FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of March 2009
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
UNILEVER PLC
/S/
S H M A Dumoulin
By S H M A Dumoulin
Secretary
Date: 31 March, 2009
EXHIBIT INDEX
-------------
EXHIBIT
NUMBER
EXHIBIT DESCRIPTION
99
Notice to London Stock Exchange dated 31st March 2009
Exhibit 99
This Report on Form 6-K contains the following:
Exhibit 1: Stock Exchange Announcement dated 5 March 2009 entitled ‘Unilever Board Changes’
Exhibit 2: Stock Exchange Announcement dated 6 March 2009 entitled ‘Annual Report and Accounts’
Exhibit 3: Stock exchange announcement dated 9 March 2009 entitled ‘Publication of Prospectus’
Exhibit 4: Stock exchange announcement dated 19 March 2009 entitled ‘Fixed Rate Note Issue’
Exhibit 5: Stock exchange announcement dated 23 March 2009 entitled ‘Director/PDMR Sharedealing Notification’
Exhibit 6: Stock exchange announcement dated 25 March 2009 entitled ‘Director/PDMR Sharedealing Notification’
Exhibit 7: Stock exchange announcement dated 25 March 2009 entitled ‘Director/PDMR Sharedealing Notification’
Exhibit 8: Stock exchange announcement dated 25 March 2009 entitled ‘Director/PDMR Sharedealing Notification’
Exhibit 9: Stock exchange announcement dated 25 March 2009 entitled ‘Director/PDMR Sharedealing Notification’
Exhibit 10: Stock exchange announcement dated 25 March 2009 entitled ‘Director/PDMR Sharedealing Notification’
Exhibit 11: Stock exchange announcement dated 25 March 2009 entitled ‘Notice of AGM’
Exhibit 12: Stock exchange announcement dated 31 March 2009 entitled ‘Annual Information Update’
Exhibit 1:
UNILEVER BOARD CHANGES
Unilever today announced that its Vice-Chairman and Senior Independent Director, the Lord Simon of Highbury CBE, will be retiring from the Board at the Annual General Meetings in May this year having served three terms of three years. It is Unilever's intention that David Simon will be succeeded in these positions by Jeroen van der Veer. Mr Van der Veer will also replace David Simon as chairman of the Nomination and Remuneration Committees.
Unilever is also proposing that Louise Fresco, Professor of International Development and
Sustainability at the University of Amsterdam, Ann Fudge,
former Chairman and Chief Executive Officer of Young & Rubicam
Brands and Paul Walsh, Chief Executive Officer of Diageo join the Board as
new Non-Executive Directors. They will be proposed for election to the Board at the Annual
General Meetings in London on 13 May and in Rotterdam on 14 May
2009.
Michael Treschow, Chairman of Unilever, said: "David Simon has made a tremendous
contribution to Unilever and his wisdom and wit will be greatly missed. At
the same time I am extremely pleased that Jeroen van der Veer has agreed to
become vice-chairman and senior independent director.
"I am also very pleased that Louise Fresco, Ann Fudge and Paul Walsh have agreed to be
proposed to join the Board. All are distinguished in their respective fields and will
further strengthen the expertise and independence of the Board, as well as broadening
its diversity. I am sure they will add considerably to the business."
Unilever requires all Directors to offer themselves for re-election at the Annual General
Meetings each year. The following Directors will therefore be offering themselves for
re-election: Leon Brittan, Wim Dik, Charles Golden, Byron Grote, Jim Lawrence,
Narayana Murthy, Hixonia Nyasulu, Paul Polman, Kees Storm, Michael Treschow and Jeroen
van der Veer.
As announced on 5 February 2009, Unilever will also be putting resolutions
to its AGMs in May in order to move to quarterly dividends. The subsequent
changes will result in a simpler and more transparent dividend practice for
the Unilever group and its shareholders.
5th March 2009
Biographies:
Louise O. Fresco
Nationality: Dutch. Age: 57.
Professor Louise Fresco is Professor of International Development and Sustainability at
the University of Amsterdam and a visiting Professor
at Stanford University. She is, amongst other things, a supervisory director of
Rabobank, a Crown appointed member of the Social and Economic Council of
the Netherlands and a trustee of the Roosevelt Academy. From 1997 to
2006, she held various positions at the Food and Agriculture Organization (FAO) of the
United Nations, including that of assistant director-general, Agriculture
Department.
Ann M. Fudge
Nationality: American. Age: 57.
Ann Fudge is a non-executive director at Novartis AG and at General Electric Co. Ms. Fudge
served as the chairman and chief executive officer of Young & Rubicam Brands from 2003
to 2006. Prior to joining Young & Rubicam, Ms. Fudge worked at General Mills and at
Kraft Foods, where she served in a number of senior management positions including
president of Beverages, Desserts and Post Cereal Division. Ms. Fudge is an honorary
director of Catalyst and a director of The Rockefeller Foundation and is on the board of
overseers of Harvard University.
Paul Walsh
Nationality: British. Age: 53.
Paul Walsh is chief executive officer
of Diageo plc, a non-executive director of FedEx Corporation, and also a non-executive
director of Centrica plc. He is a member of the Business Council for Britain, and
chairman of the Scotch Whisky Association. Paul Walsh served in a number of management
roles within GrandMet, which he joined in 1982, including chief executive officer of the
Pillsbury Company. He was appointed to the GrandMet board in 1995, which in 1997 merged
with Guinness UDV to become Diageo. He became chief executive officer of Diageo in
September 2000 following a short period as chief operating officer.
Exhibit 2
2008 Annual Financial Report Announcement
6 March 2009
Unilever announces that as from today the following documents are available on its
website
www.unilever.com/investorrelations
:
Unilever Annual Report and Accounts 2008
Unilever Annual Review 2008
Unilever Summary Financial Statement 2008
Unilever Annual Report on Form 20-F 2008
A copy of each of these documents listed has been submitted to the UK Listing Authority
and will shortly be available for inspection at the UK Listing Authority's Document Viewing
Facility, which is situated at:
The Financial Services Authority
25 The North Colonnade
Canary Wharf
London
E14 5HS
Tel. No. +44 (0)20 7066 1000
Attached to this announcement is contained the additional information for the purposes of
compliance with the Disclosure and Transparency Rules including principal risk factors,
details of related party issues and a responsibility statement.
The unaudited 2008 Full Year and Fourth Quarter Results for the year ended 31 December 2008, which were announced on 5 February 2009, were prepared in accordance with IAS 34.
ADDITIONAL INFORMATION
Principal Risk Factors
The following discussion about risk
management activities includes “forward-looking statements” that involve risk
and uncertainties. The actual results could differ materially from those projected. See the
“Safe Harbour” statement at the end of this document.
