1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
NL
Industries, Inc.
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
OO
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
New
Jersey
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
TIMET
Finance Management Company
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
Titanium
Metals Corporation
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
Valhi,
Inc.
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
Valhi
Holding Company
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
Dixie
Rice Agricultural Corporation, Inc.
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Louisiana
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
Contran
Corporation
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
The
Combined Master Retirement Trust
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Texas
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
EP
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
Harold
Simmons Foundation, Inc.
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
Not
applicable
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Texas
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
|
8
|
SHARED
VOTING POWER
755,004
|
||
9
|
SOLE
DISPOSITIVE POWER
-0-
|
||
10
|
SHARED
DISPOSITIVE POWER
755,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
755,004
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.0%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES
OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. OF SUCH PERSONS
(ENTITIES ONLY)
Harold
C. Simmons
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
PF
and OO
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
169,053
|
|
8
|
SHARED
VOTING POWER
775,004
|
||
9
|
SOLE
DISPOSITIVE POWER
169,053
|
||
10
|
SHARED
DISPOSITIVE POWER
775,004
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
169,053
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) ý
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.2%
|
||
14
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
Item
2.
|
Identity
and Background.
|
·
|
NL
Industries, Inc. (“NL”) as a direct holder
of Class A Shares;
|
·
|
TIMET
Finance Management Company (“TFMC”), Titanium Metals
Corporation (“TIMET”), Valhi, Inc.
(“Valhi”), Valhi
Holding Company (“VHC”), Dixie Rice
Agricultural Corporation, Inc. (“Dixie Rice”), Contran
Corporation (“Contran”), The Combined
Master Retirement Trust (the “CMRT”) and the Harold
Simmons Foundation, Inc. (the “Foundation”) by virtue
of their direct or indirect ownership of NL;
and
|
·
|
Harold
C. Simmons by virtue of his direct and indirect ownership of Class A
Shares and his positions with Contran and certain of the other entities
(as described in this Statement).
|
Item
3.
|
Source
and Amount of Funds or Other
Consideration.
|
Item
4.
|
Purpose
of Transaction.
|
Item
5.
|
Interest
in Securities of the Issuer.
|
Date
|
Number
of
Shares
|
Price
Per Share ($)
(exclusive
of commissions)
|
06/23/08
|
701
|
$4.7800
|
06/23/08
|
299
|
$4.7900
|
06/23/08
|
100
|
$4.8000
|
06/23/08
|
900
|
$4.8200
|
06/23/08
|
100
|
$4.8300
|
06/23/08
|
100
|
$4.8400
|
06/23/08
|
300
|
$4.8500
|
06/23/08
|
600
|
$4.8700
|
06/23/08
|
500
|
$4.8800
|
06/23/08
|
600
|
$4.9500
|
06/23/08
|
61
|
$4.9700
|
06/23/08
|
100
|
$4.9799
|
06/23/08
|
100
|
$4.9800
|
06/23/08
|
1,600
|
$4.9800
|
06/23/08
|
3,039
|
$4.9900
|
06/24/08
|
1,000
|
$4.4600
|
06/24/08
|
1,000
|
$4.4700
|
06/24/08
|
100
|
$4.5299
|
06/24/08
|
900
|
$4.5300
|
06/24/08
|
600
|
$4.5400
|
06/24/08
|
1,500
|
$4.5500
|
06/24/08
|
200
|
$4.5700
|
06/24/08
|
200
|
$4.5800
|
