UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22738
First Trust MLP and Energy Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: October 31
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Date of reporting period: July 1, 2017 - June 30, 2018
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
National Grid plc
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Ticker NG.
Primary CUSIP G6375K151
Meeting Date 31-Jul-17
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Accept Financial Statements and Statutory For No
Reports
Management Approve Final Dividend For No
Management Re-elect Sir Peter Gershon as Director For No
Management Re-elect John Pettigrew as Director For No
Management Re-elect Andrew Bonfield as Director For No
Management Re-elect Dean Seavers as Director For No
Management Re-elect Nicola Shaw as Director For No
Management Re-elect Nora Brownell as Director For No
Management Re-elect Jonathan Dawson as Director For No
Management Elect Pierre Dufour as Director For No
Management Re-elect Therese Esperdy as Director For No
Management Re-elect Paul Golby as Director For No
Management Re-elect Mark Williamson as Director For No
Management Appoint Deloitte LLP as Auditors For No
Management Authorise Board to Fix Remuneration of For No
Auditors
Management Approve Remuneration Policy For No
Management Approve Remuneration Report For No
Management Authorise EU Political Donations and For No
Expenditure
Management Authorise Issue of Equity with Pre-emptive For No
Rights
Management Authorise Issue of Equity without Pre- For No
emptive Rights
Management Authorise Issue of Equity without Pre- For No
emptive Rights in Connection with an
Acquisition or Other Capital Investment
Management Authorise Market Purchase of Ordinary Shares For No
Management Authorise the Company to Call General For No
Meeting with Two Weeks' Notice
Management Accept Financial Statements and Statutory For No
Reports
Management Approve Final Dividend For No
Management Re-elect Sir Peter Gershon as Director For No
Management Re-elect John Pettigrew as Director For No
Management Re-elect Andrew Bonfield as Director For No
Management Re-elect Dean Seavers as Director For No
Management Re-elect Nicola Shaw as Director For No
Management Re-elect Nora Brownell as Director For No
Management Re-elect Jonathan Dawson as Director For No
Management Elect Pierre Dufour as Director For No
Management Re-elect Therese Esperdy as Director For No
Management Re-elect Paul Golby as Director For No
Management Re-elect Mark Williamson as Director For No
Management Appoint Deloitte LLP as Auditors For No
Management Authorise Board to Fix Remuneration of For No
Auditors
Management Approve Remuneration Policy For No
Management Approve Remuneration Report For No
Management Authorise EU Political Donations and For No
Expenditure
Management Authorise Issue of Equity with Pre-emptive For No
Rights
Management Authorise Issue of Equity without Pre- For No
emptive Rights
Management Authorise Issue of Equity without Pre- For No
emptive Rights in Connection with an
Acquisition or Other Capital Investment
Management Authorise Market Purchase of Ordinary Shares For No
Management Authorise the Company to Call General For No
Meeting with Two Weeks' Notice
NextEra Energy Partners, LP
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Ticker NEP
Primary CUSIP 65341B106
Meeting Date 21-Dec-17
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Susan D. Austin For No
Management Elect Director Peter H. Kind For No
Management Elect Director James L. Robo For No
Management Elect Director James N. Suciu For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive Against Yes
Officers' Compensation
Management Advisory Vote on Say on Pay Frequency One Year Yes
UGI Corporation
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Ticker UGI
Primary CUSIP 902681105
Meeting Date 25-Jan-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director M. Shawn Bort For No
Management Elect Director Theodore A. Dosch For No
Management Elect Director Richard W. Gochnauer For No
Management Elect Director Frank S. Hermance For No
Management Elect Director Anne Pol For No
Management Elect Director Marvin O. Schlanger For No
Management Elect Director James B. Stallings, Jr. For No
Management Elect Director John L. Walsh For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Ernst & Young LLP as Auditors For No
Atmos Energy Corporation
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Ticker ATO
Primary CUSIP 049560105
Meeting Date 07-Feb-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Robert W. Best For No
Management Elect Director Kim R. Cocklin For No
Management Elect Director Kelly H. Compton For No
Management Elect Director Richard W. Douglas For No
Management Elect Director Ruben E. Esquivel For No
Management Elect Director Rafael G. Garza For No
