UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1) | 09/26/2016(1) | Common Stock | 120,000 | $ 0.76 | D | Â |
Stock Option (right to buy) | Â (2) | 01/16/2017(2) | Common Stock | 28,571 | $ 0.49 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Amman Bradford K. 6400 S. FIDDLER'S GREEN CIRCLE SUITE 1970 GREENWOOD VILLAGE, CO, X1 80111 |
 |  |  Treasurer, Secretary |  |
Liane Sosnowski | 01/29/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Option to purchase 120,000 shares vest and become exercisable in monthly installments of 3,333 per month over 36 months at an exercise price of $0.76 per share. Vesting with respect to any unvested shares underlying the option will cease if the reporting person ceases to be employed by LifeVantage Corporation. |
(2) | Option to purchase 28,571 shares vest and become exercisable in equal month installments of 2,381 per month over 12 months at an exercise price of $0.49 per share. Vesting with respect to any unvested shares underlying the option will cease if the reporting person ceases to be employed by LifeVantage Corporation. |