UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock | Â (1) | Â (1) | Class B Common Stock (2) | 6,937,464 | $ (1) | I | By Sageview Capital Master, L.P. (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GILHULY EDWARD A C/O SAGEVIEW CAPITAL LP 245 LYTTON AVENUE, SUITE 250 PALO ALTO, CA 94301 |
 X |  X |  |  |
SAGEVIEW CAPITAL MASTER, L.P. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital Partners (A), LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital Partners (B), LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Partners (C) (Master), LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital GenPar, Ltd. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital GenPar, LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital MGP, LLC C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
STUART SCOTT M C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Eve Saltman, Attorney-in-Fact for Edward A. Gilhuly | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Sageview Capital GenPar, Ltd., its General Partner, Dino Verardo, Vice President | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Sageview Capital GenPar, Ltd., its General Partner, Dino Verardo, Vice President | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Sageview Capital GenPar, Ltd., its General Partner, Dino Verardo, Vice President | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Sageview Capital GenPar, Ltd., its General Partner, Dino Verardo, Vice President | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Dino Verardo, Vice President | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Sageview Capital MGP, LLC, its General Partner, Dino Verardo, Vice President | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Dino Verardo, Vice President | 06/25/2014 | |
**Signature of Reporting Person | Date | |
Scott M. Stuart | 06/25/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Series A Convertible Preferred Stock shall automatically convert into Class B Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date. |
(2) | Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon certain transfers of such shares. |
(3) | Shares held by Sageview Capital Master, L.P. ("Sageview Master"). Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the sole shareholders of Sageview Master. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of Sageview Master. Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview Capital MGP, LLC is the sole general partner of Sageview GenPar. Edward A. Gilhuly, the Reporting Person, and Scott M. Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. As a managing member of Sageview Capital MGP, LLC, the Reporting Person may be deemed to share voting and invested power over these shares. |
 Remarks: Exhibit 24 - Power of Attorney |