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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option (right to buy) | $ 3.62 | 11/24/2004 | D | 27,000 | 03/25/2003(1) | 03/25/2013 | Common Stock | 27,000 | $ 0 (1) | 0 | D | ||||
Employee stock option (right to buy) | $ 3.62 | 11/24/2004 | D | 7,500 | 03/25/2003(2) | 03/25/2010 | Common Stock | 7,500 | $ 0 (2) | 0 | D | ||||
Employee stock option (right to buy) | $ 3.62 | 11/24/2004 | D | 10,500 | 03/25/2003(3) | 03/25/2010 | Common Stock | 10,500 | $ 0 (3) | 0 | D | ||||
Employee stock option (right to buy) | $ 4.55 | 11/24/2004 | D | 12,679 | 04/25/2003(4) | 04/25/2013 | Common Stock | 12,679 | $ 0 (4) | 0 | D | ||||
Employee stock opton (right to buy) | $ 4.55 | 11/24/2004 | D | 14,321 | 04/25/2003(5) | 04/25/2013 | Common Stock | 14,321 | $ 0 (5) | 0 | D | ||||
Employee stock opton (right to buy) | $ 4.55 | 11/24/2004 | D | 2,500 | 04/25/2003(6) | 04/25/2010 | Common Stock | 2,500 | $ 0 (6) | 0 | D | ||||
Employee stock option (right to buy) | $ 4.55 | 11/24/2004 | D | 5,000 | 04/25/2003(7) | 04/25/2010 | Common Stock | 5,000 | $ 0 (7) | 0 | D | ||||
Employee stock option (right to buy) | $ 4.55 | 11/24/2004 | D | 10,500 | 04/25/2003(8) | 04/25/2010 | Common Stock | 10,500 | $ 0 (8) | 0 | D | ||||
Employee stock option (right to buy) | $ 10.35 | 11/24/2004 | D | 40,625 | 03/09/2004(9) | 12/10/2013 | Common Stock | 40,625 | $ 0 (9) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARTOW WILLIAM C C/O NETEGRITY, INC. 201 JONES ROAD WALTHAM, MA 02451 |
Vice President Engineering |
William C. Bartow | 11/24/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option granted 03/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 9,647 shares of Computer Associates common stock for $10.13 per share. |
(2) | This option granted 03/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 2,679 shares of Computer Associates common stock for $10.13 per share. |
(3) | This option granted 03/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 3,751 shares of Computer Associates common stock for $10.13 per share. |
(4) | This option granted 04/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 4,530 shares of Computer Associates common stock for $12.73 per share. |
(5) | This option granted 04/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 5,116 shares of Computer Associates common stock for $12.73 per share. |
(6) | This option granted 04/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 893 shares of Computer Associates common stock for $12.73 per share. |
(7) | This option granted 04/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 1,786 shares of Computer Associates common stock for $12.73 per share. |
(8) | This option granted 04/25/2003, which provided for a 40% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 3,751 shares of Computer Associates common stock for $12.73 per share. |
(9) | This option granted 12/09/2003, which provided for a vesting of 6.25% quarterly beginning three (3) months after the grant date, was assumed by Computer Associates in the merger and replaced with an option to purchase 14,515 shares of Computer Associates common stock for $28.97 per share. |