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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
The Gabelli Convertible and Income Securities Fund Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2010 - June 30, 2011
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
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PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 1
The Gabelli Convertible and Income Securities Fund Inc.
Investment Company Report
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 27-Sep-2010
ISIN US3703341046 AGENDA 933315966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- -----------
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 APPROVE EXECUTIVE INCENTIVE PLAN. Management For For
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
AMERICREDIT CORP.
SECURITY 03060R101 MEETING TYPE Special
TICKER SYMBOL ACF MEETING DATE 29-Sep-2010
ISIN US03060R1014 AGENDA 933325842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 THE PROPOSAL TO ADOPT AND APPROVE THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY
21, 2010, AMONG GENERAL MOTORS HOLDINGS LLC,
GOALIE TEXAS HOLDCO INC., A WHOLLY-OWNED
SUBSIDIARY OF GENERAL MOTORS HOLDINGS LLC, AND
AMERICREDIT CORP., AS IT MAY BE AMENDED FROM TIME
TO TIME.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FOR,
AMONG OTHER REASONS, THE SOLICITATION OF
ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT AND APPROVE THE MERGER AGREEMENT.
MIRANT CORPORATION
SECURITY 60467R100 MEETING TYPE Special
TICKER SYMBOL MIR MEETING DATE 25-Oct-2010
ISIN US60467R1005 AGENDA 933329559 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS APRIL 11, 2010, BY AND AMONG RRI
ENERGY, INC., RRI ENERGY HOLDINGS, INC., AND MIRANT
CORPORATION.
02 PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE Management For For
MIRANT SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
MCAFEE, INC.
SECURITY 579064106 MEETING TYPE Special
TICKER SYMBOL MFE MEETING DATE 02-Nov-2010
ISIN US5790641063 AGENDA 933331720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF AUGUST 18, 2010, AMONG INTEL
CORPORATION, A DELAWARE CORPORATION, OR INTEL,
JEFFERSON ACQUISITION CORPORATION, A DELAWARE
CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF
INTEL, AND MCAFEE, INC., A DELAWARE CORPORATION, OR
MCAFEE, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT OR PURSUANT TO TO THE TERMS OF THE
MERGER AGREEMENT.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 2
The Gabelli Convertible and Income Securities Fund Inc.
PERNOD-RICARD, PARIS
SECURITY F72027109 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-Nov-2010
ISIN FR0000120693 AGENDA 702630179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ---------- ------- -----------
French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card dir-ectly to the sub custodian. Please contact your
Client Service Representative-to obtain the necessary card,
account details and directions. The following ap-plies to Non-
Resident Shareowners: Proxy Cards: Voting instructions will be fo-
rwarded to the Global Custodians that have become Registered
Intermediaries, o-n the Vote Deadline Date. In capacity as
Registered Intermediary, the Global C-ustodian will sign the Proxy
Card and forward to the local custodian. If you a-re unsure
whether your Global Custodian acts as Registered Intermediary,
pleas-e contact your representative.
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting
VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE
OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLIC-KING ON THE
MATERIAL URL LINK: https://balo.journal-
officiel.gouv.fr/pdf/2010/-0920/201009201005328.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2010/10-
20/201010201005592.pdf
O.1 Approval of the Parent Company financial statements for the Management For For
financial year ended 30 JUN 2010
O.2 Approval of the consolidated financial statements for the financial Management For For
year ended 30 JUN 2010
O.3 Allocation of the net result for the financial year ended 30 JUN Management For For
2010 and setting of the dividend
O.4 Approval of regulated agreements referred to in Article L. 225-38 Management For For
et seq. of the French Commercial Code
O.5 Renewal of the Directorship of Mr. Francois Gerard Management For For
O.6 Appointment of Ms. Susan Murray as a Director Management For For
O.7 Renew appointment of Mazars as Auditor Management For For
O.8 Renew appointment of Patrick de Cambourg as Alternate Auditor Management For For
O.9 Setting of the annual amount of Directors' fees allocated to Management For For
members of the Board of Directors
O.10 Authorization to be granted to the Board of Directors to trade in Management For For
the Company's shares
E.11 Delegation of authority to be granted to the Board of Directors to Management For For
decide on an allocation of performance-related shares to
Employees of the Company and to Employees and Corporate
Officers of the Companies of the Group
E.12 Delegation of authority to be granted to the Board of Directors to Management Against Against
issue share warrants in the event of a public offer on the
Company's shares
E.13 Delegation of authority to be granted to the Board of Directors to Management For For
decide on share capital increases through the issue of shares or
securities granting access to the share capital, reserved for
members of saving plans with cancellation of preferential
subscription rights in favour of the members of such saving plans
E.14 Amendment of the Company bylaws relating to the right of the Management For For
Board of Directors to appoint censors
E.15 Amendment of the Company bylaws relating to the terms and Management For For
conditions applicable to the attendance and vote at the General
Shareholders' Meeting
E.16 Powers to carry out the necessary legal formalities Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF NAMES IN RESOLUTIONS 7 A-ND 8 AND RECEIPT OF
ADDITIONAL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, P-LEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL I-
NSTRUCTIONS. THANK YOU.
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 16-Nov-2010
ISIN US5949181045 AGENDA 933331011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
02 ELECTION OF DIRECTOR: DINA DUBLON Management For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 3
The Gabelli Convertible and Income Securities Fund Inc.
WALGREEN CO.
SECURITY 931422109 MEETING TYPE Annual
TICKER SYMBOL WAG MEETING DATE 12-Jan-2011
ISIN US9314221097 AGENDA 933353447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: DAVID J. BRAILER Management For For
1B ELECTION OF DIRECTOR: STEVEN A. DAVIS Management For For
1C ELECTION OF DIRECTOR: WILLIAM C. FOOTE Management For For
1D ELECTION OF DIRECTOR: MARK P. FRISSORA Management For For
1E ELECTION OF DIRECTOR: GINGER L. GRAHAM Management For For
1F ELECTION OF DIRECTOR: ALAN G. MCNALLY Management For For
1G ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Management For For
1H ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ Management For For
1I ELECTION OF DIRECTOR: ALEJANDRO SILVA Management For For
1J ELECTION OF DIRECTOR: JAMES A. SKINNER Management For For
1K ELECTION OF DIRECTOR: GREGORY D. WASSON Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AMEND THE WALGREEN CO. ARTICLES OF Management For For
INCORPORATION TO REVISE THE PURPOSE CLAUSE.
04 AMEND THE WALGREEN CO. ARTICLES OF Management For For
INCORPORATION TO ELIMINATE CERTAIN SUPERMAJORITY
VOTE REQUIREMENTS.
05 AMEND THE WALGREEN CO. ARTICLES OF Management For For
INCORPORATION TO ELIMINATE THE "FAIR PRICE"
CHARTER PROVISION APPLICABLE TO CERTAIN BUSINESS
COMBINATIONS.
06 SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE THE Shareholder Against For
VOTE REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL
SHAREHOLDER MEETINGS.
07 SHAREHOLDER PROPOSAL ON A POLICY THAT A Shareholder Against For
SIGNIFICANT PORTION OF FUTURE STOCK OPTION
GRANTS TO SENIOR EXECUTIVES SHOULD BE
PERFORMANCE-BASED.
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Special
TICKER SYMBOL BUCY MEETING DATE 20-Jan-2011
ISIN US1187591094 AGENDA 933361949 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF NOVEMBER 14, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, ("THE MERGER AGREEMENT"), BY
AND AMONG BUCYRUS INTERNATIONAL, INC.,
CATERPILLAR INC., AND BADGER MERGER SUB, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
MUELLER WATER PRODUCTS INC.
SECURITY 624758108 MEETING TYPE Annual
TICKER SYMBOL MWA MEETING DATE 26-Jan-2011
ISIN AGENDA 933359398 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- -------------------- ------- -----------
01 DIRECTOR Management
1 DONALD N. BOYCE For For
2 HOWARD L. CLARK, JR. For For
3 SHIRLEY C. FRANKLIN For For
4 GREGORY E. HYLAND For For
5 JERRY W. KOLB For For
6 JOSEPH B. LEONARD For For
7 MARK J. O'BRIEN For For
8 BERNARD G. RETHORE For For
9 NEIL A. SPRINGER For For
10 LYDIA W. THOMAS For For
11 MICHAEL T. TOKARZ For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 4
The Gabelli Convertible and Income Securities Fund Inc.
ROCKWELL AUTOMATION, INC.
SECURITY 773903109 MEETING TYPE Annual
TICKER SYMBOL ROK MEETING DATE 01-Feb-2011
ISIN US7739031091 AGENDA 933359906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------------- ----- -----------
A DIRECTOR Management
1 DONALD R. PARFET For For
2 STEVEN R. KALMANSON For For
3 JAMES P. KEANE For For
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
C TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Management Abstain Against
OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
D TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF Management Abstain Against
THE VOTE ON THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
ROYAL BANK OF CANADA
SECURITY 780087102 MEETING TYPE Annual
TICKER SYMBOL RY MEETING DATE 03-Mar-2011
ISIN CA7800871021 AGENDA 933369577 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ------------- ------- -----------
01 DIRECTOR Management
1 W.G. BEATTIE For For
2 J.T. FERGUSON For For
3 P. GAUTHIER For For
4 T.J. HEARN For For
5 A.D. LABERGE For For
6 J. LAMARRE For For
7 B.C. LOUIE For For
8 M.H. MCCAIN For For
9 G.M. NIXON For For
10 D.P. O'BRIEN For For
11 J.P. REINHARD For For
12 E. SONSHINE For For
13 K.P. TAYLOR For For
14 V.L. YOUNG For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR Management For For
03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO Management For For
EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For
07 SHAREHOLDER PROPOSAL NO. 4. Shareholder Against For
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Special
TICKER SYMBOL NU MEETING DATE 04-Mar-2011
ISIN US6643971061 AGENDA 933364882 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ---- -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, BY AND AMONG NORTHEAST UTILITIES, NU
HOLDING ENERGY 1 LLC, NU HOLDING ENERGY 2 LLC AND
NSTAR, AS AMENDED AND AS IT MAY BE AMENDED
FURTHER, AND APPROVE THE MERGER, INCLUDING THE
ISSUANCE OF NORTHEAST UTILITIES COMMON SHARES TO
NSTAR SHAREHOLDERS PURSUANT TO THE MERGER.
02 PROPOSAL TO INCREASE THE NUMBER OF NORTHEAST Management For For
UTILITIES COMMON SHARES AUTHORIZED FOR ISSUANCE
BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH
SECTION 19 OF THE NORTHEAST UTILITIES DECLARATION
OF TRUST BY 155,000,000 COMMON SHARES, FROM
225,000,000 AUTHORIZED COMMON SHARES TO 380,000,000
AUTHORIZED COMMON SHARES.
03 PROPOSAL TO FIX THE NUMBER OF TRUSTEES OF THE Management For For
NORTHEAST UTILITIES BOARD OF TRUSTEES AT
FOURTEEN.
04 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE FOREGOING PROPOSALS.