Risks and uncertainties could cause actual results to vary from those described in
forward-looking statements made within this document, or could impact on our ability to
meet our targets or be detrimental to our profitability or reputation. The risks that we
regard as the most relevant to our business are identified below. We have also commented on
certain mitigating actions that we believe help us manage such risks; however, we may not
be successful in deploying some or all of these mitigating actions.
Global economic slowdown and changing consumer demand
The unprecedented economic slowdown and
turmoil in the global economy has adversely impacted consumer markets, including those in
which Unilever operates. Unilever’s business is dependent on continued consumer
demand for our products, and reduced consumer wealth may result in our consumers becoming
unwilling or unable to purchase our products, with clear implications for turnover and
profitability.
Unilever’s strategy is aimed at delivering superior value products to consumers,
through strong brands, supported by differentiated innovation and continued product
improvement, and driven to market through excellent execution. We seek to build mutually
rewarding relationships with customers in order to make our products available across all
relevant channels.
We have a significant number of global brands and any adverse event affecting consumer
confidence or continuity of supply of such a brand could have an adverse impact in many of
our markets, or in some cases affect intangible asset values. We support our brands and
their growth through compelling and competitive levels of investment in advertising and
promotions. The breadth of both our portfolio and our geographic reach also help us
mitigate general economic risks. We aim to protect the value of our brands through a
rigorous approach to R&D and product quality, and by operating in accordance with
relevant laws and regulations.
These measures are aimed at extending our consumer offerings, reducing the impact of
falling consumer demand or of consumers switching to alternative products, and thus
allowing us to compete effectively in our key categories and countries.
Competitive markets and consolidation of customers
We operate in competitive markets, and
the actions of multinational, regional, and local customers or competitors may place our
market shares or margins at risk.
Our strategy continues to focus on investing resources in markets and segments that are
attractive, where we have competitive advantage, and where we can grow sales and margins
competitively. Three priorities have been communicated: to invest in Vitality (expressed as
offering consumers products that enable them to look good, feel good, and get more out of
life); to grow the proportion of our total business that comes from Developing and Emerging
(D&E) markets (currently nearly 50%); and to increase our presence in personal care
markets.
By concentrating our resources on areas where we have leading category and brand positions
we seek to strengthen our overall competitive position. We also seek in-fill acquisitions
to support our category and geographical ambitions.
In the current climate, we also face counterparty risk with customers. The Group
establishes limits for key customers, reviews these regularly and takes necessary action to
manage this risk.
In respect of our route to market, further consolidation among retailers and the continued
growth of discounters could adversely impact our rate of sales growth and our profit
margins. Our success depends on our ability to manage successfully our trading
relationships with our key customers. We tackle this by developing and adapting our
customer-facing strategies and plans, by optimising the return on the investment we make in
customers, and by continually improving our customer development capabilities. A specific
focus for us at the moment is to improve our level of customer service.
Financial risks – liquidity, currency, interest, pensions, taxation
Turbulence in the financial markets and
the downturn in the economic environment have heightened financial risks. As Unilever
operates on a global basis it is affected in a variety of ways by such instability.
Several factors could affect liquidity management. A material and significant shortfall in
cash flow could undermine our credit rating, impair investor confidence and hinder our
ability to raise funds, whether through access to credit markets, commercial paper
programmes, long-term bond issuances or otherwise. During 2008, Unilever benefited from its
strong single-A Balance sheet ‘active financial management’, and the coming
year will see the continuation of the same policy. Maintaining our strong single-A rating
will remain a key priority.
To manage financial risks, the Group aims to concentrate cash in the parent and finance
companies in order to ensure maximum flexibility in meeting changing economic needs. We
finance our operating subsidiaries through a mixture of retained earnings, third-party
borrowing and loans from parent and group companies, with the mix determined by what is
most appropriate to the country concerned. We seek to manage our liquidity requirements by
maintaining access to global debt markets through an infrastructure of short-term and
long-term debt programmes. In addition to this, Unilever has committed credit facilities in
place to support its commercial paper programmes and for general corporate purpose. We plan
on increasing liquidity by reducing the outstanding commercial paper through the issuance
of long-term bonds, extending the maturity profile of the remaining commercial paper and
through continued active management of our working capital positions.
Because of the breadth of our international operations, we are subject to risks from
changes in the relative value of currencies. We intend to continue our policy whereby
operating companies manage trading and financial foreign exchange exposures within
prescribed exposure limits and the use of forward foreign exchange contracts. On a
case-by-case basis, companies may decide whether or not to apply cash flow hedge
accounting. Regional groups monitor compliance with this foreign exchange policy.
In addition, as Unilever conducts business in many foreign currencies but publishes its
financial statements and measures its performance in euros, it is subject to exchange risks
associated with the translation of the underlying net assets of its foreign subsidiaries.
We aim to minimise our foreign exchange exposure in operating companies by borrowing in
local currencies, except where inhibited by local regulations, lack of local liquidity or
local market conditions. For those countries that in the view of management have a
substantial retranslation risk, we may decide to hedge such net investment through the use
of foreign currency borrowing or forward exchange contracts on which hedge accounting is
applied.
Increases in benchmark interest rates could increase the interest cost of our debt and
increase the cost of future borrowings. These rates are susceptible to market fluctuations
and volatility, and any inability to manage this effectively could impact our cash flows
and profits. Our interest rate management policy aims to achieve an optimal balance between
fixed and floating rate interest exposures on expected net debt levels for the next five
calendar years. The objective of the policy is to minimise annual interest costs and to
reduce volatility. We achieve this through a combination of issuing fixed rate long-term
debt and by modifying the interest rate exposure of debt and cash positions through the use
of interest rate swaps.
In the current climate, we also face significant counterparty risk from banks. The Group
regularly reviews these and where necessary tightens counterparty limits and reduces the
maturity profile of deposits to provide for maximum flexibility. The Group actively manages
its banking exposures on a daily basis.
Certain Unilever businesses have defined benefit pension plans. Falling interest rates and
market values of investments coupled with increasing life expectancy could result in the
cost of funding these schemes increasing substantially.
Our pension investment policies are such that investments are well diversified, and the
failure of any single investment would not have a material impact on the overall level of
assets. The plans seek to invest the largest proportion of the assets in equities, which
the Group believes offer the best returns over the long term commensurate with an
acceptable level of risk. The pension funds also have a proportion of assets invested in
property, bonds, hedge funds and cash. The majority of assets are managed by a number of
external fund managers, with a small proportion managed in-house. Unilever has a pooled
investment vehicle (Univest) which it believes offers its pension plans around the world a
simplified, externally managed investment vehicle to implement their strategic asset
allocation models currently for equities and hedge funds.
