UNILEVER PLC
|
|
/S/ R Sotamaa
By R Sotamaa
CHIEF LEGAL OFFICER AND GROUP SECRETARY
|
Exhibit
|
99.1
|
Stock Exchange announcement dated
|
5 February 2018
|
entitled
|
‘Director/PDMR Shareholding’
|
Exhibit
|
99.2
|
Stock Exchange announcement dated
|
5 February 2018
|
entitled
|
‘Unilever prices EUR 2bn Bonds on European
Markets’
|
Exhibit
|
99.3
|
Stock Exchange announcement dated
|
12 February 2018
|
entitled
|
‘Director/PDMR Shareholding’
|
Exhibit
|
99.4
|
Stock Exchange announcement dated
|
16 February 2018
|
entitled
|
‘Director/PDMR Shareholding’
|
Exhibit
|
99.5
|
Stock Exchange announcement dated
|
21 February 2018
|
entitled
|
‘Director/PDMR Shareholding’
|
1
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
||
a)
|
Name
|
Nitin
Paranjpe
|
|
2
|
Reason
for the notification
|
||
a)
|
Position/status
|
President,
Foods and Refreshment (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Sale of
shares
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£39.76259
|
14,300.00
|
||
e)
|
Aggregated information
- Volume
- Total
|
14,300.00
£568,605.04
|
|
f)
|
Date of the transaction
|
2018-02-05
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason
for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase
of shares under the Unilever PLC Share Incentive Plan.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
3849.0
p
|
4
|
||
e)
|
Aggregated information
- Volume
- Total
|
4
£153.96
|
|
f)
|
Date of the transaction
|
2018-02-08
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
David
Blanchard
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
R&D Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share
type only (NV or
PLC).
Mr Blanchard elected to receive only PLC shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (NV shares) is converted into the currency of the
chosen share type (PLC shares), divided by the closing share price
on vesting and this number of PLC shares is added to the original
number of PLC shares that vested. The original awards of NV shares
are cancelled and reduced to nil. Mr Blanchard received
15,306 Unilever PLC Ordinary
shares of 3 1/9p each after using a performance factor of 148% and
including dividend reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Management Co-Investment
Plan.
Mr
Blanchard received 3,185
Unilever PLC Ordinary shares of 3 1/9p each after using a
performance factor of 148% and including dividend
reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
3791.0p
|
15,306
|
||
3791.0p
|
3,185
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
18,491
£700,993.81
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Marc
Engel
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Supply Chain Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share
type only (NV or
PLC).
Mr Engel elected to receive only NV shares. To calculate the
effect of 'share choice' on vesting, the total value for each award
(both NV and PLC share types) is calculated using the performance
factor and the closing share price on vesting, including dividend
reinvestment accrued. The value of the share type not chosen (PLC
shares) is converted into the currency of the chosen share type (NV
shares), divided by the closing share price on vesting and this
number of NV shares is added to the original number of NV shares
that vested. The original award of 3,216 PLC shares and the dividend
reinvestment are cancelled and reduced to nil.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Management Co-Investment
Plan.
Mr
Engel received 710 Unilever
PLC Ordinary shares of 3 1/9p each after using a performance factor
of 142% and including dividend reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
3791.0p
|
710
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
710
£26,
916.10
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alan
Jope
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Personal Care (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC American Depositary Receipts (PLC ADRs) each
representing 1 Ordinary 3 1/9 pence share have vested based on the
February 2015 GSIP
conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity
Compensation Plan.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share
type only (NV or
PLC).
Mr Jope elected to receive only New York NV shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award of 7,033 PLC ADRs and the dividend
reinvestment are cancelled and reduced to nil.
ii)
Unilever PLC American Depositary Receipts (PLC ADRs) each
representing 1 Ordinary 3 1/9 pence share have vested based on the
February 2015 MCIP
conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity
Compensation Plan.
Mr Jope
received 2,006 PLC ADRs
after using a performance factor of 148% and including dividend
reinvestment.
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$53.08
|
2,006
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
2,006
$106,478.48
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Kees
Kruythoff
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Home Care (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 GSIP
conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity
Compensation Plan.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share
type only (NV or
PLC).
Mr Kruythoff elected to receive only NV shares. To calculate
the effect of 'share choice' on vesting, the total value for each
award (both NV and PLC share types) is calculated using the
performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award of 5,863 PLC shares and the dividend
reinvestment are cancelled and reduced to nil.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Leena
Nair
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
HR Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Ms Nair
received 3,134 Unilever PLC
Ordinary shares of 3 1/9p each after using a performance factor of
142% and including dividend reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Management Co-Investment
Plan.
Ms Nair
received 1,640 Unilever PLC
Ordinary shares of 3 1/9p each after using a performance factor of
142% and including dividend reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
3791.0p
|
3,134
|
||
3791.0p
|
1,640
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
4,774
£180,982.34
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Nitin
Paranjpe
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Foods and Refreshment (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Mr Paranjpe received 11,430 Unilever PLC Ordinary shares of 3
1/9p each after using a performance factor of 148% and including
dividend reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Management Co-Investment
Plan.
Mr
Paranjpe received 2,959
Unilever PLC Ordinary shares of 3 1/9p each after using a
performance factor of 148% and including dividend
reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
3791.0p
|
11,430
|
||
3791.0p
|
2,959
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
14,389
£545,486.99
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Mr
Pitkethly received 5,013
Unilever PLC Ordinary shares of 3 1/9p each after using a
performance factor of 142% and including dividend
reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Management Co-Investment
Plan.
