group, Inc. dated January 27, 2017 (incorporated by reference to Exhibit 10.5 to the Current Report on Form 8-K of American Power Group Corporation filed with the SEC on February 1, 2017)
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Exhibit 2 |
Amendment No. 3 to Registration Rights Agreement (incorporated by reference to Exhibit 10.7 to the Current Report on Form 8-K of American Power Group Corporation filed with the SEC on February 1, 2017)
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Exhibit 3 |
Common Stock Purchase Warrant 2017-3 dated January 27, 2017 and issued to Arrow
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ARROW, LLC
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/s/ Matthew van Steenwyk
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Name: Matthew van Steenwyk
Title: Manager
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/s/ Matthew van Steenwyk
|
Matthew van Steenwyk
|
/s/ Betty van Steenwyk |
Betty Van Steenwyk
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/s/ Matthew van Steenwyk |
Matthew van Steenwyk, Trustee
The Matthew Donald Van Steenwyk GST Trust
|