In view of the current economic climate and deteriorating government deficit positions,
tax legislation in the regions in which we operate may be subject to change, which may have
an adverse effect on our profits and on our ability to remit dividends or service fees. We
intend to continue with high quality tax compliance and documentation, to execute prudent
tax planning strategies and to make proper provision for current and deferred taxation.
Deferred tax assets are reviewed regularly for recoverability.
Exposure to Developing and Emerging (D&E) markets
Unilever has significant international
operations, with close to half its business in D&E markets, and whilst its diverse
geographical spread helps ensure it is not reliant on a single region or country, it is
continually exposed to changing economic, political and social developments outside its
control. D&E markets are typically more volatile than those in the developed world, and
any broad-based downturn in these markets could reduce our sales and adversely affect our
cash flow and profits. In mitigation, Unilever has long experience and understanding of
D&E markets and how to manage effectively at times of economic turbulence.
Input costs, supplier and supply chain reliance
Manufacturing our products is dependent
on obtaining adequate supplies of production materials in a timely and cost effective
manner. The prices of these, which are significantly influenced by global economic
conditions, can fluctuate and could have an impact on our margins and cash flows. Our
management of these fluctuations is important in terms of our overall cost competitiveness
and management of margins and cash flows.
We are also dependent on suppliers and global supply chains as a means of producing and
supplying our products. As a result of our reliance on these global supply chains, we are
exposed to business interruption from natural disasters or catastrophes and through
additional risks of changes in local legal and regulatory schemes, labour shortages and
disruptions from environmental and industrial incidents.
In the current climate we also face a counterparty risk from our suppliers. Active
monitoring of our suppliers and supply chain is in place, and regular supplier counterparty
risk analysis is carried out to assess exposure limits. We plan to continue to work closely
with our key suppliers in mitigating the impact of the lack of liquidity in the market. We
intend to continue to purchase forward contracts for raw materials and commodities as
appropriate.
Unilever actively monitors its external environment, reviews and revisits its business
continuity and disaster recovery plans, and continues to adapt its internal cost structures
to deliver products at competitive costs. We continue to actively manage fluctuations in
input costs and are accelerating our cost reduction programmes.
Safety, sustainability and environment
Unilever has created a strong corporate
reputation over many years for its focus on social and environmental issues, including
sustainable development and utilisation of renewable sources. The Unilever brand on our
products increases our exposure, and should we fail to meet high product safety, social,
environmental and ethical standards in all our operations and activities it could impact
our reputation.
We seek to demonstrate our commitment to our people and the communities that we operate in
through compliance with our Code of Business Principles and other operational and business
policies.
We continue to recognise the importance of social and environmental issues in our
operations, and have established indicators to track performance in these areas. We regard
safety as an essential element of a successful and sustainable business and take seriously
our responsibility to provide a safe workplace. We aim to improve continuously the health,
safety and well-being of everyone working for, or on behalf of, Unilever.
We continue to be committed to meeting the needs of consumers in an environmentally sound
and sustainable manner. The environmental measures that we regard as the most significant
in relation to our business are those relating to the amounts of CO2 emissions from energy
that we consume for manufacturing, the water that we consume in our production processes,
and the amount of waste that we generate.
Restructuring and changes to the way we operate
Restructuring is an integral part of
remaining competitive, and this can involve changes to internal structures, the
rationalisation of the asset base, and the use of third parties to deliver business
services.
Restructuring and outsourcing programmes have been particularly intense over the last few
years, and the continuing implementation of these will require significant effort and
attention in order to deliver the expected benefits on time and in full. Delays,
ineffective management of third-party suppliers, or employee disruption of restructuring
programmes could all lead to increased cost, a delay in realising benefits, and damage to
corporate reputation. We continue to mitigate these risks through strong project
management, clear governance mechanisms, an agreed approach to change management, and by
ensuring we treat employees in line with our internal standards and in accordance with all
legal and regulatory requirements.
People and talent
Attracting and retaining talented
employees is essential to the successful delivery of our strategy and success in the
marketplace. Shortfalls in recruitment or retention could adversely affect our ability to
operate successfully, grow our business and win against competition.
To counter the risk, we believe in providing an environment where individuals can achieve
their goals, both professionally and personally, and by seeking to ensure that Unilever has
the right resources and capabilities to compete effectively. We have fully integrated
processes of appraisal against skill profiles, capabilities, and achievement of business
objectives, and we also make investments in training and development which are aimed at
equipping our people for the challenges in their roles. We constantly review external
candidates to ensure we enrich and augment our home-grown talent.
Other risks
In common with other businesses, the
Group is exposed to a number of other risks, some of which may have a material impact on
its turnover, operating profit, net assets and liquidity. It is not possible to identify or
anticipate every risk that may affect the Group, some of which may currently not be known
or may have been assessed as not material.
RELATED PARTY
TRANSACTIONS
The following related party balances
existed with associate or joint venture businesses at 31 December:
|
Related party balances |
€
million |
€
million |
|
Trading and other balances due (to)/from joint ventures |
240 |
157 |
|
Trading balances due (to)/from associates |
(33) |
(21) |
Joint ventures
Unilever completed the restructuring of its Portuguese business as at 1 January 2007. Balances owed by/(to) Unilever Jerónimo Martins and Pepsi Lipton International at 31 December 2008 were €238 million and €2 million (2007: €258 million and €(101) million) respectively.
Associates
At 31 December 2008 the outstanding
balance payable to JohnsonDiversey Holdings Inc. was €33 million (2007: €21
million). Agency fees payable to JohnsonDiversey in connection with the sale of Unilever
branded products through their channels amounted to approximately €24 million in 2008
(2007: €67 million).
Langholm Capital Partners invests in private European companies with above-average
longer-term growth prospects. Its investments include: Lumene, a Finnish personal care
business specialising in products for fair skins in harsh climates; Farmos, a leading
Nordic provider of cleaning and hygiene solutions; Just Retirement, offering specialist
financial services in the UK for those in or approaching retirement; Sikane, a Danish woven
cane furniture specialist, and Tyrells, a UK premium potato chips manufacturer. During 2008
Langholm sold Dorset Cereals to Wellness Foods and restructured the capital in its Lumene
business. Since the Langholm fund was launched in 2002, Unilever has invested €76
million in Langholm, with an outstanding commitment at the end of 2008 of €21 million.
Unilever has received back a total of €83 million in cash from its investment in
Langholm.