Management Elect Director Richard K. Gordon For No
Management Elect Director Robert C. Grable For No
Management Elect Director Michael E. Haefner For No
Management Elect Director Nancy K. Quinn For No
Management Elect Director Richard A. Sampson For No
Management Elect Director Stephen R. Springer For No
Management Elect Director Richard Ware, II For No
Management Ratify Ernst & Young LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Public Service Enterprise Group Incorporated
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Ticker PEG
Primary CUSIP 744573106
Meeting Date 17-Apr-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Willie A. Deese For No
Management Elect Director William V. Hickey For No
Management Elect Director Ralph Izzo For No
Management Elect Director Shirley Ann Jackson For No
Management Elect Director David Lilley For No
Management Elect Director Barry H. Ostrowsky For No
Management Elect Director Thomas A. Renyi For No
Management Elect Director Hak Cheol (H.C.) Shin For No
Management Elect Director Richard J. Swift For No
Management Elect Director Susan Tomasky For No
Management Elect Director Alfred W. Zollar For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
American Electric Power Company, Inc.
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Ticker AEP
Primary CUSIP 025537101
Meeting Date 24-Apr-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Nicholas K. Akins For No
Management Elect Director David J. Anderson For No
Management Elect Director J. Barnie Beasley, Jr. For No
Management Elect Director Ralph D. Crosby, Jr. For No
Management Elect Director Linda A. Goodspeed For No
Management Elect Director Thomas E. Hoaglin For No
Management Elect Director Sandra Beach Lin For No
Management Elect Director Richard C. Notebaert For No
Management Elect Director Lionel L. Nowell, III For No
Management Elect Director Stephen S. Rasmussen For No
Management Elect Director Oliver G. Richard, III For No
Management Elect Director Sara Martinez Tucker For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Magellan Midstream Partners, L.P.
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Ticker MMP
Primary CUSIP 559080106
Meeting Date 26-Apr-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Robert G. Croyle For No
Management Elect Director Stacy P. Methvin For No
Management Elect Director Barry R. Pearl For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Ernst & Young, LLP as Auditors For No
TransCanada Corporation
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Ticker TRP
Primary CUSIP 89353D107
Meeting Date 27-Apr-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Kevin E. Benson For No
Management Elect Director Stephan Cretier For No
Management Elect Director Russell K. Girling For No
Management Elect Director S. Barry Jackson For No
Management Elect Director John E. Lowe For No
Management Elect Director Paula Rosput Reynolds For No
Management Elect Director Mary Pat Salomone For No
Management Elect Director Indira V. Samarasekera For No
Management Elect Director D. Michael G. Stewart For No
Management Elect Director Siim A. Vanaselja For No
Management Elect Director Thierry Vandal For No
Management Approve KPMG LLP as Auditors and Authorize For No
Board to Fix Their Remuneration
Management Advisory Vote on Executive Compensation For No
Approach
Share Holder SP 1: Report on Climate Change For No
Exelon Corporation
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Ticker EXC
Primary CUSIP 30161N101
Meeting Date 01-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Anthony K. Anderson For No
Management Elect Director Ann C. Berzin For No
Management Elect Director Christopher M. Crane For No
Management Elect Director Yves C. de Balmann For No
Management Elect Director Nicholas DeBenedictis For No
Management Elect Director Linda P. Jojo For No
Management Elect Director Paul L. Joskow For No
Management Elect Director Robert J. Lawless For No
Management Elect Director Richard W. Mies For No
Management Elect Director John W. Rogers, Jr. For No
Management Elect Director Mayo A. Shattuck, III For No
Management Elect Director Stephen D. Steinour For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Eversource Energy
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Ticker ES
Primary CUSIP 30040W108
Meeting Date 02-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Cotton M. Cleveland For No
Management Elect Director Sanford Cloud, Jr. For No
Management Elect Director James S. DiStasio For No
Management Elect Director Francis A. Doyle For No
Management Elect Director James J. Judge For No
Management Elect Director John Y. Kim For No
Management Elect Director Kenneth R. Leibler For No
Management Elect Director William C. Van Faasen For No
Management Elect Director Frederica M. Williams For No
