malaysiafund-13d_17286.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D/A
Amendment No. 3
(Rule 13d-101)


INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)


THE MALAYSIA FUND, INC.
(Name of Issuer)

Common Stock, par value $.01 per share
(Title of Class of Securities)

560905101
(CUSIP Number)

Barry M. Olliff
c/o City of London Investment Management Company Limited
77 Gracechurch Street, London, UK EC3V 0AS
+44 207 711 0771
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

March 30, 2012
(Date of Event Which Requires Filing of This Statement)
 

 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box o.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information, which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
 
 
 
CUSIP No. 560905101
 
 
13D
 
Page 2 of 5 Pages    
 
 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
City of London Investment Group PLC, (CLIG) a company incorporated under the laws of England and Wales.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
 
3
 
SEC USE ONLY
 
 
 
4
 
SOURCE OF FUNDS*
 
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)                                                                                                             o
 
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
England and Wales
 
NUMBER OF
 
SHARES
 
BENEFICIALLY
 
OWNED BY
 
EACH
 
REPORTING
 
PERSON
 
WITH
 
7
 
SOLE VOTING POWER
 
0
 
8
 
SHARED VOTING POWER
 
2,197,786
 
9
 
SOLE DISPOSITIVE POWER
 
0
 
10
 
SHARED DISPOSITIVE POWER
 
2,197,786
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,197,786
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  o
 
 
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
30.7%
 
14
 
TYPE OF REPORTING PERSON*
 
HC

 
 
 
 
CUSIP No. 560905101
 
 
13D
 
Page 3 of 5 Pages    
 
 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
City of London Investment Management Company Limited (CLIM), a company incorporated under the laws of England and Wales.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
 
3
 
SEC USE ONLY
 
 
 
4
 
SOURCE OF FUNDS
 
WC
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)                                                                                                                                                           o
 
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
England and Wales
 
NUMBER OF
 
SHARES
 
BENEFICIALLY
 
OWNED BY
 
EACH
 
REPORTING
 
PERSON
 
WITH
 
7
 
SOLE VOTING POWER
 
0
 
8
 
SHARED VOTING POWER
 
2,197,786
 
9
 
SOLE DISPOSITIVE POWER
 
0
 
10
 
SHARED DISPOSITIVE POWER
 
2,197,786
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,197,786
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  o
 
 
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
30.7%
 
14
 
TYPE OF REPORTING PERSON*
 
IA
 
 
 
CUSIP No. 560905101
 
 
13D
 
Page 4 of 5 Pages    
 
 
This Amendment No. 3 to Schedule 13D (this “Amendment No. 2”) should be read in conjunction with the Schedule 13D filed with the U.S. Securities and Exchange Commission (the “SEC”) on November 28, 2011 (the “Original Schedule 13D”),  and with Amendment No. 2 to Schedule 13D filed with the SEC on February 5, 2012 (“Amendment No. 2”) and with Amendment No. 1 to Schedule 13D filed with the SEC on December 9, 2011 (“Amendment No. 1”) by City of London Investment Group PLC (“City of London”) and City of London Investment Management Company Limited relating to the shares of common stock, par value $0.01 per share (the “Shares”), of The Malaysia Fund, Inc. (the “Fund”).  This Amendment No. 3 amends Items 3, 4, and 5 of the Original Schedule 13D.  All other information in the Original Schedule 13D remains in effect.  All capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Original Schedule 13D.

Item 3.                      Source and Amount of Funds or Other Considerations.

Beneficial ownership of the Shares to which this statement relates was acquired by the Reporting Persons with invested capital of the City of London Funds and the Segregated Accounts. The aggregate purchase price of the 2,197,786 Shares beneficially owned by the Reporting Persons was $21,367,036, inclusive of brokerage commissions. The aggregate purchase price of the 61,324 Shares owned directly by BMI was $662,184, inclusive of brokerage commissions.  The aggregate purchase price of the 171,617 Shares owned directly by EWF was $1,615,571, inclusive of brokerage commissions. The aggregate purchase price of the 134,362 Shares owned directly by FREE was $1,339,978, inclusive of brokerage commissions.  The aggregate purchase price of the 226,118 Shares owned directly by GBL was $2,543,985, inclusive of brokerage commissions.  The aggregate purchase price of the 2,893 Shares owned directly by GFM was $28,812, inclusive of brokerage commissions.  The aggregate purchase price of the 214,570 Shares owned directly by IEM was $2,248,898, inclusive of brokerage commissions.  The aggregate purchase price of the 1,386,902 Shares owned directly by the Segregated Accounts was $12,927,608, inclusive of brokerage commissions.

Item 4.                      Purpose of Transaction.

Change in number of shares owned.

Item 5.                      Interests in Securities of the Issuer.

investment adviser to the City of London Funds and the Segregated Accounts, have voting and dispositive power with respect to all 2,197,786 Shares owned directly by the City of London Funds and the Segregated Accounts, representing approximately 30.7% of the 7.167 million Shares outstanding as of December 31, 2011, as reported by the Fund.  As of the date hereof, BMI, EWF, FREE, GBL, GFM, IEM, and the Segregated Accounts owned directly 61,324, 171,617, 134,362, 226,118, 2,893, 214,570 and 1,386,902 Shares, respectively, representing approximately 0.86%, 2.39%, 1.87%, 3.15%, 0.04%, 2.99 %, and 19.35%, respectively, of the 7.167 million Shares outstanding as of December 31, 2011.

The resulting ownership in excess of 3% of the outstanding voting shares of the Fund by GBL, resulted from a tender instituted by the Fund which had the effect of reducing the total amount of the Fund's voting shares outstanding, and not as a result of a direct purchase or acquisition of Fund shares by GBL.

Such ownership in excess of 3% of the Fund's shares by GBL is therefore specifically exempted from Section 12(d)(1)(A) of the Investment Company Act of 1940.
 
(c).  Information with respect to all transactions in the Shares beneficially owned by the Reporting Persons that were effected during the past 60 days is set forth below:
 
 
Portfolio
Tran Type
Trade Date
Par Value / Shares
Trade Price
         
Account
SELL
1/30/2012
(34,000)
9.66
IEM
BUY
1/30/2012
34,000
9.66
Account
SELL
3/9/2012
(15,180)
9.81
FREE
BUY
3/9/2012
15,180
9.81
Account
SELL
3/27/2012
(38,433)
10.31
Account
SELL
3/28/2012
(52,776)
10.25
Account
SELL
3/29/2012
(4,658)
10.16
Account
SELL
3/30/2012
(10,881)
10.27



Item 7.                      Materials to be Filed as Exhibits.

N / A
 
 
 
 
 
CUSIP No. 560905101
 
 
13D
 
Page 5 of 5 Pages    
 
 
 
 
 
Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.

April 9, 2012

CITY OF LONDON INVESTMENT GROUP PLC


/ s /  Barry M. Olliff                        
Name: Barry M. Olliff
Title:   Director


CITY OF LONDON INVESTMENT
MANAGEMENT COMPANY LIMITED


/ s /  Barry M. Olliff                           
Name: Barry M. Olliff
Title:   Director
 
 
 
 
 
 
 
 
 
 
 
 
 
Email:  USCorporateGovernance@citlon.com