UNILEVER PLC
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/S/
S G
WILLIAMS
By
S G
WILLIAMS
SECRETARY |
EXHIBIT NUMBER
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EXHIBIT DESCRIPTION
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99
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Notice to London Stock Exchange dated
1 October,
2009
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1.
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Name of the issuer
UNILEVER PLC
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2.
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State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
a transaction notified in accordance with
DTR 3.1.2 R
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3.
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Name of person discharging managerial
responsibilities/director
MR J A LAWRENCE
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4.
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State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
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5.
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Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE
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6.
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Description of shares (including class), debentures or derivatives or financial instruments relating to shares
UNILEVER PLC ORDINARY 3 1/9P SHARES
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7.
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Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
N/A
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8.
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State the nature of the transaction
VESTING OF 1/3 OF UNILEVER PLC RESTRICTED SHARES AWARDED UNDER THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007
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9.
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Number of shares, debentures or financial instruments relating to shares acquired
11,855
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10.
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Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
NEGLIGIBLE
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11.
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Number of shares, debentures or financial instruments relating to shares disposed
N/A
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12.
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Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
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13.
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Price per share or value of transaction
NIL
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14.
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Date and place of transaction
01 SEPTEMBER 2009
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15.
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Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
344,359
0.027%
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16.
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Date issuer informed of transaction
01 SEPTEMBER 2009
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17.
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Date of grant
N/A
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18.
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Period during which or date on which exercisable
N/A
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19.
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Total amount paid (if any) for grant of the option
N/A
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20.
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Description of shares or debentures involved (class and number)
N/A
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21.
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Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
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22.
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Total number of shares or debentures over which options held following notification
N/A
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23.
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Any additional information
N/A
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24.
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Name of contact and telephone number for queries
HOLLY RICHARDS
+44(0)207 8225927
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Name of authorised official of issuer responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY
Date of notification 2 SEPTEMBER 2009
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(1)
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An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16
, 23 and 24.
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(2)
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An issuer making a notification in respect of a derivative relating the shares of the issuer should complete
boxes 1 to 4
, 6, 8, 13, 14, 16, 23 and 24.
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(3)
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An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete
boxes 1 to 3
and 17 to 24.
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(4)
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An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
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1.
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Name of the issuer
UNILEVER PLC
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2.
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State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R
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3.
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Name of person discharging managerial
responsibilities/director
PROFESSOR GENEVIEVE BERGER
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4.
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State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
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5.
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Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE
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6.
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Description of shares (including class), debentures or derivatives or financial instruments relating to shares
UNILEVER PLC ORDINARY 3 1/9P SHARES
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7.
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Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
F. VAN LANSCHOT BANKIERS N.V.
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8.
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State the nature of the transaction
SALE
OF SHARES
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9.
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Number of shares, debentures or financial instruments relating to shares acquired
N/A
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10.
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Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
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11.
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Number of shares, debentures or financial instruments relating to shares disposed
1,625
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12.
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Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
NEGLIGIBLE
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13.
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Price per share or value of transaction
£17.35
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14.
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Date and place of transaction
25 SEPTEMBER 2009,
UK
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15.
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Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
2,493
NEGLIGIBLE %
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16.
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Date issuer informed of transaction
28 SEPTEMBER 2009
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17.
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Date of grant
N/A
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18.
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Period during which or date on which exercisable
N/A
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19.
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Total amount paid (if any) for grant of the option
N/A
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20.
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Description of shares or debentures involved (class and number)
N/A
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21.
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Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
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22.
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Total number of shares or debentures over which options held following notification
N/A
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23.
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Any additional information
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24.
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Name of contact and telephone number for queries
JULIAN THURSTON
+44(0)207 822 6707
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Name of authorised official of issuer responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY
Date of notification 28 SEPTEMBER 2009
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(1)
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An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16
, 23 and 24.
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(2)
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An issuer making a notification in respect of a derivative relating the shares of the issuer should complete
boxes 1 to 4
, 6, 8, 13, 14, 16, 23 and 24.
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(3)
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An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete
boxes 1 to 3
and 17 to 24.
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(4)
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An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
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