NATIONAL FUEL GAS COMPANY
SECURITY 636180101 MEETING TYPE Annual
TICKER SYMBOL NFG MEETING DATE 10-Mar-2011
ISIN US6361801011 AGENDA 933368157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 ROBERT T. BRADY For For
2 ROLLAND E. KIDDER For For
3 FREDERIC V. SALERNO For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE COMPENSATION OF Management Abstain Against
EXECUTIVES
04 ADVISORY VOTE ON FREQUENCY OF VOTE TO APPROVE Management Abstain Against
COMPENSATION OF EXECUTIVES
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 5
The Gabelli Convertible and Income Securities Fund Inc.
COVIDIEN PLC
SECURITY G2554F105 MEETING TYPE Annual
TICKER SYMBOL COV MEETING DATE 15-Mar-2011
ISIN IE00B3QN1M21 AGENDA 933367701 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE Management For For
THE AUDIT COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
03 EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT Management For For
FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT
OF THE COMPANY'S ORDINARY SHARES.
04 AN ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
05 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against
COMPENSATION VOTES.
ATHEROS COMMUNICATIONS, INC.
SECURITY 04743P108 MEETING TYPE Special
TICKER SYMBOL ATHR MEETING DATE 18-Mar-2011
ISIN US04743P1084 AGENDA 933373982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ---- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JANUARY 5, 2011 (THE "MERGER
AGREEMENT"), BY AND AMONG ATHEROS
COMMUNICATIONS, INC., (THE "COMPANY"), QUALCOMM
INCORPORATED, ("PARENT"), AND T MERGER SUB, INC.,
("MERGER SUB"), ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 TO APPROVE THE POSTPONEMENT OR ADJOURNMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
JULIUS BAER GRUPPE AG, ZUERICH
SECURITY H4414N103 MEETING TYPE Annual General
TICKER SYMBOL MEETING DATE 07-Apr-2011
ISIN CH0102484968 AGENDA 702847534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----- -------------------------------------------------------------------- ---------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 798734 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-798818, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON
RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO
ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
1 Annual report, financial statements and group accounts for the Management No Action
year 2010, report of the statutory auditors
2 Allocation of share premium reserves Management No Action
3.1 Appropriation of disposable profit, dissolution and distribution of Management No Action
share premium reserves
3.2 Disposal from balance sheet item share premium reserves for the Management No Action
purpose of share repurchases
4 Discharge of the members of the board of directors and of the Management No Action
executive board
5.1.1 Re-election of Peter Kuepfer (1 year) to the board of directors Management No Action
5.1.2 Re-election of Charles Stonehill (3 years) to the board of directors Management No Action
5.2 New election of Heinrich Baumann (3 years) to the board of Management No Action
directors
6 The Board of Directors proposes that KPMG AG, Zurich, be Management No Action
elected as Statutory Auditors for another one-year period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AUDITOR NAME. IF YOU HAV-E ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 6
The Gabelli Convertible and Income Securities Fund Inc.
THE BANK OF NEW YORK MELLON CORPORATION
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 12-Apr-2011
ISIN US0640581007 AGENDA 933386371 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------- ------- -----------
1A ELECTION OF DIRECTOR: RUTH E. BRUCH Management For For
1B ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Management For For
1C ELECTION OF DIRECTOR: GERALD L. HASSELL Management For For
1D ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For
1E ELECTION OF DIRECTOR: ROBERT P. KELLY Management For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Management For For
1G ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For
1H ELECTION OF DIRECTOR: JOHN A. LUKE, JR Management For For
1I ELECTION OF DIRECTOR: MARK A. NORDENBERG Management For For
1J ELECTION OF DIRECTOR: CATHERINE A. REIN Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Management For For
1L ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Management For For
1M ELECTION OF DIRECTOR: JOHN P. SURMA Management For For
1N ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Management For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO 2010 EXECUTIVE
COMPENSATION.
03 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE Management Abstain Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE AMENDED AND RESTATED LONG- Management Against Against
TERM INCENTIVE PLAN.
05 PROPOSAL TO APPROVE AMENDED AND RESTATED Management For For
EXECUTIVE INCENTIVE COMPENSATION PLAN.
06 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
07 STOCKHOLDER PROPOSAL WITH RESPECT TO Shareholder Against For
CUMULATIVE VOTING.
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2011
ISIN BE0003810273 AGENDA 702858195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ---------- --------- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA)
MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
1 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the introduction of article 526bis in the
Belgian Code of Companies by the law of 17 December 2008
creating an audit committee in listed companies and financial
institutions. Proposal to modify Article 18, section 3, subsection 2
and 3, of the Articles of Association as follows: replace "524(4)" by
"526ter". Proposal to modify Article 25, section 2, subsection 1, of
the Articles of Association as follows: After the words "The role of
this Committee is", insert the words "to perform the tasks laid
down in Article 526bis of the Code of Companies and more
specifically" CONTD
CONT CONTD Proposal to modify Article 25, section 2, subsection 2, of Non-Voting
the Articles-of Association as follows: After the words "which must
ensure that" insert-the words "(i) the Committee is composed of
non-executive Board Members and-that (ii)"
2 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the introduction of article 526quater in the
Belgian Code of Companies by the law of 23 April 2010
strengthening corporate governance for listed companies and
state owned companies. Proposal to modify Article 25, Section 2,
Sub-section 3, of the Articles of Association as follows: After the
words "the Appointments and Remuneration Committee is
composed of "replace ": (1) the Chairman of the Board of
Directors; (2) two Independent Board members appointed in
accordance with Article 18, Section 3 of these Articles of
Association and chosen by the Board of Directors; and (3) a Board
Member appointed in accordance with Article 18, Section CONTD
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 7
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ---------- --------- -----------
CONT CONTD 2, of these Articles of Association and chosen by the Non-Voting
Board of-Directors" by "minimum three and maximum five non-
executive Directors,-provided that the majority of the members of
the Committee need to be-independent Directors, appointed in
accordance with Article 18, Section 3, of-these Articles of
Association. The Chairman of the Board of Directors is-Chairman
of the Committee." After the words "the Law of 21 March 1991"
add-the words "and in article 526quater of the Code of
Companies"
3 Motion for a resolution: proposal to amend the articles of Management No Action
association in order to change the date of the Annual General
Meeting from the second Wednesday in April to the third
Wednesday in April. Proposal to amend Article 32, Sub-section 1,
of the Articles of Association as follows: Replace the word
"second" by the word "third"
4 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication and
the entering into force of such law. Proposal to amend Article 33
of the Articles of Association as follows: Replace the existing text
of the first sub-section by: "Notices convening the general
meetings include the legal mentions of article 533bis of the Code
of Companies and must be published at least 30 days before the
meeting in the Belgian Official Gazette, in at least one CONTD
CONT CONTD French-language and one Dutch-language national Non-Voting
newspaper and via media-of which it can be reasonably assumed
that they can provide an effective-distribution of the information
within the European economic area and which-are accessible in a
fast and non-discriminatory way." In the second-sub-section
replace the word "fifteen" by "thirty". After the fourth-sub-section
insert a new sub-section with the following text: "One or more-
shareholders, who hold together, at least 3 % of the Company's
share capital,-can request to add items to be dealt with on the
agenda of the general-meeting and propose motions for
resolutions related to items included or to-be included on the
agenda. Such requests CONTD
CONT CONTD must comply with the requirements of article 533ter of the Non-Voting
Code of-Companies. The items and motions for resolution that are
included in the-agenda pursuant to this clause, are only discussed
if the concerned share of-the Company's share capital is
registered according to Article 34 of these-Articles of Association"
5 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on to the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication and
the entering into force of such law. Proposal to amend Article 34
of the Articles of Association as follows: Replace the existing text
of the Article by: "Registration of shares and notification of
participation to the general meeting "Section 1 The right to
participate to a general meeting of the Company and to exercise
the right to vote is only granted based on an accounting CONTD
CONT CONTD registration of the shares in the name of the shareholder, Non-Voting
on the-fourteenth day before the general meeting at 12 PM
Belgian time, either by a-recording of these shares in the register
of shareholders of the Company,-either by recording them on the
accounts of a recognized account holder or-settlement institution,
either by presenting the bearer shares to a financial-institution,
irrespective of the number of shares the shareholder possesses-
on the day of the general meeting. The day and hour mentioned in
this section-constitute the record date. Section 2 The shareholder
notifies the Company of-his intention to participate to the general
meeting, at the latest on the-sixth day before the date of the
CONTD
CONT CONTD meeting, in compliance with the formalities mentioned in Non-Voting
the convening-notice, and upon submission of the proof of
registration delivered to him by-the financial intermediary, the
recognized account holder or the settlement-institution. Section 3
In a register, established by the Board of Directors,-for every
shareholder who has indicated that he intends to participate to
the-general meeting, his name, address or registered office, the
number of shares-that he possessed on the record date and for
which he intends to participate-to the general meeting, as well as
a description of the documents-establishing that he owned the
shares on the record date"
6 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication and
the entering into force of such law. Proposal to amend Article 35,
sub-section 2, of the Articles of Association as follows: Replace
the existing text of sub-section 2 by: "Any shareholder may issue
a proxy - in writing or in electronic form - to another person, be it a
shareholder or not, to represent him at the general meeting. The
proxy must be signed by the shareholder. Such proxies must be
filed at least six days before the meeting concerned"
7 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication and
the entering into force of such law. Proposal to modify Article 37 of
the Articles of Association as follows: Sub-section 1 becomes
Section 1. Sub-section 2 becomes Section 2. In Section 2, before
the current text, add the CONTD
CONT CONTD following text: "For every decision the minutes record the Non-Voting
number of-shares for which valid votes are expressed, the
percentage that these shares-represent in the total share of
capital, the total number of valid votes, and-the number of votes in
favor or against every decision, as well as the number-of
abstentions, if any"
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 8
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------------ ---------- --------- -----------
8 Motion for a resolution: proposal to amend the articles of Management No Action
association, pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 on the
exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication and
the entering into force of such law. Proposal to include an Article
38 bis in the Articles of Association with the following text: "Article
38bis - Right to ask questions - As soon as the notice convening
the general meeting is published, the shareholders, who comply
with the formalities of Article 34 of these Articles of Association,
have the right to ask questions in writing to the CONTD
CONT CONTD Directors, with respect to their report or to the items on Non-Voting
the agenda,-and to the auditors with respect to their report. Such
questions must be-filed at least six days before the meeting
concerned. The shareholders can-also ask oral questions during
the meeting on the same subjects
9 Motion for a resolution: proposal to amend the articles of Management No Action
association pursuant to the possible adoption of a Belgian Law
implementing the EU Directive 2007/36 of 11 July 2007 related to
the exercise of certain rights of shareholders in listed companies,
under the condition precedent of the adoption, the publication and
the entering into force of that law. Proposal to modify Article 39bis,
of the Articles of Association as follows: Replace the existing text
of sub-section 1 by: "All shareholders may vote by letter at any
general meeting, using a form of which the model is determined
by the Company and that contains the following information: (i) the
name and address or registered office of the CONTD
CONT CONTD shareholder; (ii) the number of shares the shareholder will Non-Voting
represent-when voting; (iii) the form of the shares; (iv) the agenda
of the meeting,-including the motions for a resolution; (v) the
deadline for the Company to-receive the form for voting by
correspondence; (vi) the signature of the-shareholder; (vii) a clear
indication, for each item on the agenda, of the-way he exercises
