1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
03/17/2020 |
Common Stock
|
326,459
(2)
|
$
0.51
(2)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
03/10/2021 |
Common Stock
|
108,819
(2)
|
$
0.6
(2)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
01/24/2023 |
Common Stock
|
310,833
(2)
|
$
3.54
(2)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This option was granted on March 18, 2010 with respect to 326,459 shares of Common Stock, with 25% vesting on March 12, 2011 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter. |
(2) |
Reflects a one-for-three reverse stock split effected on May 13, 2013. |
(3) |
This option was granted on March 11, 2011 with respect to 108,819 shares of Common Stock, with 25% vesting on March 11, 2012 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter. |
(4) |
This option was granted on January 25, 2013 with respect to 310,833 shares of Common Stock, with 25% vesting on January 25, 2014 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter. |