UNILEVER PLC
|
|
/S/ R Sotamaa
By R Sotamaa
CHIEF LEGAL OFFICER AND GROUP SECRETARY
|
Exhibit
|
99.1
|
Stock Exchange announcement dated
|
7 March 2018
|
entitled
|
‘Notification of changes to the Boards’
|
Exhibit
|
99.2
|
Stock Exchange announcement dated
|
9 March 2018
|
entitled
|
‘Director/PDMR Shareholding’
|
Exhibit
|
99.3
|
Stock Exchange announcement dated
|
26 March 2018
|
entitled
|
‘Director/PDMR Shareholding’
|
Exhibit
|
99.4
|
Stock Exchange announcement dated
|
28 March 2018
|
entitled
|
‘Buy-Out and Delisting of NV Preference
Shares’
|
Exhibit
|
99.5
|
Stock Exchange announcement dated
|
11 April 2018
|
entitled
|
‘Clarification Statement – Remuneration Report
2017’
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature of the transaction
|
Purchase
of shares under the Unilever PLC Share Incentive Plan.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
3809.5
p
|
3
|
||
e)
|
Aggregated information
- Volume
- Total
|
3
£114.29
|
|
f)
|
Date of the transaction
|
2018-03-08
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
David
Blanchard
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Category R&D Officer (Member of the Unilever Leadership
Executive (ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
90.3915 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
119.3374 shares (Dividend equivalents earned on MCIP conditional
matching shares were reinvested as additional MCIP conditional
matching shares, which will be subject to the same performance
conditions as the underlying MCIP conditional matching
shares)
●
120.2852 shares (Dividend equivalents earned on MCIP investment
shares were reinvested as additional MCIP investment
shares)
●
555.4831 shares (reinvestment of dividend on (freely transferable)
shares)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
209.7290
|
||
£37.340
|
675.7683
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
885.4973
£25,233.19
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Marc
Engel
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Supply Chain Officer (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
90.3915 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
19.1395 shares (Dividend equivalents earned on MCIP conditional
matching shares were reinvested as additional MCIP conditional
matching shares, which will be subject to the same performance
conditions as the underlying MCIP conditional matching
shares)
●
20.0841 shares (Dividend equivalents earned on MCIP investment
shares were reinvested as additional MCIP investment
shares)
●
208.2271 shares (reinvestment of dividend on (freely transferable)
shares)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
109.531
|
||
£37.340
|
228.3112
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
337.8422
£8525.14
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alan
Jope
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President
Personal Care (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
98.9249 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares under
the Unilever North America Omnibus Equity Compensation Plan, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
27.9404 shares (Dividend equivalents earned on MCIP conditional
matching shares were reinvested as additional MCIP conditional
matching shares under the Unilever North America Omnibus Equity
Compensation Plan, which will be subject to the same performance
conditions as the underlying MCIP conditional matching
shares)
●
45.8663 shares (reinvestment of dividend on (freely transferable)
shares)
|
|
c)
|
Currency
|
USD -
United States Dollars
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$0.00
|
126.8653
|
||
$52.43
|
45.8663
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
172.7315
$
2,404.77
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Kees
Kruythoff
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President
North America (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
103.9523 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares under
the Unilever North America Omnibus Equity Compensation Plan, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
103.9523
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
103.9523
£ 0.0000
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Leena
Nair
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
HR Officer (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
96.9017 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
53.1117 shares (Dividend equivalents earned on MCIP conditional
matching shares were reinvested as additional MCIP conditional
matching shares, which will be subject to the same performance
conditions as the underlying MCIP conditional matching
shares)
●
55.3010 shares (Dividend equivalents earned on MCIP investment
shares were reinvested as additional MCIP investment
shares)
●
233.1136 shares (reinvestment of dividend on (freely transferable)
shares)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
150.0134
|
||
£37.340
|
288.4146
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
438.4280
£10,769.40
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Nitin
Paranjpe
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President
Home Care (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
126.9237 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
15.3862 shares (Dividend equivalents earned on MCIP investment
shares were reinvested as additional MCIP investment
shares)
●
187.6730 shares (reinvestment of dividend on (freely transferable)
shares)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
126.9237
|
||
£37.340
|
203.0592
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
329.9829
£7582.23
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Graeme
Pitkethly
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (Member of the Unilever Leadership
Executive (ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
418.4652 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
100.6626 shares (Dividend equivalents earned on MCIP conditional
matching shares were reinvested as additional MCIP conditional
matching shares, which will be subject to the same performance
conditions as the underlying MCIP conditional matching
shares)
●
106.0391 shares (Dividend equivalents earned on MCIP investment
shares were reinvested as additional MCIP investment
shares)
●
75.09380 shares (reinvestment of dividend on (freely transferable)
shares)
●
3 shares (reinvestment of dividend) under the Unilever PLC Share
Incentive Plan.
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
519.1277
|
||
£37.340
|
181.1329
|
||
£37.80
|
3
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
703.2606
£6876.90
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Polman
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Executive Officer (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
889.3374 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
0.08598 shares (reinvestment of dividend on (freely transferable)
shares)
●
2,616.42 shares (reinvestment of dividend on (freely transferable)
shares)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
889.3374
|
||
£37.340
|
0.08598
|
||
£37.50296
|
2,616.42
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
3505.84338
£ 98,126.70
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ritva
Sotamaa
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Legal Officer and Group Secretary (Member of the Unilever
Leadership Executive (ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
96.9017 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
63.6864 shares (Dividend equivalents earned on MCIP conditional
matching shares were reinvested as additional MCIP conditional
matching shares, which will be subject to the same performance
conditions as the underlying MCIP conditional matching
shares)
●
70.1631 shares (Dividend equivalents earned on MCIP investment
shares were reinvested as additional MCIP investment
shares)
●
323.7871 shares (reinvestment of dividend on (freely
transferable) shares)
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
160.5881
|
||
£37.340
|
393.9502
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
554.5383
£ 14,710.10
|
|
f)
|
Date of
the transaction
|
21/03/2017
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Judith
Amanda Sourry Knox
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President
Foods (Member of the Unilever Leadership Executive
(ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
86.5144 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares under
the Unilever North America Omnibus Equity Compensation Plan, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
|
|
c)
|
Currency
|
USD -
United States Dollars
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$0.00
|
86.5144
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
86.5144
$ 0.0000
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Keith
Weed
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Marketing & Communications Officer (Member of the Unilever
Leadership Executive (ULE))
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Unilever
PLC
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
b)
|
Nature
of the transaction
|
●
90.3915 shares (Dividend equivalents earned on GSIP conditional
shares were reinvested as additional GSIP conditional shares, which
will be subject to the same performance conditions as the
underlying GSIP conditional shares)
●
154.9309 shares (Dividend equivalents earned on MCIP conditional
matching shares were reinvested as additional MCIP conditional
matching shares, which will be subject to the same performance
conditions as the underlying MCIP conditional matching
shares)
●
198.335297 shares (Dividends earned were reinvested as additional
shares under the Senior Executive Retirement Arrangement
(SERA))
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£0.00
|
245.3224
|
||
£37.340
|
198.335297
|
||
e)
|
Aggregated
information
-
Volume
-
Total
|
443.657697
£7,405.84
|
|
f)
|
Date of
the transaction
|
21/03/2018
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
Louise Phillips
Senior Global Media Relations Manager
+44 7825 049 151
Louise.Phillips@unilever.com
|
Fleur van Bruggen
Communications Director Unilever Benelux
+31 (0)6 1500 8293
Fleur-van.Bruggen@unilever.com
|