his right of vote or abstains. For the calculation of the-quorum,
only the forms that are received by the Company on the address-
mentioned in the invitation, at the latest the sixth day before the
meeting,-are taken into account. In sub-section 3, after the words
"organizers can-control", add the words "the capacity and the
identity of the shareholder-and"
10 Motion for a resolution: proposal to grant all powers to the Management No Action
Secretary General, with the power of substitution, to ensure the
coordination of the Articles of Association to reflect the resolutions
above. Proposal for a resolution: grant all powers to the Secretary
General, with the power of substitution, to make available to the
shareholders an unofficial coordinated version of the Articles of
Association - including the amendments to the Articles of
Association under condition precedent - on the website
www.belgacom.com
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2011
ISIN BE0003810273 AGENDA 702859957 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ---------- --------- ------------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA)
MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
1 Examination of the annual reports of the Board of Directors of Non-Voting
Belgacom SA-under public law with regard to the annual accounts
and consolidated annual-accounts at 31 December 2010
2 Examination of the reports of the Board of Auditors of Belgacom Non-Voting
SA under-public law with regard to the annual accounts and of the
Auditor with regard-to the consolidated annual accounts at 31
December 2010
3 Examination of the information provided by the Joint Committee Non-Voting
4 Examination of the consolidated annual accounts at 31 December Non-Voting
2010
5 Approval of the annual accounts with regard to the financial year Management No Action
closed on 31 December 2010, including the following allocation of
the results: Profit of the period available for appropriation EUR
324,369,280.43; Net transfers from the reserves available EUR
401,793,828.41; Profit to be distributed EUR 726,163,108.84;
Remuneration of capital (gross dividends) EUR 703,485,909.05;
and Other beneficiaries (Personnel) EUR 22,677,199.79. For
2010, the gross dividend amounts to EUR 2.18 per share, entitling
shareholders to a dividend net of withholding tax of EUR 1.6350
per share, from which, on 10 December 2010, an interim CONTD
CONT CONTD dividend of EUR 0.50 (EUR 0.375 per share net of Non-Voting
withholding tax) was-paid; so that a gross dividend of EUR 1.68
per share (EUR 1.26 per share net-of withholding tax) will be paid
on 29 April 2011. The ex-dividend date is-fixed on 26 April 2011,
the record date on 28 April 2011 and the payment date-on 29 April
2011
6 To approve the Remuneration Report Management No Action
7 Granting of a discharge to the members of the Board of Directors Management No Action
for the exercise of their mandate during the financial year closed
on 31 December 2010
8 Granting of a special discharge to Mr. Philip Hampton for the Management No Action
exercise of his mandate until 14 April 2010
9 Granting of a discharge to the members of the Board of Auditors Management No Action
for the exercise of their mandate during the financial year closed
on 31 December 2010
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 9
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ---------- --------- ------------
10 Granting of a discharge to Deloitte Statutory Auditors SC sfd Management No Action
SCRL represented by Mr. G. Verstraeten and Mr. L. Van
Coppenolle for the exercise of their mandate during the financial
year closed on 31 December 2010
11 Acknowledgment of resignation of Mr. Georges Jacobs as Non-Voting
member of the Board.-Mr. Jacobs resigns for having reached the
age limit of 70 years
12 To appoint, on proposal of the Board of Directors and in Management No Action
accordance with the recommendation of the Nomination and
Remuneration Committee, Mr. Pierre De Muelenaere as Board
Member, for a period which will expire at the annual general
meeting of 2017
13 To set the remuneration for the mandate of Mr. Pierre De Management No Action
Muelenaere as follows: Fixed annual remuneration of EUR
25,000; Attendance fee of EUR 5,000 per Board meeting
attended; Attendance fee of EUR 2,500 per Board advisory
committee meeting attended; EUR 2,000 per year to cover
communications costs
14 Miscellaneous Non-Voting
BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 14-Apr-2011
ISIN US0556221044 AGENDA 933381446 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- -----------
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Management For For
ACCOUNTS.
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Management For For
03 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Management For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR. Management For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. Management For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR. Management For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR. Management For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR. Management For For
09 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Management For For
10 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Management For For
11 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Management For For
12 TO ELECT MR F L BOWMAN AS A DIRECTOR. Management For For
13 TO ELECT MR B R NELSON AS A DIRECTOR. Management For For
14 TO ELECT MR F P NHLEKO AS A DIRECTOR. Management For For
15 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Management For For
16 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION.
S17 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR Management For For
THE PURCHASE OF ITS OWN SHARES BY THE COMPANY.
18 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A Management For For
SPECIFIED AMOUNT.
S19 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A Management For For
LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-
EMPTION RIGHTS.
S20 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Management For For
GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS.
21 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Management For For
DONATIONS AND INCUR POLITICAL EXPENDITURE.
22 TO APPROVE THE RENEWAL OF THE BP SHAREMATCH Management For For
PLAN.
23 TO APPROVE THE RENEWAL OF THE BP SHARESAVE UK Management For For
PLAN.
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 18-Apr-2011
ISIN US5324571083 AGENDA 933376635 - Management
FOR/AGAINST
ITEM PROPOSAL YPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ---- -----------
1A ELECTION OF DIRECTOR FOR THREE-YEAR TERM: M.L. Management For For
ESKEW
1B ELECTION OF DIRECTOR FOR THREE-YEAR TERM: A.G. Management For For
GILMAN
1C ELECTION OF DIRECTOR FOR THREE-YEAR TERM: K.N. Management For For
HORN
1D ELECTION OF DIRECTOR FOR THREE-YEAR TERM: J.C. Management For For
LECHLEITER
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR
2011.
03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION Management Abstain Against
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
05 APPROVE AMENDMENTS TO THE ARTICLES OF Management For For
INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF
ALL DIRECTORS.
06 APPROVE AMENDMENTS TO THE ARTICLES OF Management For For
INCORPORATION TO ELIMINATE ALL SUPERMAJORITY
VOTING REQUIREMENTS.
07 APPROVE THE EXECUTIVE OFFICER INCENTIVE PLAN. Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 10
The Gabelli Convertible and Income Securities Fund Inc.
GENUINE PARTS COMPANY
SECURITY 372460105 MEETING TYPE Annual
TICKER SYMBOL GPC MEETING DATE 18-Apr-2011
ISIN US3724601055 AGENDA 933377156 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 DR. MARY B. BULLOCK For For
2 JEAN DOUVILLE For For
3 THOMAS C. GALLAGHER For For
4 GEORGE C. "JACK" GUYNN For For
5 JOHN R. HOLDER For For
6 JOHN D. JOHNS For For
7 MICHAEL M.E. JOHNS, MD For For
8 J. HICKS LANIER For For
9 R.C. LOUDERMILK JR. For For
10 WENDY B. NEEDHAM For For
11 JERRY W. NIX For For
12 GARY W. ROLLINS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTE Management Abstain Against
ON EXECUTIVE COMPENSATION.
04 RE-APPROVAL OF THE MATERIAL TERMS OF Management For For
PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-
BASED AWARDS UNDER THE GENUINE PARTS COMPANY
2006 LONG-TERM INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 18-Apr-2011
ISIN US2243991054 AGENDA 933380482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: E. THAYER BIGELOW Management For For
1B ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. Management For For
1C ELECTION OF DIRECTOR: RONALD F. MCKENNA Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2011
03 APPROVAL OF ANNUAL INCENTIVE PLAN Management For For
04 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION
05 SAY WHEN ON PAY - AN ADVISORY VOTE ON APPROVAL OF Management Abstain Against
THE FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION
GAM HLDG LTD
SECURITY H2878E106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2011
ISIN CH0102659627 AGENDA 702874543 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ------------ --------- -----------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON
RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO
ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
1 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR
VOTING INSTRUCTIONS
GAM HLDG LTD
SECURITY H2878E106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2011
ISIN CH0102659627 AGENDA 702875153 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------------------- ---------- --------- -----------
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON
RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO
ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 11
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------------------- ---------- --------- -----------
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-796882, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1 The Board of Directors proposes that the annual report, the parent Management No Action
company's as well as the consolidated financial statements for the
year 2010 be approved
2 The Board of Directors proposes the following: (a) to allocate the Management No Action
aggregate capital contribution reserves in the amount of CHF
2,092,582,262 from the balance sheet item "Other Reserves" (as
part of the free reserves) to the new balance sheet item "Capital
Contribution Reserves" (as part of the legal reserves); and as
specified; (b) to carry forward the retained earnings of CHF 146.4
million available for appropriation and to allocate an amount of
CHF 0.50 per registered share entitled to distribution out of Capital
Contribution Reserves to Other Reserves and to distribute such
amount to the shareholders. As specified
3 The Board of Directors proposes that the members of the Board of Management No Action
Directors and the Executive Board be discharged for the 2010
financial year
4.1 The Board of Directors proposes the following: (a) to cancel Management No Action
10,330,756 registered shares with a par value of CHF 0.05 each
repurchased by the Company under the share buy-back
programme 2010-2012, and as a result, to reduce the respective
reserves created for such own shares and to reduce the share
capital by CHF 516,537.80 from CHF 10,331,537.80 to CHF
9,815,000.00; (b) to state that the audit report of the licensed audit
expert KPMG Ltd., Zurich, according to Article 732 Paragraph 2 of
the Swiss Code of Obligations, confirms that the claims of
creditors of the Company are fully covered despite the reduction in
share capital; and (c) to amend article 3.1 and 3.2 of the Articles
of Incorporation as follows: Current version - Article 3 Share
capital; 3.1 The fully paid-up share capital amounts to CHF
10,331,537.80.; 3.2 The share capital is divided into 206,630,756
registered shares with a par value of CHF -.05 each. Proposed
new version - Article 3 Share capital (changes in italics); 3.1 The
fully paid-up share capital amounts to CHF 9,815,000.00.; 3.2 The
share capital is divided into 196,300,000 registered shares with a
par value of CHF -.05 each. The other provisions of the Articles of
Incorporation shall remain unchanged
4.2 The Board of Directors proposes approval of the following Management No Action
resolution: The Board of Directors is hereby authorised to buy
back shares in the maximum amount of 20% of the Company s
share capital currently inscribed in the Commercial Register,
corresponding to up to 41,326,151 registered shares with a par
value of CHF 0.05 each, over a maximum period of three years
via a second trading line on SIX Swiss Exchange by making use
of capital contribution reserves. These shares are designated for
cancellation and are therefore not subject to the 10% threshold for
"own shares" within the meaning of Article 659 of the Swiss Code
of Obligations. The respective capital reductions, together with the
necessary amendments to the Articles of Incorporation, shall be
submitted to future Ordinary Annual General Meetings for
approval
5.1 The Board of Directors proposes that Mr Johannes A. de Gier be Management No Action
re-elected as member of the Board of Directors for a two-year
term
5.2 The Board of Directors proposes that Mr Dieter Enkelmann be re- Management No Action
elected as member of the Board of Directors for a two-year term
5.3 The Board of Directors proposes that Mr Hugh Scott-Barrett be re- Management No Action
elected as a member of the Board of Directors for a two-year term
6 The Board of Directors proposes that KPMG AG, Zurich, be re- Management No Action
elected as auditors for a one-year period
M&T BANK CORPORATION
SECURITY 55261F104 MEETING TYPE Annual
TICKER SYMBOL MTB MEETING DATE 19-Apr-2011
ISIN US55261F1049 AGENDA 933379011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 BRENT D. BAIRD For For
2 ROBERT J. BENNETT For For
3 C. ANGELA BONTEMPO For For
4 ROBERT T. BRADY For For
5 MICHAEL D. BUCKLEY For For
6 T.J. CUNNINGHAM III For For
7 MARK J. CZARNECKI For For
8 GARY N. GEISEL For For
9 PATRICK W.E. HODGSON For For
10 RICHARD G. KING For For
11 JORGE G. PEREIRA For For
12 MICHAEL P. PINTO For For
13 MELINDA R. RICH For For
14 ROBERT E. SADLER, JR. For For
15 HERBERT L. WASHINGTON For For
16 ROBERT G. WILMERS For For
02 TO APPROVE THE COMPENSATION OF M&T BANK Management Abstain Against
CORPORATION'S NAMED EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK
CORPORATION FOR THE YEAR ENDING DECEMBER 31,
2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 12
The Gabelli Convertible and Income Securities Fund Inc.
