UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 10-Q/A
(Mark One)
þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the Quarterly Period Ended March 31, 2004
OR
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from_____to_____.
Commission File No. 1-13783
INTEGRATED ELECTRICAL SERVICES, INC.
Delaware (State or other jurisdiction of incorporation or organization) |
76-0542208 (I.R.S. Employer Identification No.) |
|
1800 West Loop South Suite 500 Houston, Texas (Address of principal executive offices) |
77027-3233 (zip code) |
Registrants telephone number, including area code: (713) 860-1500
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
The number of shares outstanding as of May 21, 2004 of the issuers common stock was 36,153,682 and of the issuers restricted voting common stock was 2,605,709.
Explanatory Note:
This Form 10-Q/A is being filed to disclose the information required by Item 703, Purchases of Equity Securities by the Issuer and Affiliated Purchasers of Regulation S-K, Standard Instructions for Filing Forms under the Securities Act of 1933, Securities Exchange Act of 1934, and Energy Policy and Conservation Act of 1975.
INTEGRATED ELECTRICAL SERVICES, INC. AND SUBSIDIARIES
INDEX
OTHER INFORMATION | ||||||||
Changes in Securities, Use of Proceeds and Issuer Purchases of Equity Securities | 2 | |||||||
Exhibits | 2 | |||||||
3 | ||||||||
Certification Herbert R. Allen - CEO & CFO | ||||||||
Certification Herbert R. Allen - CEO & CFO |
INTEGRATED ELECTRICAL SERVICES, INC. AND SUBSIDIARIES
PART II. OTHER INFORMATION
ITEM 2.
|
CHANGES IN SECURITIES, USE OF PROCEEDS AND ISSUER PURCHASES OF EQUITY SECURITIES |
Issuer Purchases of Equity Securities (1)
(d) Maximum | ||||||||||||||||
(c) Total Number of | Approximate Dollar | |||||||||||||||
Shares Purchased as | Value of Shares | |||||||||||||||
Part of Publicly | that May Yet Be | |||||||||||||||
(a) Total Number of | (b) Average Price | Announced Plans or | Purchased Under | |||||||||||||
Period |
Shares Purchased |
Paid Per Share |
Programs |
the Plan |
||||||||||||
(Amounts in thousands, except per share amounts) | ||||||||||||||||
January 1, 2004 - January 31, 2004 |
100 | (2) | $ | 13.00 | (2) | 100 | (2) | $ | 8,353 | |||||||
February 1, 2004 - February 29,
2004 |
| | | 8,353 | ||||||||||||
March 1, 2004 - March 31, 2004 |
| | | 8,353 | ||||||||||||
Total |
100 | $ | 13.00 | 100 | $ | 8,353 | ||||||||||
(1) | On November 10, 2003, the Company announced that its Board of Directors authorized the repurchase of up to $13 Million of the Companys Common Stock. The share repurchase plan does not have an expiration date. | |
(2) | These shares were repurchased subject to a contractual obligation of the Company. |
ITEM 6. EXHIBITS
A. EXHIBITS
31.1 | Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 302 of The Sarbanes-Oxley Act of 2002. | |||
32.1 | Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 906 of The Sarbanes-Oxley Act of 2002. |
2
INTEGRATED ELECTRICAL SERVICES, INC. AND SUBSIDIARIES
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized, who has signed this report on behalf of the Registrant and as the principal financial officer of the Registrant.
INTEGRATED ELECTRICAL SERVICES, INC. |
||||
Date: May 24, 2004 | By: | /s/ Herbert R. Allen | ||
Herbert R. Allen | ||||
Chief Executive Officer and Interim Chief Financial Officer | ||||
3
Exhibit Index
Exhibit | ||
Number |
Description |
|
31.1
|
Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 302 of The Sarbanes-Oxley Act of 2002. | |
32.1
|
Certification of Herbert R. Allen, Chief Executive Officer and Interim Chief Financial Offer, pursuant to Section 906 of The Sarbanes-Oxley Act of 2002. |