Management Elect Director Dennis R. Wraase For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Approve Omnibus Stock Plan For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Duke Energy Corporation
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Ticker DUK
Primary CUSIP 26441C204
Meeting Date 03-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Michael G. Browning For No
Management Elect Director Theodore F. Craver, Jr. For No
Management Elect Director Robert M. Davis For No
Management Elect Director Daniel R. DiMicco For No
Management Elect Director John H. Forsgren For No
Management Elect Director Lynn J. Good For No
Management Elect Director John T. Herron For No
Management Elect Director James B. Hyler, Jr. For No
Management Elect Director William E. Kennard For No
Management Elect Director E. Marie McKee For No
Management Elect Director Charles W. Moorman, IV For No
Management Elect Director Carlos A. Saladrigas For No
Management Elect Director Thomas E. Skains For No
Management Elect Director William E. Webster, Jr. For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Eliminate Supermajority Vote Requirement For No
Share Holder Report on Benefits of Lobbying For Yes
WEC Energy Group, Inc.
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Ticker WEC
Primary CUSIP 92939U106
Meeting Date 03-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director John F. Bergstrom For No
Management Elect Director Barbara L. Bowles For No
Management Elect Director William J. Brodsky For No
Management Elect Director Albert J. Budney, Jr. For No
Management Elect Director Patricia W. Chadwick For No
Management Elect Director Curt S. Culver For No
Management Elect Director Danny L. Cunningham For No
Management Elect Director William M. Farrow, III For No
Management Elect Director Thomas J. Fischer For No
Management Elect Director Gale E. Klappa For No
Management Elect Director Henry W. Knueppel For No
Management Elect Director Allen L. Leverett For No
Management Elect Director Ulice Payne, Jr. For No
Management Elect Director Mary Ellen Stanek For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
CMS Energy Corporation
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Ticker CMS
Primary CUSIP 125896100
Meeting Date 04-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Jon E. Barfield For No
Management Elect Director Deborah H. Butler For No
Management Elect Director Kurt L. Darrow For No
Management Elect Director Stephen E. Ewing For No
Management Elect Director William D. Harvey For No
Management Elect Director Patricia K. Poppe For No
Management Elect Director John G. Russell For No
Management Elect Director Myrna M. Soto For No
Management Elect Director John G. Sznewajs For No
Management Elect Director Laura H. Wright For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Share Holder Report on Political Contributions For Yes
Inter Pipeline Ltd.
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Ticker IPL
Primary CUSIP 45833V109
Meeting Date 07-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Richard Shaw For No
Management Elect Director Christian Bayle For No
Management Elect Director Peter Cella For No
Management Elect Director Julie Dill For No
Management Elect Director David Fesyk For No
Management Elect Director Duane Keinick For No
Management Elect Director Arthur Korpach For No
Management Elect Director Alison Taylor Love For No
Management Elect Director Margaret McKenzie For No
Management Elect Director William Robertson For No
Management Elect Director Brant Sangster For No
Management Approve Ernst & Young LLP as Auditors and For No
Authorize Board to Fix Their Remuneration
Management Adopt New By-Laws For No
Management Advisory Vote on Executive Compensation For No
Approach
Keyera Corp.
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Ticker KEY
Primary CUSIP 493271100
Meeting Date 08-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Ratify Deloitte LLP as Auditors For No
Management Elect Director James V. Bertram For No
Management Elect Director Douglas J. Haughey For No
Management Elect Director Gianna Manes For No
Management Elect Director Donald J. Nelson For No
Management Elect Director Michael J. Norris For No
Management Elect Director Thomas O'Connor For No
Management Elect Director Charlene Ripley For No
Management Elect Director David G. Smith For No
Management Elect Director William R. Stedman For No
Management Elect Director Janet Woodruff For No
Management Advisory Vote on Executive Compensation For No
Approach
Chesapeake Utilities Corporation
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Ticker CPK
Primary CUSIP 165303108
Meeting Date 09-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Thomas P. Hill, Jr. For No
Management Elect Director Dennis S. Hudson, III For No
Management Elect Director Calvert A. Morgan, Jr. For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Baker Tilly Virchow Krause, LLP as For No
Auditors
Enbridge Inc.
