U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Gutierrez Carlos M.
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(Last) (First) (Middle)
One Kellogg Square
PO Box 3599
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(Street)
Battle Creek MI 49016-3599
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Kellogg Company (K)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
February 21, 2003
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [X] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Chairman of the Board, Chief Executive Officer
Co-Trustee of trust holding more than 10% of common stock(1)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock
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Common Stock 128,922.322 D (3)
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58,669.388 I By Spouse
in Trust
(3)
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7,772.6945 I By 401(k)
Profit
Sharing
Plan(2)
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4,814.42 I By Spouse
as
Custodian
(3)
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2,407.21 I By Adult
Child
Living at
Home (3)
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Response) (Over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Stock Option $50.125 8/7/98 3/14/07 Common 40,024 40,024 D
Stock
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Stock Option $50.125 8/7/97 1/21/04 Common 1,550 1,550 D
Stock
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Stock Option $44.9375 2/3/98 1/20/05 Common 23,480 23,480 D
Stock
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Stock Option $44.9375 2/3/98 1/21/04 Common 11,092 11,092 D
Stock
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Stock Option $44.9375 2/3/98 1/21/04 Common 3,848 3,848 D
Stock
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Stock Option $44.9375 2/3/98 3/15/06 Common 41,589 41,589 D
Stock
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Stock Option $43.9375 3/13/99 3/13/08 Common 70,000 70,000 D
Stock
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Stock Option $43.9375 3/13/99 3/13/08 Common 13,505 13,505 D
Stock
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Stock Option $40.1875 6/23/99 6/23/08 Common 40,000 40,000 D
Stock
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Stock Option $34.625 1/4/00 1/4/09 Common 80,000 80,000 D
Stock
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Stock Option $40.4063 2/2/99 3/15/06 Common 3,037 3,037 D
Stock
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Stock Option $27.425 2/16/02 2/16/11 Common 150,948 150,948 D
Stock
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Stock Option $29.825 7/31/01 1/31/10 Common 103,232 103,232 D
Stock
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Stock Option $29.925 7/31/01 1/31/10 Common 8,895 8,895 D
Stock
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Stock Option $33.345 2/19/02 1/31/01 Common 37,020 37,020 D
Stock
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Stock Option $33.345 2/19/03 1/31/01 Common 106,579 106,579 D
Stock
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Stock Option(4) $34.635 2/22/03 2/22/12 Common 550,000 550,000 D
Stock
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Stock Option $34.07 8/19/02 2/16/11 Common 162,564 162,564 D
Stock
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Stock Option $31.485 2/19/03 2/16/11 Common 179,774 179,774 D
Stock
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Stock Option(5) $31.18 2/21/03 A 460,000 2/21/04 2/21/13 Common 460,000 460,000 D
Stock
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2,087,137
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Explanation of Responses:
(1) Filer hereby disclaims beneficial ownership of shares held by the W. K.
Kellogg Foundation Trust
(2) As of 12/31/02.
(3) Excludes dividends reinvested after 12/31/02.
(4) The option became exercisable in two equal annual installments beginning
February 22, 2003.
(5) The option becomes exercisable in two equal annual installments beginning
February 21, 2004.
/s/ James K. Markey February 25, 2003
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**Signature of Reporting Person Date
James K. Markey, Attorney-in-fact
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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