Physic Ventures is an early stage venture capital fund based in San Francisco, focusing on
consumer-driven health, wellness and sustainable living. The fund, which closed in June
2008, has made investments in: Pharmaca Integrative Pharmacy, a new concept in retail
pharmacy; Elixir Pharmaceuticals, which develops drugs focused on diabetes, obesity and
aging; Novomer, a technology for producing plastics from nonpetroleum feedstock and
Expresso Fitness which markets innovative indoor fitness equipment. Unilever has invested
$18 million in Physic Ventures since the launch of the fund in 2007. At 31 December 2008
the outstanding commitment with Physic Ventures was $73 million.
Other related parties
In September 2006 Harish Manwani,
President Asia Africa and a member of the Unilever Executive Team, and his wife purchased
an apartment from Hindustan Lever Limited (now Hindustan Unilever Limited), a group company
ultimately owned by PLC, for Rs.118 million (€2 042 255). The purchase was made at
full market value via an open bidding/tendering process managed by independent property
consultants.
DIRECTORS’
RESPONSIBILITY STATEMENT
Each of the Directors, whose names and
functions are listed below, confirms that, to the best of his or her knowledge:
• the financial statements which have been prepared in accordance with International Financial Reporting Standards as adopted by the EU and as issued by the International Accounting Standards Board (in the case of the consolidated accounts) and United Kingdom accounting standards (in the case of the PLC parent company accounts) and United Kingdom accounting standards and Part 9 of Book 2 of the Dutch Civil Code (in the case of the NV parent company accounts), give a true and fair view of the assets, liabilities, financial position and profit or loss of the Group and the NV and PLC entities taken as a whole; and
• the Report of the Directors includes a fair review of the development and performance of the business and the position of the Group and the NV and the PLC entities taken as a whole, together with a description of the principal risks and uncertainties they face.
Name Function
Michael
Treschow
Chairman
The Lord Simon of Highbury
CBE
Vice Chairman
Paul
Polman
Chief Executive Officer
James
Lawrence
Chief Financial Officer
The Rt Hon The Lord Brittan of Spennithorne QC,
DL Non-Executive Director
Professor Wim
Dik
Non-Executive Director
Charles
Golden
Non-Executive Director
Byron
Grote Non-Executive
Director
Narayana
Murthy Non-Executive
Director
Hixonia
Nyasulu
Non-Executive Director
Kees
Storm
Non-Executive Director
Jeroen van der
Veer
Non-Executive Director
6 March 2009
Exhibit 3:
Publication of Supplementary Prospectus
The following supplementary prospectus has been approved by the UK Listing Authority and is available for viewing:
Supplementary Prospectus dated 9 March 2009 relating to the Information Memorandum dated 13th May 2008 for the U.S.$15,000,000,000 Debt Issuance Programme with Unilever N.V., Unilever PLC and Unilever (Holdings) Japan K.K. as issuers.
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/5503O_-2009-3-9.pdf
For further information, please contact:
Unilever PLC
Unilever House
100 Victoria Embankment
London
EC4Y 0DY
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Supplementary Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Information Memorandum) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Information Memorandum and the Supplementary Prospectus is not addressed. Prior to relying on the information contained in the Information Memorandum and Supplementary Prospectus you must ascertain from the Information Memorandum whether or not you are part of the intended addressees of the information contained therein.
Your right to access this service is conditional upon complying with the above requirement.
Exhibit 4:
UNILEVER - FIXED RATE NOTE ISSUE
Unilever has announced the
£350,000,000 4.00 per cent Fixed Rate Notes due 19 December 2014 issued by Unilever
PLC and guaranteed by Unilever N.V. and Unilever United States, Inc. and launched on
13 March 2009 under Unilever's debt issuance programme, closed on 19
March 2009. The Notes are not intended to be offered in the United
States.
Exhibit 5:
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 (iii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) NEGLIGIBLE (ii) 0.002% (iii) 0.002% |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 33,983 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 63,451- NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) 0.003% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 (iii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) NEGLIGIBLE (ii) 0.002% (iii) 0.002% |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 39,114 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 75,452 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) 0.003% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 (iii) CONDITIONAL RESTRICTED STOCK GRANT PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) NEGLIGIBLE (ii) 0.001% (iii) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 3,954 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 41,583 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) NEGLIGIBLE |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) 0.001% (ii) 0.008% |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 343,403 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 234,468 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) 0.027% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 (iii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) NEGLIGIBLE (ii) 0.002% (iii) 0.002% |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 64,125 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 78,516 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) 0.005% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN (iii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired (i) 4,680 SHARES ACQUIRED 4,680 MATCHING SHARES (ii) 12,621 (iii) 21,850 |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) NEGLIGIBLE (ii) NEGLIGIBLE (iii) 0.002% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not
be taken into account when calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 30,992 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) 32,601 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN (iii) 48,267 – NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) 0.002% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
Responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN (iii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired (i) 6,948 SHARES ACQUIRED 6,948 MATCHING SHARES (ii) 31,827 (iii) 30,877 |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) 0.001% (ii) 0.002% (iii) 0.002% |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 43,651 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) 75,087 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN (iii) 69,826 – NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) 0.003% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME (ii) CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) (i) NEGLIGIBLE (ii) 0.005% |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) (i) 6,826 – BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) 195,615 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007
(i) NEGLIGIBLE |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Exhibit 6:
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction
SHARES ACQUIRED AS PART OF
ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER
SHARE MATCHING SCHEME |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage)
NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Exhibit 7:
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction
VESTING OF MATCHING SHARES
AWARDED 21 MARCH 2006 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) 35,827
0.003% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction VESTING OF MATCHING SHARES AWARDED 21 MARCH 2006 |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the transaction PARTIAL SALE OF SHARES FROM VEST OF MATCHING SHARES AWARDED 21 MARCH 2006 TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Exhibit 8:
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) NORTH AMERICA PERFORMANCE SHARE PLAN 153.5% VEST OF SHARES AWARDED 4 AUGUST 2006 (ii) SALE OF SHARES TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage)
NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
Responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) NORTH AMERICA PERFORMANCE SHARE PLAN – 134% VEST OF SHARES AWARDED 4 AUGUST 2006 (ii) SALE OF SHARES TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired (i) 16,922 |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Exhibit 9:
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) 122% VESTING OF SHARES AWARDED 21 MARCH 2006 UNDER THE UNILEVER GLOBAL PERFORMANCE SHARE PLAN 2005 (ii) SHARES SOLD TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) 40,392
0.003% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) 122% VESTING OF SHARES AWARDED 21 MARCH 2006 UNDER THE UNILEVER GLOBAL PERFORMANCE SHARE PLAN 2005 (ii) SHARES SOLD TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) 43,505 0.003% |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the transaction (i) 122% VESTING OF SHARES AWARDED 21 MARCH 2006 UNDER THE UNILEVER GLOBAL PERFORMANCE SHARE PLAN 2005 (ii) SHARES SOLD TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) 122% VESTING OF SHARES AWARDED 21 MARCH 2006 UNDER THE UNILEVER GLOBAL PERFORMANCE SHARE PLAN 2005 (ii) SHARES SOLD TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage)
NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
Responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) 122% VESTING OF SHARES AWARDED 21 MARCH 2006 UNDER THE UNILEVER GLOBAL PERFORMANCE SHARE PLAN 2005 (ii) SHARES SOLD TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired (i) 6,852 |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Exhibit 10:
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (iv) 50% VEST OF THE UNILEVER LONG-TERM INCENTIVE PLAN SHARES AWARDED 21 MARCH 2006 AND VESTED 23 MARCH 2009. THE REMAINING 50% OF THE 21 MARCH 2006 AWARD HAS LAPSED. ( v) SALE OF SHARES TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) 50% VEST OF THE UNILEVER LONG-TERM INCENTIVE PLAN SHARES AWARDED 21 MARCH 2006 AND VESTED 23 MARCH 2009. THE REMAINING 50% OF THE MARCH 2006 AWARD HAS LAPSED. (ii) SALE OF SHARES TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (iv) 50% VEST OF THE UNILEVER LONG-TERM INCENTIVE PLAN SHARES AWARDED 21 MARCH 2006 AND VESTED 23 MARCH 2009. THE REMAINING 50% OF THE MARCH 2006 AWARD HAS LAPSED. (v) SALE OF SHARES TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) NEGLIGIBLE |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (vi) 50% VEST OF THE UNILEVER LONG-TERM INCENTIVE PLAN SHARES AWARDED 21 MARCH 2006 AND VESTED 23 MARCH 2009. THE REMAINING 50% OF THE 21 MARCH 2006 AWARD HAS LAPSED. (vii) SALE OF SHARES TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage)
NEGLIGIBLE |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer |
2. |
State whether the
notification relates to (i) a transaction notified in accordance with DTR 3.1.2
R, |
|
3. |
Name of person discharging
managerial |
4. |
State whether notification
relates to a person connected with a person discharging managerial
Responsibilities/director named in 3 and identify the connected person |
|
5. |
Indicate whether the
notification is in respect of a holding of the person referred to in 3 or 4
above or in respect of a non-beneficial interest |
6. |
Description of shares
(including class), debentures or derivatives or financial instruments relating
to shares |
|
7. |
Name of registered
shareholders(s) and, if more than one, the number of shares held by each of
them |
8. |
State the nature of the
transaction (i) 50% VEST OF THE UNILEVER LONG-TERM INCENTIVE PLAN SHARES AWARDED 21 MARCH 2006 AND VESTED 23 MARCH 2009. THE REMAINING 50% OF THE 21 MARCH 2006 AWARD HAS LAPSED. (ii) SALE OF SHARES TO COVER TAX AND NATIONAL INSURANCE COSTS |
|
9. |
Number of shares,
debentures or financial instruments relating to shares acquired (i) 4,002 |
10. |
Percentage of issued class
acquired (treasury shares of that class should not be taken into account when
calculating percentage) |
|
11. |
Number of shares,
debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class
disposed (treasury shares of that class should not be taken into account when
calculating percentage) |
|
13. |
Price per share or value of
transaction (i) NIL (ii) US$ 18.30 |
14. |
Date and place of
transaction |
|
15. |
Total holding following
notification and total percentage holding following notification (any treasury
shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of
transaction |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant |
18. |
Period during which or date
on which exercisable |
|
19. |
Total amount paid (if any)
for grant of the option |
20. |
Description of shares or
debentures involved (class and number) |
|
21. |
Exercise price (if fixed at
time of grant) or indication that price is to be fixed at the time of
exercise |
22. |
Total number of shares or
debentures over which options held following notification |
|
23. |
Any additional
information |
24. |
Name of contact and
telephone number for queries |
|
Name of authorised
official of issuer responsible for making notification |
Notes: This
form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Exhibit 11:
Unilever PLC ("Unilever")
26 March 2009
2009 Unilever PLC Chairman’s Letter and Notices of Meetings
Unilever announces that
as from today the Unilever PLC Chairman’s Letter and Notices of Annual General
Meeting and separate Meeting of Ordinary Shareholders and Proxy forms are available on its
website
www.unilever.com/AGM
A copy of each of these documents has been submitted to the UK Listing Authority and will shortly be available for inspection at the UK Listing Authority's Document Viewing Facility, which is situated at:
The Financial Services
Authority
25 The North
Colonnade
Canary Wharf
London
E14 5HS
Tel. No. +44 (0)20 7066 1000
Exhibit 12:
Unilever PLC
Annual Information Update
FOR THE 12 MONTHS TO 30 MARCH 2009
In accordance with Prospectus Rule 5.2, the following information and documents were published, or made available to the public in compliance with relevant laws and regulations since its last information update on 18 April 2008 .
This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom (Prospectus Rule 5.2) and not for any other purpose and neither the Company, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information which it contains. This information is not necessarily up to date as at the date of this annual information update and the Company does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. This annual information update does not constitute an offer of any securities addressed to any person and should not be relied on by any person.