06/24/08
|
1,000
|
$4.7500
|
06/24/08
|
650
|
$4.9900
|
06/24/08
|
100
|
$5.0000
|
06/24/08
|
200
|
$5.0050
|
06/24/08
|
400
|
$5.0100
|
06/24/08
|
1,550
|
$5.0200
|
06/24/08
|
400
|
$5.0250
|
06/24/08
|
350
|
$5.0300
|
06/24/08
|
1,500
|
$5.0400
|
06/24/08
|
100
|
$5.0500
|
06/24/08
|
350
|
$5.0600
|
06/24/08
|
200
|
$5.0600
|
06/24/08
|
500
|
$5.0700
|
06/24/08
|
700
|
$5.0800
|
06/24/08
|
200
|
$5.0900
|
06/25/08
|
200
|
$5.1800
|
06/25/08
|
800
|
$5.2000
|
06/25/08
|
300
|
$5.3700
|
06/25/08
|
692
|
$5.3800
|
06/25/08
|
120
|
$5.3850
|
06/25/08
|
100
|
$5.3900
|
06/25/08
|
1,665
|
$5.3900
|
06/25/08
|
208
|
$5.4000
|
06/25/08
|
100
|
$5.4199
|
06/25/08
|
1,400
|
$5.4200
|
06/25/08
|
1,000
|
$5.4500
|
06/25/08
|
500
|
$5.4500
|
06/25/08
|
215
|
$5.4900
|
06/26/08
|
100
|
$5.2500
|
06/26/08
|
300
|
$5.2600
|
06/26/08
|
200
|
$5.2800
|
06/26/08
|
300
|
$5.4900
|
06/26/08
|
2,400
|
$5.5000
|
06/27/08
|
440
|
$5.2600
|
06/27/08
|
900
|
$5.2800
|
06/27/08
|
580
|
$5.3000
|
06/27/08
|
153
|
$5.3300
|
06/27/08
|
300
|
$5.3399
|
06/27/08
|
400
|
$5.3400
|
06/27/08
|
200
|
$5.3500
|
06/27/08
|
300
|
$5.3899
|
06/27/08
|
520
|
$5.3900
|
06/27/08
|
500
|
$5.3900
|
06/27/08
|
700
|
$5.4000
|
06/27/08
|
2,000
|
$5.4500
|
06/27/08
|
500
|
$5.4900
|
06/27/08
|
2,860
|
$5.5000
|
06/27/08
|
50,000
|
$5.2500
|
06/30/08
|
300
|
$5.4000
|
06/30/08
|
400
|
$5.4300
|
06/30/08
|
200
|
$5.4400
|
06/30/08
|
100
|
$5.4500
|
07/02/08
|
100
|
$5.4000
|
07/02/08
|
7,300
|
$5.5000
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships With Respect to Securities
of the Issuer.
|
|
Signature
|
Name
|
Present
Principal Occupation
|
Thomas
E. Barry
(1)
|
Vice
president for executive affairs at Southern Methodist University and
professor of marketing in the Edwin L. Cox School of Business at Southern
Methodist University; and a director of Valhi.
|
James
W.
Brown
|
Vice
president and chief financial officer of TIMET.
|
Keith
R. Coogan
(2)
|
President
and chief executive officer of Pomeroy IT Solutions, Inc., a technology
and services solution provider; and a director of Kronos Worldwide, Inc.,
a subsidiary of Valhi (“Kronos Worldwide”), and
TIMET.
|
Norman
S. Edelcup
(3)
|
Mayor
of Sunny Isles Beach, Florida; director of CompX International Inc., a
subsidiary of NL (the “Company”), and Valhi;
and trustee of the Baron Funds, a mutual fund group.
|
L.
Andrew
Fleck
|
Vice
president of Dixie Rice; and vice president-real estate of
Contran.
|
Lisa
Simmons
Epstein
|
Director
and president of the Foundation.
|
Robert
D.
Graham
|
Vice
president of Contran, Dixie Rice, the Foundation, Tremont, a wholly owned
subsidiary of Valhi (“Tremont”), Valhi and
VHC; executive vice president of TIMET; and vice president and general
counsel of Kronos Worldwide and NL.
|
Tim
C.
Hafer
|
Vice
president and controller of Kronos Worldwide and NL.
|
J.
Mark
Hollingsworth
|
Vice
president and general counsel of Contran, Dixie Rice, Tremont, Valhi and
VHC; general counsel of the Foundation and the Company; trust counsel of
The Combined Master Retirement Trust, a trust Contran sponsors that
permits the collective investment by master trusts that maintain the
assets of certain employee benefit plans Contran and related companies
adopt (the “CMRT”); and acting
general counsel of Keystone Consolidated Industries, Inc., a subsidiary of
Contran (“Keystone”).
|
Keith
A.
Johnson
|
Controller
of the Foundation.
|
William
J.
Lindquist
|
Director
and senior vice president of Contran and VHC; senior vice president of
Dixie Rice, Tremont and Valhi; and chief executive officer of Waste
Control Specialists LLC, a subsidiary of Valhi.
|
A.
Andrew R.