NORTHERN TRUST CORPORATION
SECURITY 665859104 MEETING TYPE Annual
TICKER SYMBOL NTRS MEETING DATE 19-Apr-2011
ISIN US6658591044 AGENDA 933383197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 LINDA WALKER BYNOE For For
2 NICHOLAS D. CHABRAJA For For
3 SUSAN CROWN For For
4 DIPAK C. JAIN For For
5 ROBERT W. LANE For For
6 ROBERT C. MCCORMACK For For
7 EDWARD J. MOONEY For For
8 JOHN W. ROWE For For
9 MARTIN P. SLARK For For
10 DAVID H.B. SMITH, JR. For For
11 ENRIQUE J. SOSA For For
12 CHARLES A. TRIBBETT III For For
13 FREDERICK H. WADDELL For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
SWISSCOM AG, ITTIGEN
SECURITY H8398N104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2011
ISIN CH0008742519 AGENDA 702734890 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ------------ --------- ------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON
RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO
ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
1 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR
VOTING INSTRUCTIONS
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
SWISSCOM AG, ITTIGEN
SECURITY H8398N104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2011
ISIN CH0008742519 AGENDA 702919296 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------------------- ---------- -------- ------------
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 801546 DUE TO ADDITION AND-DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE D-ISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON
RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE
THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO
ALLOW FOR RECONCILIATION AND RE-REGISTRATION
FOLLOWING A TRADE. IF YOU H-AVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-750922, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 13
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------------------- ---------- -------- ------------
1.1 The Board of Directors proposes that the annual report, financial Management No Action
statements of Swisscom Ltd and consolidated financial statements
for fiscal year 2010 be approved
1.2 The Board of Directors proposes that the Shareholders' Meeting Management No Action
take affirmatively notice of the 2010 remuneration report by means
of a consultative vote
2.a The Board of Directors proposes a) that the retained earnings of Management No Action
fiscal 2010 of CHF 4,841 million be appropriated as follows:
Allocation to reserves from capital contributions CHF 232 million,
Allocation to free reserves CHF 622 million, Balance carried
forward to new account CHF 3,987 million
2.b The Board of Directors proposes that a dividend of CHF 1,088 Management No Action
million be distributed for the fiscal 2010 (CHF 21 gross per share).
For this purpose, the Board of Directors proposes converting CHF
466 million in reserves from capital contributions into free reserves
and distributing these as dividends together with additional free
reserves amounting to CHF 622 million (CHF 9 per share from
reserves from capital contributions and CHF 12 gross per share
from free reserves)
3 The Board of Directors proposes that discharge be granted to the Management No Action
members of the Board of Directors and the Group Executive
Board for the 2010 financial year
4 The Board of Directors proposes that the Articles of Incorporation Management No Action
be amended as specified
5.1 The Board of Directors proposes that Dr Anton Scherrer be re- Management No Action
elected for a term of office lasting until 31 August 2011 as a
member and chairman of the Board of Directors
5.2 The Board of Directors proposes that Hansueli Loosli be re- Management No Action
elected for a two-year term of office as a member of the Board of
Directors and that he be elected as chairman of the Board of
Directors as of 1 September 2011
5.3 The Board of Directors proposes that Michel Gobet be re-elected Management No Action
for a two-year term of office as member of the Board of Directors
5.4 The Board of Directors proposes that Dr Torsten G. Kreindl be re- Management No Action
elected for a two-year term of office as a member of the Board of
Directors
5.5 The Board of Directors proposes that Richard Roy be re-elected Management No Action
for a two-year term of office as a member of the Board of Directors
5.6 The Board of Directors proposes that Othmar Vock be re-elected Management No Action
for a one-year term of office as a member of the Board of
Directors
5.7 The Board of Directors proposes that Theophil H. Schlatter be Management No Action
elected for a two-year term of office as a member of the Board of
Directors
6 The Board of Directors proposes that KPMG Ltd, of Muri near Management No Action
Bern, be re-elected as statutory auditors for the fiscal 2011
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 21-Apr-2011
ISIN US4943681035 AGENDA 933377550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For
1B ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For
1C ELECTION OF DIRECTOR: ABELARDO E. BRU Management For For
1D ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1F ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Management For For
1G ELECTION OF DIRECTOR: JAMES M. JENNESS Management For For
1H ELECTION OF DIRECTOR: NANCY J. KARCH Management For For
1I ELECTION OF DIRECTOR: IAN C. READ Management For For
1J ELECTION OF DIRECTOR: LINDA JOHNSON RICE Management For For
1K ELECTION OF DIRECTOR: MARC J. SHAPIRO Management For For
1L ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For
02 RATIFICATION OF AUDITORS Management For For
03 APPROVAL OF THE 2011 OUTSIDE DIRECTORS' Management For For
COMPENSATION PLAN
04 APPROVAL OF THE 2011 EQUITY PARTICIPATION PLAN Management Against Against
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
PROGRAM
06 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Annual
TICKER SYMBOL BUCY MEETING DATE 21-Apr-2011
ISIN US1187591094 AGENDA 933379605 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1 DIRECTOR Management
1 MICHELLE L. COLLINS For For
2 GENE E. LITTLE For For
3 ROBERT K. ORTBERG For For
2 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 14
The Gabelli Convertible and Income Securities Fund Inc.
COVIDIEN PLC
GATX CORPORATION
SECURITY 361448103 MEETING TYPE Annual
TICKER SYMBOL GMT MEETING DATE 22-Apr-2011
ISIN US3614481030 AGENDA 933382979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For
1B ELECTION OF DIRECTOR: DEBORAH M. FRETZ Management For For
1C ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For
1D ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For
1E ELECTION OF DIRECTOR: MARK G. MCGRATH Management For For
1F ELECTION OF DIRECTOR: JAMES B. REAM Management For For
1G ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Management For For
1H ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
GATX CORPORATION
SECURITY 361448202 MEETING TYPE Annual
TICKER SYMBOL GMTPR MEETING DATE 22-Apr-2011
ISIN US3614482020 AGENDA 933382979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For
1B ELECTION OF DIRECTOR: DEBORAH M. FRETZ Management For For
1C ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For
1D ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For
1E ELECTION OF DIRECTOR: MARK G. MCGRATH Management For For
1F ELECTION OF DIRECTOR: JAMES B. REAM Management For For
1G ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Management For For
1H ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 26-Apr-2011
ISIN US4592001014 AGENDA 933380381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: W.R. BRODY Management For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Management For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Management For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Management For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For
1H ELECTION OF DIRECTOR: J.W. OWENS Management For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For
1J ELECTION OF DIRECTOR: J.E. SPERO Management For For
1K ELECTION OF DIRECTOR: S. TAUREL Management For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Management Abstain Against
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shareholder Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shareholder Against For
CONTRIBUTIONS POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shareholder Against For
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 26-Apr-2011
ISIN US6934751057 AGENDA 933382866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Management For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 15
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Management For For
1D ELECTION OF DIRECTOR: KAY COLES JAMES Management For For
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Management For For
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Management For For
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Management For For
1H ELECTION OF DIRECTOR: JANE G. PEPPER Management For For
1I ELECTION OF DIRECTOR: JAMES E. ROHR Management For For
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Management For For
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Management For For
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Management For For
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS PNC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Management Against Against
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Annual
TICKER SYMBOL CHG MEETING DATE 26-Apr-2011
ISIN US12541M1027 AGENDA 933386472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 MARGARITA K. DILLEY For For
2 STEVEN M. FETTER For For
3 STANLEY J. GRUBEL For For
4 STEVEN V. LANT For For
5 EDWARD T. TOKAR For For
6 JEFFREY D. TRANEN For For
02 ADOPTION OF THE CORPORATION'S LONG-TERM EQUITY Management For For
INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
THE COCA-COLA COMPANY
SECURITY 191216100 MEETING TYPE Annual
TICKER SYMBOL KO MEETING DATE 27-Apr-2011
ISIN US1912161007 AGENDA 933380418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Management For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Management For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Management For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1K ELECTION OF DIRECTOR: SAM NUNN Management For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Management For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX
DEDUCTIBILITY OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Management For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX
DEDUCTIBILITY OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON Management Abstain Against
PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Management Abstain Against
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON Shareholder Against For
BISPHENOL-A
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 16
The Gabelli Convertible and Income Securities Fund Inc.
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 27-Apr-2011
ISIN US7843051043 AGENDA 933387448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 K.ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 R.B. MOSKOVITZ For For
7 G.E. MOSS For For
8 W.R. ROTH For For
9 C.J. TOENISKOETTER For For
10 R.A. VAN VALER For For
02 APPROVE THE ADVISORY RESOLUTION APPROVING THE Management Abstain Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO VOTE ON AN ADVISORY BASIS AS TO WHETHER THE Management Abstain Against
ADVISORY SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY YEAR, ONCE EVERY TWO YEARS
OR ONCE EVERY THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL YEAR 2011.
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 27-Apr-2011
ISIN US3696041033 AGENDA 933387664 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ----------- ------- -----------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF KPMG Management For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management Abstain Against
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shareholder Against For
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shareholder Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK Shareholder Against For
DISCLOSURE
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shareholder Against For
RESEARCH
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 27-Apr-2011
ISIN US8832031012 AGENDA 933389202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 ELECTION OF DIRECTOR: JAMES T. CONWAY Management For For
02 ELECTION OF DIRECTOR: PAUL E. GAGNE Management For For
03 ELECTION OF DIRECTOR: DAIN M. HANCOCK Management For For
04 ELECTION OF DIRECTOR: LLOYD G. TROTTER Management For For
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
07 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PROVIDE A RIGHT FOR 25%
SHAREHOLDERS TO CALL A SPECIAL MEETING OF
SHAREHOLDERS.