1. ANNOUNCEMENTS MADE VIA A REGULATORY INFORMATION SERVICE (LONDON STOCK EXCHANGE)
|
Description of the nature of the Information |
Place of Filing |
Where information can be obtained |
Date of Publication |
|
Notice of AGM |
London |
RNS |
26 March 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
25 March 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
25 March 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
25 March 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
25 March 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
25 March 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
23 March 2009 |
|
Fixed Rate Note Issue |
London |
RNS |
19 March 2009 |
|
Publication of Prospectus |
London |
RNS |
9 March 2009 |
|
Annual Report and Accounts |
London |
RNS |
6 March 2009 |
|
UNILEVER BOARD CHANGES |
London |
RNS |
5 March 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
12 February 2009 |
|
Unilever prices a $1.5bn bond in the US market |
London |
RNS |
10 February 2009 |
|
Unilever - Fourth Quarter and Full Year Results |
London |
RNS |
5 February 2009 |
|
Final Results |
London |
RNS |
5 February 2009 |
|
UNILEVER MOVES INTO PREMIUM H AIR CARE |
London |
RNS |
26 January 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
23 January 2009 |
|
Notice of Results |
London |
RNS |
22 January 2009 |
|
Director/PDMR Shareholding |
London |
RNS |
30 December 2008 |
|
SALE OF BERTOLLI OLIVE OIL BU SINESS |
London |
RNS |
23 December 2008 |
|
Unilever CEO succession |
London |
RNS |
11 December 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
4 December 2008 |
|
Unilever in Cote D'Ivoire |
London |
RNS |
4 December 2008 |
|
Publication of Prospectus |
London |
RNS |
28 November 2008 |
|
Unilever Investor Relations Seminar |
London |
RNS |
11 November 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
7 November 2008 |
|
Director Declaration |
London |
RNS |
6 November 2008 |
|
3rd Quarter Results |
London |
RNS |
30 October 2008 |
|
Result of Meeting |
London |
RNS |
28 October 2008 |
|
Notice of Results |
London |
RNS |
16 October 2008 |
|
Notice of EGM |
London |
RNS |
6 October 2008 |
|
UNILEVER COMPLETES SALE OF NO RTH AMERICAN LAUNDRY |
London |
RNS |
9 September 2008 |
|
Unilever CEO Succession |
London |
RNS |
4 September 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
1 September 2008 |
|
Transaction in Own Shares |
London |
RNS |
1 August 2008 |
|
Total Voting Rights |
London |
RNS |
31 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
31 July 2008 |
|
2nd Quarter Results 2008 |
London |
RNS |
31 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
30 July 2008 |
|
UNILEVER TO CLOSE LAWRY'S DEA |
London |
RNS |
30 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
29 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
28 July 2008 |
|
Unilever to sell North America Laundry Business |
London |
RNS |
28 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
25 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
24 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
23 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
22 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
21 July 2008 |
|
UNILEVER DISPOSES BERTOLLI OL IVE OIL TO GRUPO SOS |
London |
RNS |
21 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
18 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
17 July 2008 |
|
Notice of Results |
London |
RNS |
17 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
16 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
15 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
14 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
11 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
10 July 2008 |
|
UNILEVER TO SELL TURKISH OLIV E OIL BUSINESS |
London |
RNS |
10 July 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
9 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
9 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
8 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
7 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
4 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
3 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
2 July 2008 |
|
Transaction in Own Shares |
London |
RNS |
1 July 2008 |
|
Total Voting Rights |
London |
RNS |
30 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
30 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
27 June 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
27 June 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
27 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
26 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
25 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
24 June 2008 |
|
GENEVIE VE BERGER TO BE CHIEF R & D OFFICER |
London |
RNS |
24 June 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
23 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
23 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
20 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
19 June 2008 |
|
Unilever in Cote d'Ivoire |
London |
RNS |
19 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
18 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
17 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
16 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
13 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
12 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
11 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
10 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
9 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
5 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
4 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
3 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
2 June 2008 |
|
Transaction in Own Shares |
London |
RNS |
30 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
29 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
28 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
27 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
22 May 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
21 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
21 May 2008 |
|
EUROBOND ISSUE |
London |
RNS |
21 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
20 May 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
20 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
19 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
16 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
15 May 2008 |
|
Result of AGM |
London |
RNS |
14 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
14 May 2008 |
|
Publication of Prospectus |
London |
RNS |
13 May 2008 |
|
Director/PDMR Shareholding |
London |
RNS |
13 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
13 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
12 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
9 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
8 May 2008 |
|
1st Quarter Results |
London |
RNS |
8 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
7 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
6 May 2008 |
|
Transaction in Own Shares |
London |
RNS |
1 May 2008 |
|
Total Voting Rights |
London |
RNS |
30 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
30 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
29 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
28 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
25 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
24 April 2008 |
|
Notice of Results |
London |
RNS |
24 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
23 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
22 April 2008 |
|
Annual Information Update |
London |
RNS |
21 April 2008 |
|
Transaction in Own Shares |
London |
RNS |
21 April 2008 |
Details of all regulatory announcements can be found in full on the London Stock Exchange website at: www.londonstockexchange.com
|
2. |
DOCUMENTS FILED AT COMPANIES HOUSE |
|
Description of the Nature of the Information |
Place of Filing |
Where information can be obtained |
Date of Publication |
|
Director resigned - Patrick Cescau |
London |
Companies House |
15 January 2009 |
|
Director appointed – Paulus Gerardus Josephus Polman |
London |
Companies House |
20 November 2008 |
|
05/08/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
18 August 2008 |
|
01/08/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
12 August 2008 |
|
25/07/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
8 August 2008 |
|
18/07/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
1 August 2008 |
|
11/07/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
29 July 2008 |
|
04/07/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
29 July 2008 |
|
30/06/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
10 July 2008 |
|
19/06/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
3 July 2008 |
|
Director resignation – Genevieve Berger |
London |
Companies House |
3 July 2008 |
|
Group of company accounts made up to 31/12/07 |
London |
Companies House |
27 June 2008 |
|
Annual Return made up to 16/05/08 (bulk list available separately) |
London |
Companies House |
20 June 2008 |
|
Director’s particulars changed |
London |
Companies House |
20 June 2008 |
|
Director appointed – James Arthur Lawrence |
London |
Companies House |
20 June 2008 |
|
30/04/08 – return by
a public company purchasing its own shares for holding in treasury |
London |
Companies House |
11 June 2008 |
|
Secretary resigned – Stephen Williams |
London |
Companies House |
2 June 2008 |
|
Director resigned – Cornelius van der Graaf |
London |
Companies House |
2 June 2008 |
|
Director resigned – Ralph Kugler |
London |
Companies House |
2 June 2008 |
|
Disapplication of pre-emption rights 14/05/2008 |
London |
Companies House |
2 June 2008 |
|
Authorised allotment of security 14/05/2008 131000000 @ 3 1/9P 14/05/2008 |
London |
Companies House |
2 June 2008 |
|
Adoption of Articles of Association 14/05/2008 |
London |
Companies House |
2 June 2008 |
Copies of these documents can be found
on the Companies House Direct website at:
www.direct.companieshouse.gov.uk
or by contacting Companies House, Crown
Way, Maindy
,
Cardiff
CF14 3UZ
3. DOCUMENTS PUBLISHED OR SENT TO SHAREHOLDERS OR FILED WITH THE UKLA VIEWING FACILITY
|
Date
|
Description |
|
26 March 2009 |
Chairman’s Letter and
Notices of Annual
General
Meeting
and separate Meeting of
Ordinary Shareholders |
|
6 March 200 9 |
· Unilever Annual Report and Accounts 2008 · Unilever Annual Review 2008 · Unilever Summary Financial Statement 2008 · Unilever Annual Report on Form 20-F 200 8 |
|
6 October 2008 |
Notice
of
General
Meeting |
Documents submitted to the FSA can be viewed at the Document Viewing Facility situated at The Financial Services Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS.
