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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 9.03 | 01/17/2014 | 01/17/2023 | Common Stock | 10,000 | 10,000 | D | ||||||||
Stock Options | $ 8.93 | 09/29/2012 | 09/29/2021 | Common Stock | 4,500 | 4,500 | D | ||||||||
Stock Options | $ 13.32 | 03/07/2015 | 03/07/2024 | Common Stock | 10,000 | 10,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HOGAN MARK D 104-110 AVENUE C BAYONNE, NJ 07002 |
X | Chairman of the Board |
/s/ Thomas Keating, pursuant to power of attorney | 11/13/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 4, 2015, Mr. Hogan purchased 150,000 shares of the issuer's common stock in connection with a public offering of common stock by the issuer directly from the underwriter at the public offering price. |
(2) | The securities shown on Lines 3 and 4 of Table 1 represent securities held of record by Mr. Hogan's children. Mr. Hogan may be deemed to share voting and dispositive power with respect to such securities. Mr. Hogan disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. |
Remarks: 1. This Form 4 Amendment is being filed solely to reflect the correct number of securities beneficially owned by Mr. Hogan in Table 1 and Table II. |