e10vqza
Table of Contents



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 10-Q/A

(Mark One)

     
þ   QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the Quarterly Period Ended March 31, 2004

OR

     
o   TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from_____to_____.

Commission File No. 1-13783

INTEGRATED ELECTRICAL SERVICES, INC.

(Exact name of registrant as specified in its charter)
     
Delaware
(State or other jurisdiction of
incorporation or organization)
  76-0542208
(I.R.S. Employer Identification No.)
     
1800 West Loop South
Suite 500
Houston, Texas
(Address of principal executive offices)
  77027-3233
(zip code)

Registrant’s telephone number, including area code: (713) 860-1500

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o

The number of shares outstanding as of May 21, 2004 of the issuer’s common stock was 36,153,682 and of the issuer’s restricted voting common stock was 2,605,709.



 


Table of Contents

Explanatory Note:

This Form 10-Q/A is being filed to disclose the information required by Item 703, “Purchases of Equity Securities by the Issuer and Affiliated Purchasers” of Regulation S-K, “Standard Instructions for Filing Forms under the Securities Act of 1933, Securities Exchange Act of 1934, and Energy Policy and Conservation Act of 1975.”

 


INTEGRATED ELECTRICAL SERVICES, INC. AND SUBSIDIARIES

INDEX

             
  OTHER INFORMATION        
  Changes in Securities, Use of Proceeds and Issuer Purchases of Equity Securities     2  
  Exhibits     2  
        3  
 Certification Herbert R. Allen - CEO & CFO
 Certification Herbert R. Allen - CEO & CFO

 


Table of Contents

INTEGRATED ELECTRICAL SERVICES, INC. AND SUBSIDIARIES

PART II. OTHER INFORMATION

     
ITEM 2.
  CHANGES IN SECURITIES, USE OF PROCEEDS AND ISSUER PURCHASES OF EQUITY
SECURITIES

Issuer Purchases of Equity Securities (1)

                                 
                        (d) Maximum
                    (c) Total Number of   Approximate Dollar
                    Shares Purchased as   Value of Shares
                    Part of Publicly   that May Yet Be
    (a) Total Number of   (b) Average Price   Announced Plans or   Purchased Under
Period
  Shares Purchased
  Paid Per Share
  Programs
  the Plan
    (Amounts in thousands, except per share amounts)
January 1, 2004 - January 31, 2004
    100 (2)   $ 13.00 (2)     100 (2)   $ 8,353  
February 1, 2004 - February 29, 2004
                      8,353  
March 1, 2004 - March 31, 2004
                      8,353  
 
   
 
     
 
     
 
     
 
 
Total
    100     $ 13.00       100     $ 8,353  
 
   
 
     
 
     
 
     
 
 


(1)   On November 10, 2003, the Company announced that its Board of Directors authorized the repurchase of up to $13 Million of the Company’s Common Stock. The share repurchase plan does not have an expiration date.
 
(2)   These shares were repurchased subject to a contractual obligation of the Company.

ITEM 6. EXHIBITS

     A. EXHIBITS

  31.1   Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 302 of The Sarbanes-Oxley Act of 2002.
 
  32.1   Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 906 of The Sarbanes-Oxley Act of 2002.

2


Table of Contents

INTEGRATED ELECTRICAL SERVICES, INC. AND SUBSIDIARIES

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized, who has signed this report on behalf of the Registrant and as the principal financial officer of the Registrant.

         
  INTEGRATED ELECTRICAL SERVICES, INC.
 
 
Date: May 24, 2004  By:   /s/ Herbert R. Allen    
    Herbert R. Allen   
    Chief Executive Officer and Interim Chief Financial Officer   
 

3


Table of Contents

Exhibit Index

     
Exhibit    
Number
  Description
31.1
  Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 302 of The Sarbanes-Oxley Act of 2002.
32.1
  Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 906 of The Sarbanes-Oxley Act of 2002.