4. DOCUMENTS LODGED WITH THE SECURITIES AND EXCHANGE COMMISSION
Unilever PLC is listed on the New York Stock Exchange and has submitted filings to the US Securities and Exchange Commission ("SEC")
|
Description |
Date |
||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
06-Mar-09 |
|
|
Acc-no: 0001156973-09-000131 (34 Act) |
|||
|
20-F |
Annual and transition report of foreign private issuers [Sections 13 or 15(d)] |
06-Mar-09 |
|
|
Acc-no: 0000950123-09-004220 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
05-Mar-09 |
|
|
Acc-no: 0001191638-09-000233 (34 Act) |
|||
|
424B5 |
Prospectus [Rule 424(b)(5)] |
10-Feb-09 |
|
|
Acc-no: 0001047469-09-000899 (33 Act) |
|||
|
FWP |
Filing under Securities Act Rules 163/433 of free writing prospectuses |
10-Feb-09 |
|
|
Acc-no: 0001104659-09-007974 (34 Act) |
|||
|
FWP |
Filing under Securities Act Rules 163/433 of free writing prospectuses |
10-Feb-09 |
|
|
Acc-no: 0001104659-09-007955 (34 Act) |
|||
|
424B3 |
Prospectus [Rule 424(b)(3)] |
09-Feb-09 |
|
|
Acc-no: 0001047469-09-000834 (33 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
06-Feb-09 |
|
|
Acc-no: 0001156973-09-000071 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
06-Feb-09 |
|
|
Acc-no: 0001191638-09-000139 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
06-Feb-09 |
|
|
Acc-no: 0001191638-09-000134 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
12-Jan-09 |
|
|
Acc-no: 0001191638-09-000047 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
23-Dec-08 |
|
|
Acc-no: 0001191638-08-002037 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
11-Dec-08 |
|
|
Acc-no: 0001191638-08-002007 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
11-Dec-08 |
|
|
Acc-no: 0001191638-08-002006 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
04-Dec-08 |
|
|
Acc-no: 0001191638-08-001992 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Dec-08 |
|
|
Acc-no: 0001191638-08-001981 (34 Act) |
|||
|
F-3ASR |
Automatic shelf registration statement of securities of well-known seasoned issuers |
18-Nov-08 |
|
|
Acc-no: 0001047469-08-012371 (33 Act) |
|||
|
6-K/A |
[Amend]Report of foreign issuer [Rules 13a-16 and 15d-16] |
14-Nov-08 |
|
|
Acc-no: 0001191638-08-001909 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
14-Nov-08 |
|
|
Acc-no: 0001191638-08-001906 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
10-Nov-08 |
|
|
Acc-no: 0001156973-08-000939 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
06-Nov-08 |
|
|
Acc-no: 0001191638-08-001871 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
30-Oct-08 |
|
|
Acc-no: 0001191638-08-001827 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
28-Oct-08 |
|
|
Acc-no: 0001191638-08-001814 (34 Act) |
|||
|
UPLOAD |
[Cover]Acc-no: 0000000000-08-051772 |
16-Oct-08 |
|
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
16-Oct-08 |
|
|
Acc-no: 0001191638-08-001769 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
08-Oct-08 |
|
|
Acc-no: 0001191638-08-001735 (34 Act) |
|||
|
CORRESP |
[Cover]Correspondence |
02-Oct-08 |
|
|
Acc-no: 0000950157-08-000755 |
|||
|
UPLOAD |
[Cover]Acc-no: 0000000000-08-048485 |
25-Sep-08 |
|
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
16-Sep-08 |
|
|
Acc-no: 0001191638-08-001628 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
04-Sep-08 |
|
|
Acc-no: 0001191638-08-001576 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
02-Sep-08 |
|
|
Acc-no: 0001191638-08-001545 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
02-Sep-08 |
|
|
Acc-no: 0001191638-08-001544 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
01-Aug-08 |
|
|
Acc-no: 0001191638-08-001419 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
01-Aug-08 |
|
|
Acc-no: 0001191638-08-001409 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
31-Jul-08 |
|
|
Acc-no: 0001191638-08-001403 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
30-Jul-08 |
|
|
Acc-no: 0001191638-08-001388 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
30-Jul-08 |
|
|
Acc-no: 0001191638-08-001386 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
29-Jul-08 |
|
|
Acc-no: 0001191638-08-001380 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
29-Jul-08 |
|
|
Acc-no: 0001191638-08-001374 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
28-Jul-08 |
|
|
Acc-no: 0001191638-08-001367 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
25-Jul-08 |
|
|
Acc-no: 0001191638-08-001359 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
25-Jul-08 |
|
|
Acc-no: 0001191638-08-001356 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
23-Jul-08 |
|
|
Acc-no: 0001191638-08-001340 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
22-Jul-08 |
|
|
Acc-no: 0001191638-08-001333 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
22-Jul-08 |
|
|
Acc-no: 0001191638-08-001331 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
21-Jul-08 |
|
|
Acc-no: 0001191638-08-001324 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
21-Jul-08 |
|
|
Acc-no: 0001191638-08-001323 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
17-Jul-08 |
|
|
Acc-no: 0001191638-08-001315 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
17-Jul-08 |
|
|
Acc-no: 0001191638-08-001313 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
16-Jul-08 |
|
|
Acc-no: 0001191638-08-001301 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
15-Jul-08 |
|
|
Acc-no: 0001191638-08-001293 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
14-Jul-08 |
|
|
Acc-no: 0001191638-08-001288 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
11-Jul-08 |
|
|
Acc-no: 0001191638-08-001278 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
11-Jul-08 |
|
|
Acc-no: 0001191638-08-001277 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
11-Jul-08 |
|
|
Acc-no: 0001191638-08-001276 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
11-Jul-08 |
|
|
Acc-no: 0001191638-08-001271 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
09-Jul-08 |
|
|
Acc-no: 0001191638-08-001251 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
08-Jul-08 |
|
|
Acc-no: 0001191638-08-001242 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
08-Jul-08 |
|
|
Acc-no: 0001191638-08-001235 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
08-Jul-08 |
|
|
Acc-no: 0001191638-08-001234 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Jul-08 |
|
|
Acc-no: 0001191638-08-001216 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Jul-08 |
|
|
Acc-no: 0001191638-08-001213 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Jul-08 |
|
|
Acc-no: 0001191638-08-001212 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Jul-08 |
|
|
Acc-no: 0001191638-08-001211 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Jul-08 |
|
|
Acc-no: 0001191638-08-001210 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
02-Jul-08 |
|
|
Acc-no: 0001191638-08-001198 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
30-Jun-08 |
|
|
Acc-no: 0001191638-08-001181 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
26-Jun-08 |
|
|
Acc-no: 0001191638-08-001166 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
26-Jun-08 |
|
|
Acc-no: 0001191638-08-001165 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
25-Jun-08 |
|
|
Acc-no: 0001191638-08-001157 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
24-Jun-08 |
|
|
Acc-no: 0001191638-08-001144 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
24-Jun-08 |
|
|
Acc-no: 0001191638-08-001140 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
23-Jun-08 |
|
|
Acc-no: 0001191638-08-001135 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
20-Jun-08 |
|
|
Acc-no: 0001191638-08-001124 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
20-Jun-08 |
|
|
Acc-no: 0001191638-08-001122 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