Louis
|
Secretary
of the Company, Contran, Dixie Rice, Kronos Worldwide, NL, Tremont, Valhi
and VHC.
|
Kelly
D.
Luttmer
|
Vice
president and tax director of the Company, Contran, Dixie Rice, Kronos
Worldwide, NL, TIMET, Tremont, Valhi and VHC.
|
Andrew
McCollam, Jr.
(4)
|
Director
of Dixie Rice; and a private investor.
|
W.
Hayden McIlroy
(5)
|
Private
investor primarily in real estate; and a director of Valhi and Cadco
Systems, Inc., a manufacturer of emergency alert
systems.
|
Cecil
H. Moore, Jr.
(6)
|
Director
of NL and Kronos Worldwide; and a private investor.
|
Tanya
M. Murray
(7)
|
Director
of The Stewart Law Firm; and director, and secretary of
TFMC.
|
Andrew
B.
Nace
|
Vice
president and general counsel of TIMET.
|
Bobby
D.
O’Brien
|
Vice
president, chief financial officer and director of VHC; president of
TIMET; vice president and chief financial officer of Contran, Dixie Rice,
Tremont and Valhi,
|
Glenn
R.
Simmons
|
Vice
chairman of the board of Contran, Dixie Rice, Tremont, Valhi and VHC;
chairman of the board of the Company and Keystone; and a director of
Kronos Worldwide, NL and TIMET.
|
Harold
C.
Simmons
|
Chairman
of the board of Contran, Dixie Rice, the Foundation, TIMET,
Tremont, Valhi and VHC; chairman of the board and chief executive officer
of Kronos Worldwide and NL; and trustee and member of the investment
committee of the CMRT.
|
Richard
A. Smith
(8)
|
Vice
president of Dixie Rice.
|
Thomas
P. Stafford
(9)
|
Director
of NL and TIMET; chairman of the NASA Advisory Council Task Force on the
International Space Station Program.
|
John
A. St.
Wrba
|
Vice
president and treasurer of Contran, Dixie Rice, Kronos Worldwide, NL,
TIMET, Tremont, Valhi and VHC.
|
Scott
E.
Sullivan
|
Vice
president and controller of TIMET.
|
Gregory
M.
Swalwell
|
Vice
president and controller of Contran, Tremont, Valhi and VHC; vice
president, finance and chief financial officer of Kronos Worldwide and NL;
vice president of Dixie Rice and TIMET; and director, vice president and
treasurer of TFMC.
|
J.
Walter Tucker, Jr.
(10)
|
President,
treasurer and a director of Tucker & Branham, Inc., a mortgage
banking, insurance and real estate company; a director of Valhi; and a
member of the investment committee of the CMRT.
|
Steven
L.
Watson
|
Director
and president of Contran, Dixie Rice and VHC; director, president and
chief executive officer of Valhi; president of Tremont; director, vice
president and secretary of the Foundation; vice chairman of Kronos
Worldwide; vice chairman and chief executive officer of TIMET; and a
director of the Company, Keystone and NL.
|
Terry
N. Worrell
(11)
|
Director
of NL and TIMET; a private investor with Worrell Investments, Inc., a real
estate investment company.
|
Joan
L. Yori
(12)
|
Vice
president-client services of Stewart Management Company; and director and
president of TFMC.
|
Paul
J. Zucconi
(13)
|
A
private investor and a director of
TIMET.
|
(1)
|
The
principal business address for Dr. Barry is Southern Methodist University,
Perkins Administration Bldg. #224, Dallas,
Texas 75275.
|
(2)
|
The
principal business address for Mr. Coogan is 1020 Petersburg Road, Hebron,
Kentucky 41048.
|
(3)
|
The
principal business address for Mr. Edelcup is 17395 North Bay Road, Suite
103, Sunny Isles Beach,
Florida 33160.
|
(4)
|
The
principal business address for Mr. McCollam is 402 Canal Street, Houma,
Louisiana 70360.
|
(5)
|
The
principal business address for Mr. McIlroy is 25 Highland Park Village,
Suite 100-341, Dallas,
Texas 75225.
|
(6)
|
The
address for Mr. Moore is 4444 Beverly Drive, Dallas,
Texas 75205.
|
(7)
|
The
principal business address for Ms. Murray is Nemours Building, Suite 1400,
1007 Orange Street, Wilmington,
Delaware 19801.