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 17
The Gabelli Convertible and Income Securities Fund Inc.
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 28-Apr-2011
ISIN US2193501051 AGENDA 933380191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Management For For
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Management For For
1C ELECTION OF DIRECTOR: GORDON GUND Management For For
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Management For For
1E ELECTION OF DIRECTOR: H. ONNO RUDING Management For For
1F ELECTION OF DIRECTOR: GLENN F. TILTON Management For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Management Abstain Against
FUTURE EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shareholder Against For
MEETINGS.
DIEBOLD, INCORPORATED
SECURITY 253651103 MEETING TYPE Annual
TICKER SYMBOL DBD MEETING DATE 28-Apr-2011
ISIN US2536511031 AGENDA 933380317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 PATRICK W. ALLENDER For For
2 BRUCE L. BYRNES For For
3 MEI-WEI CHENG For For
4 PHILLIP R. COX For For
5 RICHARD L. CRANDALL For For
6 GALE S. FITZGERALD For For
7 PHILLIP B. LASSITER For For
8 JOHN N. LAUER For For
9 THOMAS W. SWIDARSKI For For
10 HENRY D.G. WALLACE For For
11 ALAN J. WEBER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE YEAR 2011.
03 TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY FOR Management Abstain Against
FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011
ISIN US4781601046 AGENDA 933382854 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shareholder Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO Shareholder Against For
COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shareholder Against For
METHODS FOR TRAINING
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 18
The Gabelli Convertible and Income Securities Fund Inc.
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 28-Apr-2011
ISIN US7170811035 AGENDA 933392196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L ELECTION OF DIRECTOR: IAN C. READ Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shareholder Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shareholder Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shareholder Against For
WRITTEN CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
SHAREHOLDER MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL Shareholder Against For
RESEARCH
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 29-Apr-2011
ISIN US0028241000 AGENDA 933386319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 E.M. LIDDY For For
6 P.N. NOVAKOVIC For For
7 W.A. OSBORN For For
8 S.C. SCOTT III For For
9 G.F. TILTON For For
10 M.D. WHITE For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 19
The Gabelli Convertible and Income Securities Fund Inc.
SWEDISH MATCH AB, STOCKHOLM
SECURITY W92277115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-May-2011
ISIN SE0000310336 AGENDA 702874353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ---------- --------- -----------
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting
ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE-REPRESENTATIVE
1 Opening of the Meeting and election of the Chairman of the Non-Voting
Meeting: Sven-Unger
2 Preparation and approval of the voting list Non-Voting
3 Election of one or two persons, to verify the Minutes Non-Voting
4 Determination of whether the Meeting has been duly convened Non-Voting
5 Approval of the Agenda Non-Voting
6 Presentation of the Annual Report and the Auditors' Report, the
Consolidated-Financial Statements and the Auditors' Report on
the Consolidated Financial-Statements for 2010, the Auditors'
Statement regarding compliance with the-principles for
determination of remuneration to senior executives as well as-the
Board of Directors' motion regarding the allocation of profit and-
explanatory statements. In connection therewith, the President's
address and-the report regarding the work of the Board of
Directors and the work and-function of the Audit Committee Non-Voting
7 Adoption of the Income Statement and Balance Sheet and of the
Consolidated Income Statement and Consolidated Balance Sheet Management No Action
8 Resolution in respect of allocation of the Company's profit in
accordance with the adopted Balance Sheet and resolution on
record day for dividend Management No Action
9 Resolution regarding discharge from liability for the Board
members and the President Management No Action
10a Resolution regarding the reduction of the share capital by way of a
recall of repurchased shares, and the transfer of the reduced
amount to a fund for use in repurchasing the Company's own
shares; and Management No Action
10b Resolution regarding a bonus issue Management No Action
Resolution regarding the authorization of the Board of Directors to
11 decide on the acquisition of shares in the Company Management No Action
Adoption of principles for determination of remuneration payable
to senior executives. In connection therewith the report regarding
12 the work and function of the Compensation Committee Management No Action
Determination of the number of Board members to be elected by
the Meeting: The Board of Directors shall comprise six members
13 elected by the Annual General Meeting and no Deputies Management No Action
Determination of the remuneration to be paid to the Board of
14 Directors Management No Action
Election of members of the Board, the Chairman of the Board and
the Deputy Chairman of the Board: The following Board members
are proposed for re-election: Andrew Cripps, Karen Guerra,
Conny Karlsson, and Meg Tiveus. The Nominating Committee
proposes the election of Robert F. Sharpe and Joakim Westh as
new members of the Board. Conny Karlsson is proposed to be re-
elected as Chairman of the Board and Andrew Cripps is proposed
15 be re-elected as Deputy Chairman of the Board Management No Action
Resolution regarding the procedure for appointing members to the
Nominating Committee and the matter of remuneration for the
16 Nominating Committee, if any Management No Action
Adoption of Instructions for Swedish Match AB's Nominating
17 Committee Management No Action
AMERICAN EXPRESS COMPANY
SECURITY 025816109 MEETING TYPE Annual
TICKER SYMBOL AXP MEETING DATE 02-May-2011
ISIN US0258161092 AGENDA 933388995 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 D.F. AKERSON For For
2 C. BARSHEFSKY For For
3 U.M. BURNS For For
4 K.I. CHENAULT For For
5 P. CHERNIN For For
6 T.J. LEONSIS For For
7 J. LESCHLY For For
8 R.C. LEVIN For For
9 R.A. MCGINN For For
10 E.D. MILLER For For
11 S.S REINEMUND For For
12 R.D. WALTER For For
13 R.A. WILLIAMS For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY Management Abstain Against
EXECUTIVE COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF Shareholder Against For
SPECIAL SHAREHOLDER MEETINGS.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 20
The Gabelli Convertible and Income Securities Fund Inc.
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 03-May-2011
ISIN US0718131099 AGENDA 933381054 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Management For For
1B ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. Management For For
1C ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Management For For
1D ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE
COMPENSATION ADVISORY VOTES Management Abstain Against
05 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Management For For
06 APPROVAL OF 2011 INCENTIVE PLAN Management Against Against
07 PROPOSAL TO AMEND ARTICLE SIXTH TO ELIMINATE THE Management For For
CLASSIFIED BOARD AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
INTERNATIONAL FLAVORS & FRAGRANCES INC.
SECURITY 459506101 MEETING TYPE Annual
TICKER SYMBOL IFF MEETING DATE 03-May-2011
ISIN US4595061015 AGENDA 933383008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: MARGARET HAYES ADAME Management For For
1B ELECTION OF DIRECTOR: MARCELLO BOTTOLI Management For For
1C ELECTION OF DIRECTOR: LINDA B. BUCK Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL COOK Management For For
1E ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. Management For For
1F ELECTION OF DIRECTOR: ANDREAS FIBIG Management For For
1G ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN Management For For
1H ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Management For For
1I ELECTION OF DIRECTOR: KATHERINE M. HUDSON Management For For
1J ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Management For For
1K ELECTION OF DIRECTOR: DALE F. MORRISON Management For For
1L ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Management For For
02 TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
2011.
03 ADVISORY VOTE ON THE COMPENSATION PAID TO THE Management Abstain Against
COMPANY'S EXECUTIVE OFFICERS IN 2010.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
EXECUTIVE COMPENSATION VOTES.
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 03-May-2011
ISIN US3911641005 AGENDA 933384810 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 D.L. BODDE For For
2 M.J. CHESSER For For
3 W.H. DOWNEY For For
4 R.C. FERGUSON, JR. For For
5 G.D. FORSEE For For
6 J.A. MITCHELL For For
7 W.C. NELSON For For
8 J.J. SHERMAN For For
9 L.H. TALBOTT For For
10 R.H. WEST For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
03 OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 APPROVAL OF THE AMENDED LONG-TERM INCENTIVE Management For For
PLAN.
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2011.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 21
The Gabelli Convertible and Income Securities Fund Inc.
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 03-May-2011
ISIN US9497461015 AGENDA 933389151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Management Abstain Against
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shareholder Against For
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10%
OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shareholder Against For
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF Shareholder Against For
A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shareholder Against For
VOTE ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shareholder Against For
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
CINCINNATI BELL INC.
SECURITY 171871403 MEETING TYPE Annual
TICKER SYMBOL CBBPRB MEETING DATE 03-May-2011
ISIN US1718714033 AGENDA 933389264 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For For
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For
1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For
1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For
1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For
1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For
RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
02 FOR FISCAL 2011. Management For For
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE
03 COMPENSATION. Management Abstain Against
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
04 OF EXECUTIVE COMPENSATION VOTES. Management Abstain Against
TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM
05 INCENTIVE PLAN. Management For For
HESS CORPORATION
SECURITY 42809H107 MEETING TYPE Annual
TICKER SYMBOL HES MEETING DATE 04-May-2011
ISIN US42809H1077 AGENDA 933389428 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: E.E. HOLIDAY Management For For
1B ELECTION OF DIRECTOR: J.H. MULLIN Management For For
1C ELECTION OF DIRECTOR: F.B. WALKER Management For For
1D ELECTION OF DIRECTOR: R.N. WILSON Management For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 APPROVAL OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE Management Abstain Against
YEARS, AS INDICATED.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR Management For For
SENIOR OFFICERS, AS AMENDED.
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 22
The Gabelli Convertible and Income Securities Fund Inc.
GENON ENERGY, INC.
SECURITY 37244E107 MEETING TYPE Annual
TICKER SYMBOL GEN MEETING DATE 04-May-2011
ISIN US37244E1073 AGENDA 933391360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: E. WILLIAM BARNETT Management For For
1B ELECTION OF DIRECTOR: TERRY G. DALLAS Management For For
1C ELECTION OF DIRECTOR: MARK M. JACOBS Management For For
1D ELECTION OF DIRECTOR: THOMAS H. JOHNSON Management For For
1E ELECTION OF DIRECTOR: STEVEN L. MILLER Management For For
1F ELECTION OF DIRECTOR: EDWARD R. MULLER Management For For
1G ELECTION OF DIRECTOR: ROBERT C. MURRAY Management For For
1H ELECTION OF DIRECTOR: LAREE E. PEREZ Management For For
1I ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Management For For
1J ELECTION OF DIRECTOR: WILLIAM L. THACKER Management For For
02 RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
03 ADOPT AN AMENDMENT TO OUR THIRD RESTATED Management Against Against
CERTIFICATE OF INCORPORATION TO HELP PROTECT THE
TAX BENEFITS OF OUR NET OPERATING LOSSES.
04 APPROVE THE STOCKHOLDER RIGHTS PLAN, ADOPTED BY Management Against Against
THE BOARD ON JANUARY 15, 2001, AS AMENDED
NOVEMBER 23, 2010.
