UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Alta Fundamental Advisers SP LLC 777 THIRD AVENUE SUITE 19A NEW YORK, NY 10017 |
 X |  |  |  |
Alta Fundamental Advisers LLC 777 THIRD AVENUE SUITE 19A NEW YORK, NY 10017 |
 X |  |  |  |
/s/ Alta Fundamental Advisers SP LLC, By: Alta Fundamental Advisers GP LLC, its General Partner, By: Gilbert Li, Manager | 07/01/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC, of which Gilbert Li, it's Managing Partner, is a Director of the Issuer. In addition, Mr. Li is an investor in one or more of these Accounts and by means is an indirect beneficial owner. |
 Remarks: Gilbert Li is a Director of the Issuer. As a result, Alta Fundamental Advisers SP LLC may be deemed Director by deputization of the Issuer solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. |