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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (right to buy) | $ 43.32 | (3) | 12/07/2020 | Common Stock | 16,000 | 16,000 | D | ||||||||
Employee Stock Options (right to buy) | $ 43.73 | (3) | 11/28/2021 | Common Stock | 16,000 | 16,000 | D | ||||||||
Employee Stock Options (right to buy) | $ 61.59 | (3) | 11/28/2022 | Common Stock | 11,900 | 11,900 | D | ||||||||
Employee Stock Options (right to buy) | $ 71.75 | (4) | 11/25/2023 | Common Stock | 11,500 | 11,500 | D | ||||||||
Employee Stock Options (right to buy) | $ 79.66 | (5) | 11/24/2024 | Common Stock | 12,500 | 12,500 | D | ||||||||
Employee Stock Options (right to buy) | $ 70.91 | (6) | 11/23/2025 | Common Stock | 17,200 | 17,200 | D | ||||||||
Employee Stock Options (right to buy) | $ 107.65 | (7) | 11/21/2026 | Common Stock | 14,000 | 14,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KEANE JOHN J 28601 CLEMENS ROAD WESTLAKE, OH 44145 |
Senior Vice President |
Robert E. Veillette, Attorney-In-Fact | 09/05/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 27, 2014, the Company awarded 2,000 restricted shares under the Company's 2012 Stock Incentive and Award Plan, which cliff vested on the third anniversary of the award. 939 of the 2,000 shares that vested August 27, 2017 were withheld to cover withholding taxes due upon vesting. The holdings include 52 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. |
(2) | Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). |
(3) | All such options have fully vested. |
(4) | On November 25, 2013, the Company awarded 11,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting. |
(5) | On November 24, 2014, the Company awarded 12,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting. |
(6) | On November 23, 2015, the Company awarded 17,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting. |
(7) | On November 21, 2016, the Company awarded 14,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting. |