UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zavaglia Stefano 74 BOULEVARD D'ITALIE MONTE CARLO, O9 98000 |
 |  X |  |  |
Stefano Zavaglia | 02/15/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | AS DESCRIBED IN SCHEDULE 13D FILED WITH THE SEC ON FEB 7, 2019 WITH RESPECT TO THE ISSUER'S SECURITIES, EFFICIENCY INVESTMENT FUND - 6TH WAVE SP, A CAYMAN ISLANDS COMPANY ("EIF") RECEIVED ON NOV 13, 2018 8,087,213 SHARES OF COMMMON STOCK AND 24,280 SHARES OF SERIES B PREFERRED STOCK, CONVERTIBLE INTO 24,280,000 SHARES OF COMMON STOCK PURUSANT TO A SHARE EXCHANGE AGMT AMONT THE ISSUER AND FORMER SHAREHOLDERS OF NATUR HOLDINGS, B.V., A NETHERLANDS HOLDING COMPANY. THE SERIES B PREFERRED STOCK WILL CONVERT AUTOMATICALLY UPON THE ISSUER'S INCREASING ITS NUMBER OF SHARES OF COMMON STOCK OF AUTHORIZED CAPITAL. |
(2) | Upon conversion of the Series B Preferred Stock into Common Stock, the reporting person will control the person (Efficiency Investment Fund - 6th Wave SP) owning 25.1% of the Common Stock of the Issuer. In accordance with Instruction 5(b)(iv), the entire amount of the Issuer's securities held by Efficiency Investment Fund - 6th Wave SP is reported here. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of the reporting person's pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is subject to Section 16 of the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16. |