05 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Management Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
06 DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against
CONDUCTING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
07 CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY Shareholder Against For
PRESENTED AT THE MEETING, DESCRIBED IN THE PROXY
MATERIALS.
CONSOL ENERGY INC.
SECURITY 20854P109 MEETING TYPE Annual
TICKER SYMBOL CNX MEETING DATE 04-May-2011
ISIN US20854P1093 AGENDA 933401135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 J. BRETT HARVEY For For
2 JOHN WHITMIRE For For
3 PHILIP W. BAXTER For For
4 JAMES E. ALTMEYER, SR. For For
5 WILLIAM E. DAVIS For For
6 RAJ K. GUPTA For For
7 PATRICIA A. HAMMICK For For
8 DAVID C. HARDESTY, JR. For For
9 JOHN T. MILLS For For
10 WILLIAM P. POWELL For For
11 JOSEPH T. WILLIAMS For For
02 RATIFICATION OF ANTICIPATED SELECTION OF Management For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 05-May-2011
ISIN US92343V1044 AGENDA 933387830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON Management Abstain Against
EXECUTIVE COMPENSATION
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 23
The Gabelli Convertible and Income Securities Fund Inc.
MUELLER INDUSTRIES, INC.
SECURITY 624756102 MEETING TYPE Annual
TICKER SYMBOL MLI MEETING DATE 05-May-2011
ISIN US6247561029 AGENDA 933391079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------------------- -------- -----------
01 DIRECTOR Management
1 ALEXANDER P. FEDERBUSH For For
2 PAUL J. FLAHERTY For For
3 GENNARO J. FULVIO For For
4 GARY S. GLADSTEIN For For
5 SCOTT J. GOLDMAN For For
6 TERRY HERMANSON For For
7 HARVEY L. KARP For For
8 GREGORY L. CHRISTOPHER For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY.
03 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against
VOTE, EXECUTIVE COMPENSATION.
04 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against
VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
05 TO APPROVE THE ADOPTION OF THE COMPANY'S 2011 Management For For
ANNUAL BONUS PLAN.
ROLLS-ROYCE GROUP PLC, LONDON
SECURITY G7630U109 MEETING TYPE Court Meeting
TICKER SYMBOL MEETING DATE 06-May-2011
ISIN GB0032836487 AGENDA 702859553 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ----- ------------
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION Non-Voting
FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN
"FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO
VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL
BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.
1 Implement the Scheme of Arrangement Management For For
ROLLS-ROYCE GROUP PLC, LONDON
SECURITY G7630U109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-May-2011
ISIN GB0032836487 AGENDA 702859565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------ ---------- ---- -----------
1 To receive the Director's report and financial statements for the Management For For
year ended December 31, 2010
2 To approve the Director's remuneration report for the year ended Management For For
December 31, 2010
3 To re-elect Sir Simon Robertson as a director of the Company Management For For
4 To re-elect John Rishton as a director of the Company Management For For
5 To re-elect Helen Alexander CBE a director of the Company Management For For
6 To re-elect Peter Byrom as a director of the Company Management For For
7 To re-elect Iain Conn as a director of the Company Management For For
8 To re-elect Peter Gregson as a director of the Company Management For For
9 To re-elect James Guyette as a director of the Company Management For For
10 To re-elect John McAdam as a director of the Company Management For For
11 To re-elect John Neill CBE as a director of the Company Management For For
12 To re-elect Andrew Shilston as a director of the Company Management For For
13 To re-elect Colin Smith as a director of the Company Management For For
14 To re-elect Ian Strachan as a director of the Company Management For For
15 To re-elect Mike Terrett as a director of the Company Management For For
16 To re-appoint the auditors Management For For
17 To authorise the directors to agree the auditor's remuneration Management For For
18 To approve payment to shareholders Management For For
19 To authorise political donation and political expenditure Management For For
20 To approve the Rolls-Royce plc Share Purchase Plan Management For For
21 To approve the Rolls-Royce UK Share Save Plan Management For For
22 To approve the Rolls-Royce International Share Save Plan Management For For
23 To adopt amended Articles of Association Management For For
24 To authorise the directors to call general meetings on not less Management For For
than 14 clear day's notice
25 To authorise the directors to allot shares (s.551) Management For For
26 To disapply pre-emption rights (s.561) Management For For
27 To authorise the Company to purchase its own ordinary shares Management For For
28 To implement the Scheme of Arrangement Management For For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 24
The Gabelli Convertible and Income Securities Fund Inc.
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Annual
TICKER SYMBOL NU MEETING DATE 10-May-2011
ISIN US6643971061 AGENDA 933399289 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- -------------------- -------- ------------
01 DIRECTOR Management
1 RICHARD H. BOOTH For For
2 JOHN S. CLARKESON For For
3 COTTON M. CLEVELAND For For
4 SANFORD CLOUD, JR. For For
5 JOHN G. GRAHAM For For
6 ELIZABETH T. KENNAN For For
7 KENNETH R. LEIBLER For For
8 ROBERT E. PATRICELLI For For
9 CHARLES W. SHIVERY For For
10 JOHN F. SWOPE For For
11 DENNIS R. WRAASE For For
02 "RESOLVED, THAT THE COMPENSATION PAID TO THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES AND ANY
RELATED MATERIAL DISCLOSED IN THIS PROXY
STATEMENT, IS HEREBY APPROVED".
03 "RESOLVED, THAT THE SHAREHOLDERS OF THE COMPANY Management Abstain Against
APPROVE, ON AN ADVISORY BASIS, THAT THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION, COMMONLY KNOWN
AS "SAY-ON-PAY," BE CONDUCTED EVERY 1, 2 OR 3 YEARS,
BEGINNING WITH THIS ANNUAL MEETING".
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR 2011
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 11-May-2011
ISIN US1266501006 AGENDA 933397110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Management For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Management For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION Management Abstain Against
VOTES.
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shareholder Against For
CONTRIBUTIONS AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shareholder Against For
ACTION BY WRITTEN CONSENT.
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 11-May-2011
ISIN US20825C1045 AGENDA 933398732 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 25
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain
EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Management For For
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shareholder Against For
07 POLITICAL CONTRIBUTIONS. Shareholder Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For
09 ACCIDENT RISK MITIGATION. Shareholder Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shareholder Against For
WETLANDS).
11 GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
13 CANADIAN OIL SANDS. Shareholder Against For
PROGRESS ENERGY, INC.
SECURITY 743263105 MEETING TYPE Annual
TICKER SYMBOL PGN MEETING DATE 11-May-2011
ISIN US7432631056 AGENDA 933401983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JAMES E. BOSTIC JR. Management For For
1C ELECTION OF DIRECTOR: HARRIS E. DELOACH JR. Management For For
1D ELECTION OF DIRECTOR: JAMES B. HYLER JR. Management For For
1E ELECTION OF DIRECTOR: WILLIAM D. JOHNSON Management For For
1F ELECTION OF DIRECTOR: ROBERT W. JONES Management For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Management For For
1H ELECTION OF DIRECTOR: MELQUIADES R. MARTINEZ Management For For
1I ELECTION OF DIRECTOR: E. MARIE MCKEE Management For For
1J ELECTION OF DIRECTOR: JOHN H. MULLIN III Management For For
1K ELECTION OF DIRECTOR: CHARLES W. PRYOR JR. Management For For
1L ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS Management For For
1M ELECTION OF DIRECTOR: THERESA M. STONE Management For For
1N ELECTION OF DIRECTOR: ALFRED C. TOLLISON JR. Management For For
2 AN ADVISORY (NONBINDING) VOTE TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION.
3 TO RECOMMEND, BY AN ADVISORY (NONBINDING) VOTE, Management Abstain Against
THE FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS PROGRESS ENERGY INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
BCE INC.
SECURITY 05534B760 MEETING TYPE Annual
TICKER SYMBOL BCE MEETING DATE 12-May-2011
ISIN CA05534B7604 AGENDA 933399366 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- -------------- ------- -----------
01 DIRECTOR Management
1 B.K. ALLEN For For
2 A. BERARD For For
3 R.A. BRENNEMAN For For
4 S. BROCHU For For
5 R.E. BROWN For For
6 G.A. COPE For For
7 A.S. FELL For For
8 E.C. LUMLEY For For
9 T.C. O'NEILL For For
10 R.C. SIMMONDS For For
11 C. TAYLOR For For
12 P.R. WEISS For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH Management For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN
THE 2011 MANAGEMENT PROXY CIRCULAR DATED MARCH
10, 2011 DELIVERED IN ADVANCE OF THE 2011 ANNUAL
GENERAL MEETING OF SHAREHOLDERS OF BCE.
4A CRITICAL MASS OF QUALIFIED WOMEN ON BOARD. Shareholder Against For
4B EQUITY RATIO. Shareholder Against For
4C ADDITIONAL INFORMATION ON COMPARATOR GROUPS. Shareholder Against For
ProxyEdge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 26
The Gabelli Convertible and Income Securities Fund Inc.
EL PASO CORPORATION
SECURITY 28336L109 MEETING TYPE Annual
TICKER SYMBOL EP MEETING DATE 17-May-2011
ISIN US28336L1098 AGENDA 933400753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Management For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Management For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Management For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Management For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Management For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Management For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Management For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Management For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Management For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Management For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Management For For
02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 17-May-2011
ISIN US0325111070 AGENDA 933403622 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management For For
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITOR.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON- Shareholder Against For
DISCRIMINATION POLICY.
06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shareholder Against For
INDEPENDENT DIRECTOR CHAIRMAN.
07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shareholder Against For
ACCELERATED VESTING OF EQUITY AWARDS.
08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 17-May-2011
ISIN US46625H1005 AGENDA 933404028 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Management Against Against
PLAN
06 POLITICAL NON-PARTISANSHIP Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
08 MORTGAGE LOAN SERVICING Shareholder Against For
09 POLITICAL CONTRIBUTIONS Shareholder Against For
10 GENOCIDE-FREE INVESTING Shareholder Against For
11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 27
The Gabelli Convertible and Income Securities Fund Inc.
