FORM 5 |
ANNUAL STATEMENT OF
CHANGES IN BENEFICIAL OWNERSHIP
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported
Form 4 Transactions Reported
(Last) |
Wasson |
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(First) |
Michael |
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(Middle) |
S. |
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(Street) |
100 East Vine Street |
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(City) |
Lexington |
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(State) |
KY |
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(Zip) |
40507 |
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(Issuer Name) |
Community Trust Bancorp, Inc. |
(Ticker or Trading Symbol) |
CTBI |
(I.D. Number) |
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(Month) |
December |
(Year) |
2002 |
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(Month/Day) |
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(Year) |
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X
(Director) |
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X |
(Officer, include title) Executive Vice President |
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(10% Owner) |
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(Other, specify below) |
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X
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security (Instr. 3) |
2.Transac-tion Date (Month/ Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of ( D) (Instr. 3, 4, and 5) |
5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 3 & 4) |
6. Owner-ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Amount |
(A) or (D) |
Price |
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Common Stock |
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110 |
D |
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Common Stock |
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383.61(1) |
I |
By ESOP |
Common Stock |
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321.391(1) |
I |
By 401(k) Plan |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 5 (Continued) |
Table II - Derivative Securities Acquired, Disposed of or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year)
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4. Transaction Code (Instr.8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
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Code |
(A) |
(D) |
Date Exercisable |
Expiration Date |
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Table II Continued - Derivative Securities Acquired, Disposed of or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9.Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Title |
Amount or Number of Shares |
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Explanation of Responses: (1) Between January 1, 2002, and December 31, 2002, the reporting person acquired 296.402 shares of CTBI common stock under the CTBI ESOP Plan and 242.908 shares of CTBI common stock under the CTBI 401(k) Plan.
**Intentional misstatements or omissions of facts constitute Federal /s/ Michael S. Wasson by Marilyn T. Justice, Attorney-in-Fact-**Signature of Reporting Person- 02/11/03--Date
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instructions 6 for procedure.
To view the actual filing form and general Instructions go to: http://www.sec.gov/divisions/corpfin/forms/form5.htm