20-Jun-08 |
|
|
Acc-no: 0001191638-08-001121 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-Jun-08 |
|
|
Acc-no: 0001191638-08-001115 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
18-Jun-08 |
|
|
Acc-no: 0001191638-08-001105 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
17-Jun-08 |
|
|
Acc-no: 0001191638-08-001098 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
17-Jun-08 |
|
|
Acc-no: 0001191638-08-001088 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
17-Jun-08 |
|
|
Acc-no: 0001191638-08-001087 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
12-Jun-08 |
|
|
Acc-no: 0001191638-08-001073 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
11-Jun-08 |
|
|
Acc-no: 0001191638-08-001066 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
10-Jun-08 |
|
|
Acc-no: 0001191638-08-001060 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
09-Jun-08 |
|
|
Acc-no: 0001191638-08-001054 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
09-Jun-08 |
|
|
Acc-no: 0001191638-08-001053 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
05-Jun-08 |
|
|
Acc-no: 0001191638-08-001023 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Jun-08 |
|
|
Acc-no: 0001191638-08-001006 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
03-Jun-08 |
|
|
Acc-no: 0001191638-08-001004 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
02-Jun-08 |
|
|
Acc-no: 0001191638-08-000988 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
30-May-08 |
|
|
Acc-no: 0001191638-08-000973 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
29-May-08 |
|
|
Acc-no: 0001191638-08-000966 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
29-May-08 |
|
|
Acc-no: 0001191638-08-000963 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
29-May-08 |
|
|
Acc-no: 0001191638-08-000962 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
23-May-08 |
|
|
Acc-no: 0001191638-08-000938 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
22-May-08 |
|
|
Acc-no: 0001191638-08-000926 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
22-May-08 |
|
|
Acc-no: 0001191638-08-000925 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
22-May-08 |
|
|
Acc-no: 0001191638-08-000924 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
22-May-08 |
|
|
Acc-no: 0001191638-08-000923 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
21-May-08 |
|
|
Acc-no: 0001191638-08-000914 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
21-May-08 |
|
|
Acc-no: 0001191638-08-000912 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
20-May-08 |
|
|
Acc-no: 0001191638-08-000907 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-May-08 |
|
|
Acc-no: 0001191638-08-000892 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-May-08 |
|
|
Acc-no: 0001191638-08-000888 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-May-08 |
|
|
Acc-no: 0001191638-08-000887 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-May-08 |
|
|
Acc-no: 0001191638-08-000886 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-May-08 |
|
|
Acc-no: 0001191638-08-000885 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-May-08 |
|
|
Acc-no: 0001191638-08-000884 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
19-May-08 |
|
|
Acc-no: 0001191638-08-000883 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
13-May-08 |
|
|
Acc-no: 0001191638-08-000854 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
12-May-08 |
|
|
Acc-no: 0001191638-08-000837 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
09-May-08 |
|
|
Acc-no: 0001191638-08-000832 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
09-May-08 |
|
|
Acc-no: 0001191638-08-000828 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
08-May-08 |
|
|
Acc-no: 0001191638-08-000822 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
07-May-08 |
|
|
Acc-no: 0001191638-08-000813 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
02-May-08 |
|
|
Acc-no: 0001191638-08-000790 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
01-May-08 |
|
|
Acc-no: 0001191638-08-000775 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
01-May-08 |
|
|
Acc-no: 0001191638-08-000772 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
01-May-08 |
|
|
Acc-no: 0001191638-08-000771 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
01-May-08 |
|
|
Acc-no: 0001191638-08-000768 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
30-Apr-08 |
|
|
Acc-no: 0001191638-08-000757 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
28-Apr-08 |
|
|
Acc-no: 0001191638-08-000740 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
25-Apr-08 |
|
|
Acc-no: 0001191638-08-000728 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
23-Apr-08 |
|
|
Acc-no: 0001191638-08-000713 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
23-Apr-08 |
|
|
Acc-no: 0001191638-08-000709 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
22-Apr-08 |
|
|
Acc-no: 0001191638-08-000700 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
21-Apr-08 |
|
|
Acc-no: 0001191638-08-000694 (34 Act) |
|||
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
21-Apr-08 |
|
|
Acc-no: 0001191638-08-000689 (34 Act) |
||
5. FURTHER
INFORMATION
For more information about Unilever and its brands, please visit www.unilever.com
A copy of this Annual Information Update and copies of the documents referred to in it can be obtained from the Deputy Company Secretary at the following address:
Deputy Secretary
Unilever PLC
Unilever House
100 Victoria Embankment
London EC4Y 0DY
31 March 2009
Safe Harbour
This announcement may contain
forward-looking statements, including 'forward-looking statements' within the meaning of
the United States Private Securities Litigation Reform Act of 1995. Words such as
'expects', 'anticipates', 'intends', 'believes' or the negative of these terms and other
similar expressions of future performance or results, including financial objectives to
2010, and their negatives are intended to identify such forward-looking statements. These
forward-looking statements are based upon current expectations and assumptions regarding
anticipated developments and other factors affecting the Group. They are not historical
facts, nor are they guarantees of future performance. Because these forward-looking
statements involve risks and uncertainties, there are important factors that could cause
actual results to differ materially from those expressed or implied by these
forward-looking statements, including, among others, competitive pricing and activities,
consumption levels, costs, the ability to maintain and manage key customer relationships
and supply chain sources, currency values, interest rates, the ability to integrate
acquisitions and complete planned divestitures, the ability to complete planned
restructuring activities, physical risks, environmental risks, the ability to manage
regulatory, tax and legal matters and resolve pending matters within current estimates,
legislative, fiscal and regulatory developments, political, economic and social conditions
in the geographic markets where the Group operates and new or changed priorities of the
Boards. Further details of potential risks and uncertainties affecting the Group are
described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the
US Securities and Exchange Commission, including the Annual Report & Accounts on Form
20-F. These forward-looking statements speak only as of the date of this announcement.
Except as required by any applicable law or regulation, the Group expressly disclaims any
obligation or undertaking to release publicly any updates or revisions to any
forward-looking statements contained herein to reflect any change in the Group's
expectations with regard thereto or any change in events, conditions or circumstances on
which any such statement is based.