UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Purchase Common Stock | 10/30/2019(2) | 10/30/2025 | Common Stock | 5,500 | $ 146.57 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SALAMUNOVICH JOSEPH ONE TRIBOLOGY CENTER 102 WILLENBROCK ROAD OXFORD, CT 06478 |
 |  |  General Counsel and Secretary |  |
/s/Joseph Salamunovich | 11/13/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1,500 shares of the reported Common Stock are Restricted Shares. 1/5 vest on 10/30/2019, 1/5 vest on 10/30/2020, 1/5 vest on 10/30/2021, 1/5 vest on 10/30/2022 and 1/5 vest on 10/30/2023. Unvested shares of Restricted Stock (i)may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. |
(2) | Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/5 vest on 10/30/2019, 1/5 vest on 10/30/2020, 1/5 vest on 10/30/2021, 1/5 vest on 10/30/2022 and 1/5 vest on 10/30/2023. Options expire 7 years from grant date. |