ROYAL DUTCH SHELL PLC
SECURITY 780259206 MEETING TYPE Annual
TICKER SYMBOL RDSA MEETING DATE 17-May-2011
ISIN US7802592060 AGENDA 933426036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ----- -----------
01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 APPOINTMENT OF LINDA G. STUNTZ AS A DIRECTOR OF Management For For
THE COMPANY
4A RE-APPOINTMENT OF DIRECTOR: JOSEF ACKERMANN Management For For
4B RE-APPOINTMENT OF DIRECTOR: MALCOLM BRINDED Management For For
4C RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT Management For For
4D RE-APPOINTMENT OF DIRECTOR: SIMON HENRY Management For For
4E RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY Management For For
4F RE-APPOINTMENT OF DIRECTOR: LORD KERR OF Management For For
KINLOCHARD
4G RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE Management For For
4H RE-APPOINTMENT OF DIRECTOR: CHRISTINE MORIN- Management For For
POSTEL
4I RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA Management For For
4J RE-APPOINTMENT OF DIRECTOR: JEROEN VAN DER VEER Management For For
4K RE-APPOINTMENT OF DIRECTOR: PETER VOSER Management For For
4L RE-APPOINTMENT OF DIRECTOR: HANS WIJERS Management For For
05 RE-APPOINTMENT OF AUDITORS Management For For
06 REMUNERATION OF AUDITORS Management For For
07 AUTHORITY TO ALLOT SHARES Management For For
08 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
09 AUTHORITY TO PURCHASE OWN SHARES Management For For
10 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 18-May-2011
ISIN US8574771031 AGENDA 933410108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- -------- -----------
1A ELECTION OF DIRECTOR: K. BURNES Management For For
1B ELECTION OF DIRECTOR: P. COYM Management For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Management For For
1D ELECTION OF DIRECTOR: A. FAWCETT Management For For
1E ELECTION OF DIRECTOR: D. GRUBER Management For For
1F ELECTION OF DIRECTOR: L. HILL Management For For
1G ELECTION OF DIRECTOR: J. HOOLEY Management For For
1H ELECTION OF DIRECTOR: R. KAPLAN Management For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Management For For
1J ELECTION OF DIRECTOR: R. SERGEL Management For For
1K ELECTION OF DIRECTOR: R. SKATES Management For For
1L ELECTION OF DIRECTOR: G. SUMME Management For For
1M ELECTION OF DIRECTOR: R. WEISSMAN Management For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Management Abstain Against
COMPENSATION
03 TO APPROVE AN ADVISORY PROPOSAL ON THE Management Abstain Against
FREQUENCY OF FUTURE ADVISORY PROPOSALS ON
EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Management For For
INCENTIVE PLAN
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
MORGAN STANLEY
SECURITY 617446448 MEETING TYPE Annual
TICKER SYMBOL MS MEETING DATE 18-May-2011
ISIN US6174464486 AGENDA 933423915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1F ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1G ELECTION OF DIRECTOR: JOHN J. MACK Management For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For
1J ELECTION OF DIRECTOR: JAMES W. OWENS Management For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 28
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Management For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITOR
03 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Management Against Against
PLAN
04 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Management Abstain Against
DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY RESOLUTION)
05 TO VOTE ON THE FREQUENCY OF HOLDING A NON- Management Abstain Against
BINDING ADVISORY VOTE ON THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY VOTE)
TELEKOM AUSTRIA AG, WIEN
SECURITY A8502A102 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-May-2011
ISIN AT0000720008 AGENDA 702974735 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
1 Presentation annual report Management For For
2 Approval of usage of earnings Management For For
3 Approval of discharge of bod Management For For
4 Approval of discharge of supervisory Board Management For For
5 Approval of remuneration of supervisory Board Management For For
6 Election auditor Management For For
7 Election to the supervisory Board (split) Management For For
8 Report on buy back of own shs Management For For
9 Approval of buyback Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES-OLUTION 9. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
DR PEPPER SNAPPLE GROUP,INC.
SECURITY 26138E109 MEETING TYPE Annual
TICKER SYMBOL DPS MEETING DATE 19-May-2011
ISIN US26138E1091 AGENDA 933393782 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1B ELECTION OF DIRECTOR: WAYNE R. SANDERS Management For For
1C ELECTION OF DIRECTOR: JACK L. STAHL Management For For
1D ELECTION OF DIRECTOR: LARRY D. YOUNG Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 RESOLVED, THAT THE COMPENSATION PAID TO THE Management Abstain Against
COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE RULES
AND REGULATIONS OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND
THE NARRATIVE DISCUSSION IS HEREBY APPROVED.
04 TO VOTE, ON AN ADVISORY (NON-BINDING) BASIS, ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE
HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, EVERY
TWO YEARS OR EVERY THREE YEARS OR STOCKHOLDERS
MAY ABSTAIN FROM VOTING.
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 19-May-2011
ISIN US4062161017 AGENDA 933402668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: R.A. MALONE Management For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 29
The Gabelli Convertible and Income Securities Fund Inc.
MARSH & MCLENNAN COMPANIES, INC.
SECURITY 571748102 MEETING TYPE Annual
TICKER SYMBOL MMC MEETING DATE 19-May-2011
ISIN US5717481023 AGENDA 933406779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: ZACHARY W. CARTER Management For For
1B ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For
1C ELECTION OF DIRECTOR: OSCAR FANJUL Management For For
1D ELECTION OF DIRECTOR: H. EDWARD HANWAY Management For For
1E ELECTION OF DIRECTOR: LORD LANG OF MONKTON Management For For
1F ELECTION OF DIRECTOR: STEVEN A. MILLS Management For For
1G ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For
1H ELECTION OF DIRECTOR: MARC D. OKEN Management For For
1I ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Management For For
1J ELECTION OF DIRECTOR: ADELE SIMMONS Management For For
1K ELECTION OF DIRECTOR: LLOYD M. YATES Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE MARSH & MCLENNAN COMPANIES, INC. Management For For
2011 INCENTIVE AND STOCK AWARD PLAN
04 APPROVAL, BY NONBINDING VOTE, OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
05 RECOMMENDATION, BY NONBINDING VOTE, OF THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
06 STOCKHOLDER PROPOSAL: ACTION BY WRITTEN CONSENT Shareholder Against For
NEXTERA ENERGY, INC.
SECURITY 65339F101 MEETING TYPE Annual
TICKER SYMBOL NEE MEETING DATE 20-May-2011
ISIN US65339F1012 AGENDA 933401286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------ ------- -----------
01 DIRECTOR Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 KENNETH B. DUNN For For
6 J. BRIAN FERGUSON For For
7 LEWIS HAY, III For For
8 TONI JENNINGS For For
9 OLIVER D. KINGSLEY, JR. For For
10 RUDY E. SCHUPP For For
11 WILLIAM H. SWANSON For For
12 MICHAEL H. THAMAN For For
13 HANSEL E. TOOKES, II For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 APPROVAL OF THE NEXTERA ENERGY, INC. 2011 LONG Management For For
TERM INCENTIVE PLAN.
04 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Management Abstain Against
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
05 NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA Management Abstain Against
ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER
ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S
COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS
EVERY 1, 2 OR 3 YEARS.
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 23-May-2011
ISIN US91324P1021 AGENDA 933414295 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For
1F ELECTION OF DIRECTOR: RODGER A. LAWSON Management For For
1G ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For
1H ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For
1I ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. Management For For
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 30
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1J ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Management For For
02 APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF Management Abstain Against
EXECUTIVE COMPENSATION.
03 RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against
OF THE FREQUENCY OF HOLDING A SAY-ON-PAY VOTE.
04 APPROVAL OF THE UNITEDHEALTH GROUP 2011 INCENTIVE Management For For
STOCK PLAN.
05 APPROVAL OF AN AMENDMENT TO THE UNITEDHEALTH Management For For
GROUP 1993 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
ISSUABLE THEREUNDER.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2011.
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 24-May-2011
ISIN US50075N1046 AGENDA 933395255 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For
1B ELECTION OF DIRECTOR: MYRA M. HART Management For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Management For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Management Abstain Against
COMPENSATION VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Management For For
RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-
EMPLOYEE DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 24-May-2011
ISIN US58933Y1055 AGENDA 933416744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Management Abstain Against
ON EXECUTIVE COMPENSATION.
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 31
The Gabelli Convertible and Income Securities Fund Inc.
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 25-May-2011
ISIN US30231G1022 AGENDA 933416908 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------------- -------- -----------
01 DIRECTOR Management For For
1 M.J. BOSKIN
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Management For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) Management Abstain Against
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION (PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shareholder Against For
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shareholder Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder Against For
08 POLICY ON WATER (PAGE 62) Shareholder Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shareholder Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shareholder Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shareholder Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shareholder Against For
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-May-2011
ISIN US1667641005 AGENDA 933419687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C ELECTION OF DIRECTOR: R.J. EATON Management For For
1D ELECTION OF DIRECTOR: C. HAGEL Management For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1G ELECTION OF DIRECTOR: D.B. RICE Management For For
1H ELECTION OF DIRECTOR: K.W. SHARER Management For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1L ELECTION OF DIRECTOR: C. WARE Management For For
1M ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shareholder Against For
EXPERTISE.
06 HUMAN RIGHTS COMMITTEE. Shareholder Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shareholder Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shareholder Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For
10 HYDRAULIC FRACTURING. Shareholder Against For
11 OFFSHORE OIL WELLS. Shareholder Against For
WEATHERFORD INTERNATIONAL LTD
SECURITY H27013103 MEETING TYPE Annual
TICKER SYMBOL WFT MEETING DATE 25-May-2011
ISIN CH0038838394 AGENDA 933429359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------ -----------
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF
WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR
ENDED DECEMBER 31, 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF WEATHERFORD
INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND Management For For
EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS OR
OMISSIONS DURING THE YEAR ENDED DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Management For For
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Management For For
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Management For For
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Management For For
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Management For For
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Management For For
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 32
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------ -----------
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Management For For
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Management For For
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Management For For
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Management For For
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION OF
ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
DEUTSCHE BANK AG
SECURITY D18190898 MEETING TYPE Annual
TICKER SYMBOL DB MEETING DATE 26-May-2011
ISIN DE0005140008 AGENDA 933449375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
MANAGEMENT BOARD FOR THE 2010 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
SUPERVISORY BOARD FOR THE 2010 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2011 FINANCIAL Management For For
YEAR, INTERIM ACCOUNTS
06 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR Management For For
THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE-
EMPTIVE RIGHTS
07 AUTHORIZATION TO USE DERIVATIVES WITHIN Management For For
FRAMEWORK OF PURCHASE OF OWN SHARES, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT
08 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH Management For For
WARRANTS AND/OR CONVERTIBLE PARTICIPATORY
NOTES, BONDS WITH WARRANTS AND CONVERTIBLE
BONDS (WITH THE POSSIBILITY OF EXCLUDING PRE-
EMPTIVE RIGHTS), CREATION OF CONDITIONAL CAPITAL
AND AMENDMENT TO THE ARTICLES OF ASSOCIATION
09 NEW AUTHORIZED CAPITAL IN AN AMOUNT OF 230.4 Management For For
MILLION EURO, POSSIBILITY TO EXCLUDE SHAREHOLDERS'
PRE-EMPTIVE RIGHTS.
10 NEW AUTHORIZED CAPITAL OF 230.4 MILLION EURO, Management For For
POSSIBILITY TO EXCLUDE PRE-EMPTIVE RIGHTS FOR
CAPITAL INCREASE IN KIND
11 NEW AUTHORIZED CAPITAL, AMOUNT OF 691.2 MILLION Management For For
EURO WITHOUT EXCLUSION OF PRE-EMPTIVE RIGHTS,
EXCEPT FOR FRACTIONAL AMOUNTS.
