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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Mexco Energy Common Stock | $ 6.75 | 09/28/2009 | M | 1,350 | 01/23/2005 | 01/23/2011 | Mexco Energy Common Stock | 1,350 | $ 6.75 | 10,000 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YANKO DONNA GAIL 4109 DEVON DRIVE EDMOND, OK US 73034 |
Vice President |
D. Gail Yanko | 09/29/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Direct beneficial holdings after the sale total 20,362 shares which include 944 shares owned by Ms. Yanko's spouse and vested options to acquire 8,750 shares of the Registrant's Common Stock ($0.50 par value) at the following prices: 5,000 shares @ $6.00 per share; 3,750 shares @ $8.24 per share. |
(2) | The shares vest 1/4 each year from grant date for four consecutive years as follows: 5,000 options @ $6.00 per share granted on 7/10/2003 and expire on 7/10/2013; 5,000 options @ $8.24 per share granted on 7/12/2006 and expire on 7/12/2011. Of these 10,000 shares, 8,750 shares are vested. |