Transaction valuation* | Amount of filing fee** | ||||||
$3,239,718.87
|
$ | 99.46 | |||||
* | The transaction valuation set forth above is based on the Black-Scholes option valuation model, and assumes that all outstanding options eligible for tender covering an aggregate of 212,614 shares of common stock of Forrester Research, Inc. will be amended pursuant to this offer, which may not occur. |
** | The amount of the filing fee, calculated in accordance with Rule 0-11 under the Securities Exchange Act of 1934, as amended, equals $30.70 per $1,000,000 of transaction valuation. The transaction valuation set forth above was calculated for the sole purpose of determining the filing fee, and should not be used or relied upon for any other purpose. | |||
x | Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. | |||
Amount Previously Paid: | $99.46 | |||
Form or Registration No.: | 005-50099 | |||
Filing party: | Forrester Research, Inc. | |||
Date filed: | November 19, 2007 | |||
¨ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. | |||
Check the appropriate boxes below to designate any transactions to which the statement relates: | ||||
¨ | third party tender offer subject to Rule 14d-1. | |||
x | issuer tender offer subject to Rule 13e-4. | |||
¨ | going-private transaction subject to Rule 13e-3. | |||
¨ | amendment to Schedule 13D under Rule 13d-2. | |||
Check the following box if the filing is a final amendment reporting the results of the tender offer. ¨ |
EXHIBIT NUMBER |
DESCRIPTION |
|
(a)(1)(A)
|
Offer to Amend or Replace Eligible Options, dated November 19, 2007* | |
(a)(1)(B)
|
Form of e-mail announcement regarding commencement of offer, dated November 19, 2007* | |
(a)(1)(C)
|
Offer to Amend or Replace Eligible Options website pages* | |
(a)(1)(D)
|
Form of addendum* | |
(a)(1)(E)
|
Election agreement terms and conditions* | |
(a)(1)(F)
|
Form of confirmation e-mail* | |
(a)(1)(G)
|
Form of reminder e-mail* | |
(a)(1)(H)
|
Form of amendment agreement* | |
(a)(1)(I)
|
Form of Non-Qualified Stock Option Certificate is incorporated herein by reference from Exhibit 10.2 to Form 10-Q, filed with the SEC on November 9, 2006* | |
(a)(1)(J)
|
E-mail to all eligible employees dated November 20, 2007 | |
(b)
|
Not applicable | |
(d)(1)
|
Amended and Restated Forrester Research, Inc. 1996 Equity Incentive Plan is incorporated herein by reference from Exhibit 10.3 to Form 10-K, filed with the SEC on March 14, 2005* | |
(d)(2)
|
Forrester Research, Inc. 2006 Equity Incentive Plan is incorporated herein by reference from Exhibit 10.1 to Form 10-Q, filed with the SEC on August 9, 2006* | |
(g)
|
Not applicable | |
(h)
|
Not applicable |
* | Previously filed |
Forrester Research, Inc. |
||||
By: | /S/ GAIL S. MANN | |||
Gail S. Mann | ||||
Chief Legal Officer | ||||
Date: | November 20, 2007 |
EXHIBIT NUMBER |
DESCRIPTION |
|
(a)(1)(A)
|
Offer to Amend or Replace Eligible Options, dated November 19, 2007* | |
(a)(1)(B)
|
Form of e-mail announcement regarding commencement of offer, dated November 19, 2007* | |
(a)(1)(C)
|
Offer to Amend or Replace Eligible Options website pages* | |
(a)(1)(D)
|
Form of addendum* | |
(a)(1)(E)
|
Election agreement terms and conditions* | |
(a)(1)(F)
|
Form of confirmation e-mail* | |
(a)(1)(G)
|
Form of reminder e-mail* | |
(a)(1)(H)
|
Form of amendment agreement* | |
(a)(1)(I)
|
Form of Non-Qualified Stock Option Certificate is incorporated herein by reference from Exhibit 10.2 to Form 10-Q, filed with the SEC on November 9, 2006* | |
(a)(1)(J)
|
E-mail to all eligible employees dated November 20, 2007 | |
(b)
|
Not applicable | |
(d)(1)
|
Amended and Restated Forrester Research, Inc. 1996 Equity Incentive Plan is incorporated herein by reference from Exhibit 10.3 to Form 10-K, filed with the SEC on March 14, 2005* | |
(d)(2)
|
Forrester Research, Inc. 2006 Equity Incentive Plan is incorporated herein by reference from Exhibit 10.1 to Form 10-Q, filed with the SEC on August 9, 2006* | |
(g)
|
Not applicable | |
(h)
|
Not applicable |
* | Previously filed |