12 ELECTION TO THE SUPERVISORY BOARD Management For For
13 APPROVAL OF CONCLUSION OF PARTIAL PROFIT Management For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE BANK AG
AND DEUTSCHE BANK FINANCIAL LLC
HSBC HOLDINGS PLC
SECURITY 404280406 MEETING TYPE Annual
TICKER SYMBOL HBC MEETING DATE 27-May-2011
ISIN US4042804066 AGENDA 933434970 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ---- -----------
01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2010 Management For For
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
FOR 2010
3A TO RE-ELECT S A CATZ A DIRECTOR Management For For
3B TO RE-ELECT L M L CHA A DIRECTOR Management For For
3C TO RE-ELECT M K T CHEUNG A DIRECTOR Management For For
3D TO RE-ELECT J D COOMBE A DIRECTOR Management For For
3E TO RE-ELECT R A FAIRHEAD A DIRECTOR Management For For
3F TO RE-ELECT D J FLINT A DIRECTOR Management For For
3G TO RE-ELECT A A FLOCKHART A DIRECTOR Management For For
3H TO RE-ELECT S T GULLIVER A DIRECTOR Management For For
3I TO RE-ELECT J W J HUGHES-HALLETT A DIRECTOR Management For For
3J TO RE-ELECT W S H LAIDLAW A DIRECTOR Management For For
3K TO RE-ELECT J R LOMAX A DIRECTOR Management For For
3L TO RE-ELECT I J MACKAY A DIRECTOR Management For For
3M TO RE-ELECT G MORGAN A DIRECTOR Management For For
3N TO RE-ELECT N R N MURTHY A DIRECTOR Management For For
3O TO RE-ELECT SIR SIMON ROBERTSON A DIRECTOR Management For For
3P TO RE-ELECT J L THORNTON A DIRECTOR Management For For
3Q TO RE-ELECT SIR BRIAN WILLIAMSON A DIRECTOR Management For For
04 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Management For For
DETERMINED BY THE GROUP AUDIT COMMITTEE
05 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management For For
S6 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Management For For
RESOLUTION)
07 TO APPROVE THE HSBC SHARE PLAN 2011 Management For For
08 TO APPROVE FEES PAYABLE TO NON-EXECUTIVE Management For For
DIRECTORS
S9 TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL
GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS'
NOTICE (SPECIAL RESOLUTION) Management For For
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 33
The Gabelli Convertible and Income Securities Fund Inc.
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 03-Jun-2011
ISIN US9311421039 AGENDA 933425236 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
07 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL Shareholder Against For
SUSTAINABILITY REPORT
09 CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 08-Jun-2011
ISIN US25179M1036 AGENDA 933435491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- -------- -----------
01 DIRECTOR Management
1 ROBERT H. HENRY For For
2 JOHN A. HILL For For
3 MICHAEL M. KANOVSKY For For
4 ROBERT A. MOSBACHER, JR For For
5 J. LARRY NICHOLS For For
6 DUANE C. RADTKE For For
7 MARY P. RICCIARDELLO For For
8 JOHN RICHELS For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS.
05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REMOVE UNNECESSARY AND
OUTDATED PROVISIONS.
06 RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
THE LUBRIZOL CORPORATION
SECURITY 549271104 MEETING TYPE Special
TICKER SYMBOL LZ MEETING DATE 09-Jun-2011
ISIN US5492711040 AGENDA 933450710 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ----- -----------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 13, 2011, BY AND AMONG BERKSHIRE
HATHAWAY INC., OHIO MERGER SUB, INC., AND THE
LUBRIZOL CORPORATION.
02 ANY PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT.
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 34
The Gabelli Convertible and Income Securities Fund Inc.
PHILIPPINE LONG DISTANCE TELEPHONE CO.
SECURITY 718252604 MEETING TYPE Consent
TICKER SYMBOL PHI MEETING DATE 14-Jun-2011
ISIN US7182526043 AGENDA 933462145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ----- -----------
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR Management For For
THE FISCAL YEAR ENDING DECEMBER 31, 2010 CONTAINED
IN THE COMPANY'S 2010 ANNUAL REPORT
2A ELECTION OF DIRECTOR: REV. FR. BIENVENIDO F. NEBRES, Management For For
S.J. (INDEPENDENT DIRECTOR)
2B ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS Management For For
(INDEPENDENT DIRECTOR)
2C ELECTION OF DIRECTOR: MR. ALFRED V. TY (INDEPENDENT Management For For
DIRECTOR)
2D ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For For
2E ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Management For For
2F ELECTION OF DIRECTOR: MR. TATSU KONO Management For For
2G ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Management For For
2H ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Management For For
2I ELECTION OF DIRECTOR: MR. TAKASHI OOI Management For For
2J ELECTION OF DIRECTOR: MR. OSCAR S. REYES Management For For
2K ELECTION OF DIRECTOR: MS. MA. LOURDES C. RAUSA- Management For For
CHAN
2L ELECTION OF DIRECTOR: MR. JUAN B. SANTOS Management For For
2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Management For For
03 APPROVAL OF THE ISSUANCE OF UP TO 29,654,378 SHARES Management For For
OF COMMON STOCK OF PLDT, AT THE ISSUE PRICE OF
PHP2,500 PER SHARE, AS PAYMENT FOR THE PURCHASE
PRICE OF PROPERTIES TO BE ACQUIRED BY THE
COMPANY
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
SECURITY 02744M108 MEETING TYPE Special
TICKER SYMBOL AMMD MEETING DATE 15-Jun-2011
ISIN US02744M1080 AGENDA 933456635 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF APRIL 10, 2011, BY AND AMONG
ENDO PHARMACEUTICALS HOLDINGS INC., NIKA MERGER
SUB, INC., A WHOLLY OWNED INDIRECT SUBSIDIARY OF
ENDO PHARMACEUTICALS HOLDINGS INC., AND AMERICAN
MEDICAL SYSTEMS HOLDINGS, INC., AS IT MAY BE
AMENDED FROM TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT.
GSI COMMERCE, INC.
SECURITY 36238G102 MEETING TYPE Special
TICKER SYMBOL GSIC MEETING DATE 17-Jun-2011
ISIN US36238G1022 AGENDA 933457788 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 27, 2011, AMONG GSI
COMMERCE, INC., EBAY INC., AND GIBRALTAR ACQUISITION
CORP.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
PARMALAT S P A
SECURITY T7S73M107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 28-Jun-2011
ISIN IT0003826473 AGENDA 703148797 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 813670 DUE TO RECEIPT OF N-AMES OF DIRECTORS AND
AUDITORS AND APPLICATION OF SPIN CONTROL. ALL
VOTES RECE-IVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRU-CT ON
THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 25 JUNE-2011 TO 28 JUNE 2011. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT R-ETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. T-HANK YOU.
O.1 To approve financial statement as of 31-Dec-10 and report on Management For For
management activity. Proposal of profit allocation. To exam
Internal Auditors' report. Resolutions related thereto
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO Non-Voting
BE ELECTED AS DIRECTORS, THERE-IS ONLY 1 SLATE
AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING
INSTRUCTI-ONS FOR THIS MEETING WILL BE DISABLED
AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR
ONLY 1 SLATE OF THE 3 SLATES OF DIRECTORS. THANK
YOU
Proxy Edge Report Date: 07/08/2011
Meeting Date Range: 07/01/2010 to 06/30/2011 35
The Gabelli Convertible and Income Securities Fund Inc.
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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O.2.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL:
The candidate slate for the Board of Directors presented by
Groupe Lactalis SA, holding 33,840,033 odinary shares of
Parmalat S.p.A are the following: Antonio Sala, Marco Reboa,
Francesco Gatti, Francesco Tato, Daniel Jaouen, Marco Jesi,
Olivier Savary, Riccardo Zingales and Ferdinando Grimaldi
Gualtieri Shareholder Against For
O.2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shareholder
The candidate slate for the Board of Directors presented by
Mackenzie Financial corporation, holding 135,972,662 ordinary
shares, Skagen As, holding 95,375,464 ordinary shares and Zenit
Asset management holding 34,396,826 ordinary shares of
Parmalat S.p.A are the following: Rainer Masera, Massimo Rossi,
Enrico Salza, Peter Harf, Gerardus Wenceslaus Ignatius Maria
van Kesteren, Johannees Gerardus Maria Priem, Dario Trevisan,
Marco Pinciroli, Marco Rigotti, Francesco Daveri and Valter
Lazzari
O.2.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shareholder
Group of Minority shareholders: Aletti Gestierre SGR S.p.A,
Anima SGR S.p.A, APG Algemene Pensioen Groep NV, Arca
SGR S.p.A, Bancoposta Fondi SGR, BNP Paribas Investment
partners SGR S.p.A, Eurizon Capital SGR S.p.A, Fideuram
gestions S.p.A, Governance for Owners LLP, Interfund Sicav,
Mediolanum Gestione fondi SGR and Pioneer investment
management SGRpa: The candidate slate for the Board of
Directors presented by Group of Minority shareholders holding
39,647,014 ordinary shares of Parmalat S.p.A are the following:
Gatetano Mele, Nigel Cooper and Paolo Dal Pino
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO Non-Voting
BE ELECTED AS AUDITORS, THERE-IS ONLY 1 VACANCY
AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING
INSTRUCT-IONS FOR THIS MEETING WILL BE DISABLED
AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR
ONLY 1 OF THE 3 SLATES. THANK YOU.
O.3.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shareholder Against For
The candidate slate for the Internal Auditors presented by Groupe
Lactalis SA, holding 33,840,033 odinary shares of Parmalat S.p.A
are the following: Alfredo Malguzzi (Effective auditor), Roberto
Cravero (Effective auditor), Massimilano Nova (Effective auditor),
Andrea Lionzo (alternate auditor) and Enrico Cossa (alternate
auditor)
O.3.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shareholder Against For
The candidate slate for the Internal Auditors presented by
Mackenzie Financial corporation, holding 135,972,662 ordinary
shares, Skagen As, holding 95,375,464 ordinary shares and Zenit
Asset management holding 34,396,826 ordinary shares of
Parmalat S.p.A are the following: Giorgio Picone (Effective
auditor), Paolo Alinovi (Effective auditor), Angelo Anedda
(Effective auditor), Andrea Foschi (alternate auditor) and Cristian
Tundo (alternate auditor)
O.3.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shareholder Against For
The candidate slates for the Internal Auditors presented by Group
of Minority shareholders holding 39,647,014 ordinary shares of
Parmalat S.p.A are the following: Mario Stella Richter (Effective
auditor) and Michele Rutigliano (alternate auditor)
E.1 Proposal to issue ordinary shares, free of payment, for maximum Management For For
EUR 90,019,822 by using the allocation to issue new shares upon
partial amendment of the capital increase resolution approved by
the extraordinary shareholders meeting held on 01-Mar-05. To
modify art. 5 (Stock capital) of the Bylaw a part from stock
capital's nominal value approved by the shareholders meeting
held on 01-Mar-05. Resolution related thereto
E.2 Proposal to modify art. 8 (Shareholders Meeting), 9 (Proxy Voting) Management For For
and 23 (Audit) of the Bylaw and amendment of the audit
paragraph's title. Resolution related thereto
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Convertible and Income Securities Fund Inc.
By (Signature and Title)* /s/Bruce N. Alpert
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Bruce N. Alpert, Principal Executive Officer
Date August 10, 2011
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* Print the name and title of each signing officer under his or her
signature.