|
(8)
|
The
principal business address for Mr. Smith is 600 Pasquiere Street, Gueydan,
Louisiana 70542-0010.
|
(9)
|
The
principal business address for Gen. Stafford (ret.) is Stafford Technology
Inc., Suite 102, 4200 Perimeter Center, Oklahoma City,
Oklahoma 73112.
|
(10)
|
The
principal business address for Mr. Tucker is 1950 Lee Road, Suite 219,
Winter Park,
Florida 32789.
|
(11)
|
The
address for Mr. Worrell is 6909 Vassar, Dallas,
Texas 75205.
|
(12)
|
The
principal business address for Ms. Yori is Nemours Building, Suite 1410,
1007 Orange Street, Wilmington,
Delaware 19801.
|
(13)
|
The
address for Mr. Zucconi is 2801 Mill Haven Court, Plano,
Texas 75093.
|
Name
|
Class
A Shares Held
|
Stock
Options Held (1)
|
Total
|
Thomas
E.
Barry
|
-0-
|
-0-
|
-0-
|
James
W.
Brown
|
-0-
|
-0-
|
-0-
|
Keith
R.
Coogan
|
3,500
|
-0-
|
3,500
|
Norman
S.
Edelcup
|
4,000
|
-0-
|
4,000
|
L.
Andrew
Fleck
|
-0-
|
-0-
|
-0-
|
Lisa
Simmons
Epstein
|
-0-
|
-0-
|
-0-
|
Robert
D.
Graham
|
-0-
|
-0-
|
-0-
|
Tim
C.
Hafer
|
-0-
|
-0-
|
-0-
|
J.
Mark
Hollingsworth
|
-0-
|
-0-
|
-0-
|
Keith
A.
Johnson
|
-0-
|
-0-
|
-0-
|
William
J.
Lindquist
|
-0-
|
-0-
|
-0-
|
A.
Andrew R.
Louis
|
-0-
|
-0-
|
-0-
|
Kelly
D.
Luttmer
|
200
|
-0-
|
200
|
Andrew
McCollam,
Jr.
|
-0-
|
-0-
|
-0-
|
W.
Hayden
McIlroy
|
-0-
|
-0-
|
-0-
|
Cecil
H. Moore,
Jr.
|
-0-
|
-0-
|
-0-
|
Tanya
M.
Murray
|
-0-
|
-0-
|
-0-
|
Andrew
B.
Nace
|
-0-
|
-0-
|
-0-
|
Bobby
D.
O’Brien
|
300
|
-0-
|
300
|
Glenn
R. Simmons
(2)
|
17,500
|
6,000
|
23,500
|
Harold
C. Simmons
(3)
|
189,053
|
-0-
|
189,053
|
Richard
A.
Smith
|
-0-
|
-0-
|
-0-
|
Thomas
P.
Stafford
|
-0-
|
-0-
|
-0-
|
John
A. St.
Wrba
|
-0-
|
-0-
|
-0-
|
Scott
E.
Sullivan
|
-0-
|
-0-
|
-0-
|
Gregory
M.
Swalwell
|
-0-
|
-0-
|
-0-
|
J.
Walter Tucker,
Jr.
|
-0-
|
-0-
|
-0-
|
Steven
L.
Watson
|
8,000
|
6,000
|
14,000
|
Terry
N.
Worrell
|
-0-
|
-0-
|
-0-
|
Joan
L.
Yori
|
-0-
|
-0-
|
-0-
|
Paul
J.
Zucconi
|
-0-
|
-0-
|
-0-
|
(1)
|
Represents
Class A Shares issuable pursuant to the exercise within 60 days of the
date of this Statement of stock
options.
|
(2)
|
Includes
500 Class A Shares held directly by Mr. Glenn R. Simmons’
spouse. Mr. Simmons disclaims beneficial ownership of all such
Shares.
|
(3)
|
Includes
20,000 Class A Shares held directly by Mr. Harold C. Simmons’
spouse. Does not include other Shares of which Mr. Simmons may
be deemed to possess indirect beneficial ownership as described in Items 2
and 5(a) of this Statement. Except for the 169,053 Class A
Shares that he holds directly, Mr. Simmons disclaims beneficial ownership
of all Shares.
|