Mr
Pitkethly received 3,454
Unilever PLC Ordinary shares of 3 1/9p each after using a
performance factor of 142% and including dividend
reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
3791.0p
|
5,013
|
||
3791.0p
|
3,454
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
8,467
£320,983.97
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Polman
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Executive Officer (Director)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
Unilever
PLC Ordinary shares of 3 1/9p each have vested based on the
February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share
type only (NV or
PLC).
Mr Polman elected to receive only NV shares. To calculate
the effect of 'share choice' on vesting, the total value for each
award (both NV and PLC share types) is calculated using the
performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award of 36,497 PLC shares and the dividend
reinvestment are cancelled and reduced to nil.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
0.0p
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Judith
Amanda Sourry Knox
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
North America and Global Head of Customer Development (a member of
the Unilever Leadership Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC American Depositary Receipts (PLC ADRs) each
representing 1 Ordinary 3 1/9 pence share have vested based on the
February 2015 GSIP
conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity
Compensation Plan.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share
type only (NV or
PLC).
Ms Sourry-Knox elected to receive only New York NV shares.
To calculate the effect of 'share choice' on vesting, the total
value for each award (both NV and PLC share types) is calculated
using the performance factor and the closing share price on
vesting, including dividend reinvestment accrued. The value of the
share type not chosen (PLC shares) is converted into the currency
of the chosen share type (NV shares), divided by the closing share
price on vesting and this number of NV shares is added to the
original number of NV shares that vested. The original award of
3,939 PLC ADRs and the
dividend reinvestment are cancelled and reduced to nil.
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
0.0p
|
0
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
0
$0.00
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ritva
Sotamaa
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Legal Officer (a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Ms
Sotamaa received 7,620
Unilever PLC Ordinary shares of 3 1/9p each after using a
performance factor of 148% and including dividend
reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Management Co-Investment
Plan.
Ms
Sotamaa received 2,894
Unilever PLC Ordinary shares of 3 1/9p each after using a
performance factor of 148% and including dividend
reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
37.91
|
7,620
|
||
3285.5p
|
2,894
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
10,514
£398,585.74
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Keith
Weed
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Marketing & Communications Officer (a member of the Unilever
Leadership Executive)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Global Share Incentive
Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share
type only (NV or
PLC).
Mr Weed elected to receive only PLC shares. To calculate the
effect of 'share choice' on vesting, the total value for each award
(both NV and PLC share types) is calculated using the performance
factor and the closing share price on vesting, including dividend
reinvestment accrued. The value of the share type not chosen (NV
shares) is converted into the currency of the chosen share type
(PLC shares), divided by the closing share price on vesting and
this number of PLC shares is added to the original number of PLC
shares that vested. The original awards of NV shares are cancelled
and reduced to nil. Mr Weed received 15,306 Unilever PLC Ordinary shares of 3
1/9p each after using a performance factor of 148% and including
dividend reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to the
Unilever Management Co-Investment
Plan.
Mr Weed
received 7,721 Unilever PLC
Ordinary shares of 3 1/9p each after using a performance factor of
148% and including dividend reinvestment.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
3791.0
|
15,306
|
||
3791.0
|
7,721
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
23,027
£872,953.57
|
|
f)
|
Date of
the transaction
|
2018-02-13
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Polman
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Executive Officer (Director)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
Executive
Directors receive performance-related Unilever N.V. (NV) and
Unilever PLC (PLC) shares in a 50/50 mix. Prior to vesting,
Executive Directors and PDMRs are able to choose whether they
receive any shares that are due to vest in PLC or NV shares or a
50/50 mix.
The
following number of shares of 3 1/9p each were awarded with
conditional rights pursuant to the Unilever Global Share Incentive
Plan 2007.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
00.00p
|
26,209
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
26,209
£0.00
|
|
f)
|
Date of
the transaction
|
2018-02-16
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
Executive
Directors receive performance-related Unilever N.V. (NV) and
Unilever PLC (PLC) shares in a 50/50 mix. Prior to vesting,
Executive Directors and PDMRs are able to choose whether they
receive any shares that are due to vest in PLC or NV shares or a
50/50 mix.
The
following number of shares of 3 1/9p each were awarded with
conditional rights pursuant to the Unilever Global Share Incentive
Plan 2007.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
00.00p
|
12,772
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
12,772
£0.00
|
|
f)
|
Date of
the transaction
|
2018-02-16
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Keith
Weed
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Marketing & Communications Officer (a member of the Unilever
Leadership Executive ('ULE'))
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Transfer
of 100,000 Unilever PLC Ordinary 3 1/9 pence shares at nil
consideration to his Closely Associated Person Mrs Catherine
James-Weed.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
00.00
p
|
100,000
|
||
e)
|
Aggregated information
- Volume
- Total
|
100,000
£0.00
|
|
f)
|
Date of the transaction
|
2018-02-16
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Catherine
Weed
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Closely
Associated Person to Keith Weed (PDMR - Chief Marketing &
Communications Officer and a member of the Unilever Leadership
Executive)
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Receipt
of a transfer of 100,000 Unilever PLC Ordinary 3 1/9 pence shares
at nil consideration from Keith Weed (PDMR).
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
00.00
p
|
100,000
|
||
e)
|
Aggregated information
- Volume
- Total
|
100,000
£0.00
|
|
f)
|
Date of the transaction
|
2018-02-16
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|