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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MURDOCK DAVID H C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE, CA 91362 |
X | X | Chairman | |
David H. Murdock Living Trust, dated May 28, 1986, as amended C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE, CA 91362 |
X |
/s/ Jeffrey Conner, attorney-in-fact for David H. Murdock | 07/26/2012 | |
**Signature of Reporting Person | Date | |
/s/ Jeffrey Conner, attorney-in-fact for David H. Murdock Living Trust, dated May 28, 2986, as amended | 07/26/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The David H. Murdock Living Trust, dated May 28, 1986, as amended ("Trust"), purchased 105800 shares on the open market on July 24, 2012 at an average price of $9.6685 per share, as follows: 28996 shares in 3 transactions at $9.71; 1735 shares in 4 transactions at $9.70; 24375 shares in 5 transactions at $9.69; 13331 shares in 3 transactions at $9.68; 9700 shares in 7 transactions at $9.67; 2400 shares in 3 transactions at $9.66; 794 shares in 2 transactions at $9.65; 100 shares in 1 transaction at $9.64; 1200 shares in 2 transactions at $9.63; 500 shares in 1 transaction at $9.62; 15370 shares in 6 transactions at $9.61; 4489 shares in 2 transactions at $9.60; 1580 shares in 1 transaction at $9.59; 200 shares in 1 transaction at $9.58; 630 shares in 1 transaction at $9.57; 100 shares in 1 transaction at $9.56; 300 shares in 1 transaction at $9.55. |
(2) | These shares are owned directly by the Trust and indirectly by Mr. Murdock as sole trustee and beneficiary of the Trust |
(3) | The Trust purchased 173000 shares on the open market on July 25, 2012 at an average price of $10.4487 per share, as follows, reported in the following format: number of shares - price per share: 1100-$10.67; 100-$10.66; 500-$10.64; 300-$10.63; 1200-$10.58; 10000-$10.57; 100-$10.56; 2400-$10.55; 700-$10.54; 1800-$10.53; 2100-$10.52; 5988-$10.51; 18393-$10.50; 5012-$10.49; 15090-$10.48; 14685-$10.47; 13238-$10.46; 20844-$10.45; 5190-$10.44; 9870-$10.43; 2755-$10.42; 2096-$10.41; 4003-$10.40; 6210-$10.39; 2451-$10.38; 1100-$10.37; 2387-$10.36; 3200-$10.35; 2500-$10.34; 1671-$10.33; 3503-$10.32; 1400-$10.31; 1200-$10.30; 2600-$10.29; 1400-$10.28; 1014-$10.27; 1300-$10.26; 2550-$10.25; 100-$10.24; 700-$10.20; 100-$10.15; 150-$10.14. Each of the above was in a single transaction except that there were 2 transactions at $10.58. |
(4) | These shares are owned directly by Castle and Cooke Holdings, Inc. and indirectly by Mr. Murdock and the Trust |