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Ticker ENB
Primary CUSIP 29250N105
Meeting Date 09-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Pamela L. Carter For No
Management Elect Director Clarence P. Cazalot, Jr. For No
Management Elect Director Marcel R. Coutu For No
Management Elect Director Gregory L. Ebel For No
Management Elect Director J. Herb England For No
Management Elect Director Charles W. Fischer For No
Management Elect Director V. Maureen Kempston Darkes For No
Management Elect Director Michael McShane For No
Management Elect Director Al Monaco For No
Management Elect Director Michael E.J. Phelps For No
Management Elect Director Dan C. Tutcher For No
Management Elect Director Catherine L. Williams For No
Management Approve PricewaterhouseCoopers LLP as For No
Auditors and Authorize Board to Fix Their
Remuneration
Management Advisory Vote on Executive Compensation For No
Approach
Management Advisory Vote on Say on Pay Frequency One Year No
Enbridge Income Fund Holdings Inc.
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Ticker ENF
Primary CUSIP 29251R105
Meeting Date 09-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Approve PricewaterhouseCoopers LLP as For No
Auditors and Authorize Board to Fix Their
Remuneration
Management Elect Director J. Richard Bird For No
Management Elect Director Laura A. Cillis For No
Management Elect Director Brian E. Frank For No
Management Elect Director M. George Lewis For No
Management Elect Director E.F.H. (Harry) Roberts For No
Management Elect Director John K. Whelen For No
Kinder Morgan, Inc.
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Ticker KMI
Primary CUSIP 49456B101
Meeting Date 09-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Richard D. Kinder For No
Management Elect Director Steven J. Kean For No
Management Elect Director Kimberly A. Dang For No
Management Elect Director Ted A. Gardner For No
Management Elect Director Anthony W. Hall, Jr. For No
Management Elect Director Gary L. Hultquist For No
Management Elect Director Ronald L. Kuehn, Jr. For No
Management Elect Director Deborah A. Macdonald For No
Management Elect Director Michael C. Morgan For No
Management Elect Director Arthur C. Reichstetter For No
Management Elect Director Fayez Sarofim For No
Management Elect Director C. Park Shaper For No
Management Elect Director William A. Smith For No
Management Elect Director Joel V. Staff For No
Management Elect Director Robert F. Vagt For No
Management Elect Director Perry M. Waughtal For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Advisory Vote on Say on Pay Frequency One Year Yes
Share Holder Report on Methane Emissions Management For Yes
Share Holder Report on Sustainability For Yes
Share Holder Assess Portfolio Impacts of Policies to Meet For Yes
2 Degree Scenario
Sempra Energy
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Ticker SRE
Primary CUSIP 816851109
Meeting Date 10-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Alan L. Boeckmann For No
Management Elect Director Kathleen L. Brown For No
Management Elect Director Andres Conesa For No
Management Elect Director Maria Contreras-Sweet For No
Management Elect Director Pablo A. Ferrero For No
Management Elect Director William D. Jones For No
Management Elect Director Jeffrey W. Martin For No
Management Elect Director Bethany J. Mayer For No
Management Elect Director William G. Ouchi For No
Management Elect Director Debra L. Reed For No
Management Elect Director William C. Rusnack For No
Management Elect Director Lynn Schenk For No
Management Elect Director Jack T. Taylor For No
Management Elect Director James C. Yardley For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Share Holder Amend Proxy Access Right For Yes
The Williams Companies, Inc.
