UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (2) | 07/17/2028 | Common Stock | 150,000 | $ 11.03 | D | Â |
Stock Option (right to buy) | Â (3) | 01/15/2028 | Common Stock | 214,800 | $ 6.55 | D | Â |
Stock Option (right to buy) | Â (4) | 01/03/2027 | Common Stock | 120,000 | $ 2.73 | D | Â |
Stock Option (right to buy) | Â (5) | 01/07/2026 | Common Stock | 88,080 | $ 2.9 | D | Â |
Stock Option (right to buy) | Â (6) | 01/05/2025 | Common Stock | 10,704 | $ 4.84 | D | Â |
Stock Option (right to buy) | Â (7) | 01/09/2024 | Common Stock | 8,500 | $ 6.62 | D | Â |
Stock Option (right to buy) | Â (7) | 08/11/2023 | Common Stock | 1,536 | $ 7.87 | D | Â |
Stock Option (right to buy) | Â (7) | 01/13/2023 | Common Stock | 423 | $ 1.37 | D | Â |
Stock Option (right to buy) | Â (7) | 03/11/2021 | Common Stock | 3,076 | $ 1.69 | D | Â |
Stock Option (right to buy) | Â (7) | 02/10/2020 | Common Stock | 1,153 | $ 1.69 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Valamehr Bahram C/O FATE THERAPEUTICS, INC. 3535 GENERAL ATOMICS COURT, SUITE 200 SAN DIEGO, CA 92121 |
 |  |  Chief Development Officer |  |
/s/ Cindy R. Tahl, as Attorney-in-Fact | 08/07/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Award of Restricted Stock Units, where 10,458 of the underlying shares are vested and 17,500 of the underlying shares vest on October 12, 2019. This grant is subject to an accelerated vesting upon a change of control of the Issuer and in the event of termination of employment under certain circumstances following a change of control of the Issuer. |
(2) | The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on August 18, 2018 such that this option is fully exercisable on July 18, 2022. |
(3) | The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on February 16, 2018 such that this option is fully exercisable on January 16, 2022. |
(4) | The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on February 4, 2017 such that this option is fully exercisable on January 4, 2021. |
(5) | The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on February 8, 2016 such that this option is fully exercisable on January 8, 2020. |
(6) | The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on February 5, 2015 such that this option is fully exercisable on January 5, 2019. |
(7) | This option is fully vested. |
 Remarks: Exhibit 24 - Power of Attorney |