UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 16, 2004
-----------------
HAUSER, INC.
--------------------------------
(Exact name of registrant as specified in its charter)
Delaware 0-17174 84-0926801
------------------ ---------------- --------------
(State or other (Commission File (IRS Employer
jurisdiction Number) Identification
of incorporation) No.)
c/o Hauser, Inc.
10990 Wilshire Blvd. 90024
-----
16th Floor Zip Code
Los Angeles, CA
(Address of principal
executive offices)
Registrant's telephone number, including area code: (310) 456-9395
--------------
Registrant's Former Address: 840 Apollo Street, Suite 209
El Segundo, California 90245
----------------------------
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events.
On November 16, 2004, Hauser, Inc., a Delaware corporation (the "Company"),
and its wholly owned subsidiaries filed the monthly operating report for the
month ended October 31, 2004 with the Office of the United States Trustee (the
"Trustee") pursuant to Bankruptcy Rule 2015 and the Trustee's Financial
Reporting Requirements for Chapter 11 Cases (the "October Trustee's Report").
Pursuant to Rule 202 of Regulation S-T and the Company's continuing hardship
exemption, the Company has manually filed with the Securities and Exchange
Commission a copy of the October Trustee's Report under cover of Form SE.
Item 9.01. Financial Statements and Exhibits.
99.1 Monthly Operating Report for the month ended October 31, 2004, filed
pursuant to Rule 202 of Regulation S-T and a continuing hardship
exemption dated May 24, 2004.
-2-
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
HAUSER, INC.
Dated: November 18, 2004 By: /s/ Kenneth C. Cleveland
-------------------------
Name: Kenneth C. Cleveland
Title: President and Chief
Executive Officer
-3-
Exhibit Index
Exhibit No. Description
----------- -----------
99.1 Monthly Operating Report for the month ended October 31, 2004,
filed pursuant to Rule 202 of Regulation S-T and a continuing
hardship exemption dated May 24, 2004.