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Ticker WMB
Primary CUSIP 969457100
Meeting Date 10-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Alan S. Armstrong For No
Management Elect Director Stephen W. Bergstrom For No
Management Elect Director Stephen I. Chazen For No
Management Elect Director Charles I. Cogut For No
Management Elect Director Kathleen B. Cooper For No
Management Elect Director Michael A. Creel For No
Management Elect Director Peter A. Ragauss For No
Management Elect Director Scott D. Sheffield For No
Management Elect Director Murray D. Smith For No
Management Elect Director William H. Spence For No
Management Ratify Ernst & Young LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Hydro One Limited
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Ticker H
Primary CUSIP 448811208
Meeting Date 15-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Ian Bourne For No
Management Elect Director Charles Brindamour For No
Management Elect Director Marcello (Marc) Caira For No
Management Elect Director Christie Clark For No
Management Elect Director George Cooke For No
Management Elect Director David F. Denison For No
Management Elect Director Margaret (Marianne) Harris For No
Management Elect Director James Hinds For No
Management Elect Director Roberta Jamieson For No
Management Elect Director Frances Lankin For No
Management Elect Director Philip S. Orsino For No
Management Elect Director Jane Peverett For No
Management Elect Director Gale Rubenstein For No
Management Elect Director Mayo Schmidt For No
Management Approve KPMG LLP as Auditors and Authorize For No
Board to Fix Their Remuneration
Management Advisory Vote on Executive Compensation For No
Approach
Plains All American Pipeline, L.P.
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Ticker PAA
Primary CUSIP 726503105
Meeting Date 15-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Bobby S. Shackouls Withhold Yes
Management Elect Director Christopher M. Temple Withhold Yes
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Advisory Vote on Say on Pay Frequency One Year No
Suburban Propane Partners, L.P.
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Ticker SPH
Primary CUSIP 864482104
Meeting Date 15-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Harold R. Logan, Jr. For No
Management Elect Director John Hoyt Stookey For No
Management Elect Director Jane Swift For No
Management Elect Director Lawrence C. Caldwell For No
Management Elect Director Matthew J. Chanin For No
Management Elect Director Terence J. Connors For No
Management Elect Director William M. Landuyt For No
Management Elect Director Michael A. Stivala For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Approve Restricted Stock Plan For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
InfraREIT, Inc.
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Ticker HIFR
Primary CUSIP 45685L100
Meeting Date 16-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director John Gates For No
Management Elect Director Harold R. Logan, Jr. Withhold Yes
Management Ratify Ernst & Young LLP as Auditors For No
PPL Corporation
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Ticker PPL
Primary CUSIP 69351T106
Meeting Date 16-May-18
--------------------------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Rodney C. Adkins For No
Management Elect Director John W. Conway For No
Management Elect Director Steven G. Elliott For No
Management Elect Director Raja Rajamannar For No
Management Elect Director Craig A. Rogerson For No
Management Elect Director William H. Spence For No
Management Elect Director Natica von Althann For No
Management Elect Director Keith H. Williamson For No
Management Elect Director Phoebe A. Wood For No
Management Elect Director Armando Zagalo de Lima For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
Xcel Energy Inc.
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Ticker XEL
Primary CUSIP 98389B100
Meeting Date 16-May-18
--------------------------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Richard K. Davis For No
Management Elect Director Ben Fowke For No
Management Elect Director Richard T. O'Brien For No
Management Elect Director David K. Owens For No
Management Elect Director Christopher J. Policinski For No
Management Elect Director James T. Prokopanko For No
Management Elect Director A. Patricia Sampson For No
Management Elect Director James J. Sheppard For No
Management Elect Director David A. Westerlund For No
Management Elect Director Kim Williams For No
Management Elect Director Timothy V. Wolf For No
Management Elect Director Daniel Yohannes For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
CorEnergy Infrastructure Trust, Inc.
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Ticker CORR
Primary CUSIP 21870U502
Meeting Date 17-May-18
--------------------------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director David J. Schulte For No
Management Ratify Ernst & Young LLP as Auditors For No
ONEOK, Inc.
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Ticker OKE
Primary CUSIP 682680103
Meeting Date 23-May-18
--------------------------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Brian L. Derksen For No
Management Elect Director Julie H. Edwards For No
Management Elect Director John W. Gibson For No
Management Elect Director Randall J. Larson For No
Management Elect Director Steven J. Malcolm For No
Management Elect Director Jim W. Mogg For No
Management Elect Director Pattye L. Moore For No
Management Elect Director Gary D. Parker For No
Management Elect Director Eduardo A. Rodriguez For No
Management Elect Director Terry K. Spencer For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Approve Omnibus Stock Plan For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
The Southern Company
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Ticker SO
Primary CUSIP 842587107
Meeting Date 23-May-18
--------------------------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Juanita Powell Baranco For No
Management Elect Director Jon A. Boscia For No
Management Elect Director Henry A. "Hal" Clark, III For No
Management Elect Director Thomas A. Fanning For No
Management Elect Director David J. Grain For No
Management Elect Director Veronica M. Hagen For No
Management Elect Director Linda P. Hudson For No
Management Elect Director Donald M. James For No
Management Elect Director John D. Johns For No
Management Elect Director Dale E. Klein For No
Management Elect Director Ernest J. Moniz For No
Management Elect Director William G. Smith, Jr. For No
Management Elect Director Steven R. Specker For No
Management Elect Director Larry D. Thompson For No
Management Elect Director E. Jenner Wood, III For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
Share Holder Amend Proxy Access Right For Yes
Emera Incorporated
--------------------------------------------------------------------------------
Ticker EMA
Primary CUSIP 290876101
Meeting Date 24-May-18
--------------------------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Scott C. Balfour For No
Management Elect Director Sylvia D. Chrominska For No
Management Elect Director Henry E. Demone For No
Management Elect Director Allan L. Edgeworth For No
Management Elect Director James D. Eisenhauer For No
Management Elect Director Kent M. Harvey For No
Management Elect Director B. Lynn Loewen For No
Management Elect Director Donald A. Pether For No
Management Elect Director John B. Ramil For No
Management Elect Director Andrea S. Rosen For No
Management Elect Director Richard P. Sergel For No
Management Elect Director M. Jacqueline Sheppard For No
Management Ratify Ernst & Young LLP as Auditors For No
Management Authorize Board to Fix Remuneration of For No
Auditors
Management Advisory Vote on Executive Compensation For No
Approach
NextEra Energy, Inc.
--------------------------------------------------------------------------------
Ticker NEE
Primary CUSIP 65339F101
Meeting Date 24-May-18
--------------------------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Sherry S. Barrat For No
Management Elect Director James L. Camaren For No
Management Elect Director Kenneth B. Dunn For No
Management Elect Director Naren K. Gursahaney For No
Management Elect Director Kirk S. Hachigian For No
Management Elect Director Toni Jennings For No
Management Elect Director Amy B. Lane For No
Management Elect Director James L. Robo For No
Management Elect Director Rudy E. Schupp For No
Management Elect Director John L. Skolds For No
Management Elect Director William H. Swanson For No
Management Elect Director Hansel E. Tookes, II For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Share Holder Provide Right to Act by Written Consent For Yes
Share Holder Report on Political Contributions For Yes
Targa Resources Corp.
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Ticker TRGP
Primary CUSIP 87612G101
Meeting Date 24-May-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Robert B. Evans For No
Management Elect Director Joe Bob Perkins For No
Management Elect Director Ershel C. Redd, Jr. For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Buckeye Partners, L.P.
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Ticker BPL
Primary CUSIP 118230101
Meeting Date 05-Jun-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Pieter Bakker For No
Management Elect Director Barbara M. Baumann For No
Management Elect Director Mark C. McKinley For No
Management Amend Partnership Agreement Against Yes
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST MLP AND ENERGY INCOME FUND
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By (Signature and Title)* /s/ James M. Dykas
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James M. Dykas, President and
Chief Executive Officer
Date July 17, 2018
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* Print the name and title of each signing officer under his or her signature.