UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05150
Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
| 225 Pictoria Drive, Suite 450, Cincinnati, OH | 45246 |
| (Address of principal executive offices) | (Zip code) |
Benjamin V. Mollozzi, Esq.
c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 668-6558
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 - June 30, 2018
ITEM 1. PROXY VOTING RECORD.
Company Name |
Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description |
Proponent | Ballot Status | Management Recommendation | Vote Cast |
For/ Against Management |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 1 | Elect Sondra L. Barbour | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 4 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 5 | Elect Herbert L. Henkel | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 6 | Elect Amy E. Hood | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 7 | Elect Muhtar Kent | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 8 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 9 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 10 | Elect Michael F. Roman | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 11 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 12 | Elect Patricia A. Woertz | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.2 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.3 | Elect Sally E. Blount | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.4 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.5 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.6 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.7 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.8 | Elect Samuel C. Scott III | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.9 | Elect Daniel J. Starks | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.10 | Elect John G. Stratton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.11 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.12 | Elect Miles D. White | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.1 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.2 | Elect Richard A. Gonzalez | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.3 | Elect Rebecca B. Roberts | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.4 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 5 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 6 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Voted | Against | Against | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 1 | Increase of Authorized Common Stock | Mgmt | Voted | For | For 90% Against 8% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 2 | Issuance of Common Stock | Mgmt | Voted | For | For 91% Against 8% Abstain 1% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 3 | Approve the Elimination of the Fund's Fundamental Investment Policy to Invest Primarily in Chilean Securities | Mgmt | Voted | For | For 90% Against 8% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 4 | Amendment to Fundamental Investment Restriction Regarding Borrowing | Mgmt | Voted | For | For 89% Against 9% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 5 | Amendment to the Investment Advisory Agreement | Mgmt | Voted | For | For 95% Against 4% Abstain 1% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 1 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 96% Against 2% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 2 | Elect C. William Maher | Mgmt | Voted | For | For 96% Against 2% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 3 | Elect Rahn K. Porter | Mgmt | Voted | For | For 89% Against 2% Abstain 9% | For |
| Aberdeen Greater China Fund Inc | GCH | 003031101 | 4/2/2018 | 1 | Reorganizations of the Aberdeen Greater China Fund, Inc. into the Aberdeen Chile Fund | Mgmt | Voted | For | For 97.5% Against 2% Abstain .5% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306J109 | 6/20/2018 | 1 | Elect Radhika Ajmera | Mgmt | Voted | For | For 85% Against 5% Abstain 10% | For |
| Aberdeen Singapore Fund Inc | SGF | 003244100 | 4/2/2018 | 1 | Reorganizations of the Aberdeen Singapore Fund, Inc. into the Aberdeen Chile Fund | Mgmt | Voted | N/A | For 95% Against 4.5% Abstain .5% | N/A |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 2 | Elect Edward W. Barnholt | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 3 | Elect Robert K. Burgess | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 4 | Elect Frank A. Calderoni | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 5 | Elect James E. Daley | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 6 | Elect Laura B. Desmond | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 7 | Elect Charles M. Geschke | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 8 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 9 | Elect Daniel Rosensweig | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 10 | Elect John E. Warnock | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 9/27/2017 | 1 | Elect Daniel L. Black | Mgmt | Voted | For | For 98% Against 0.5% Abstain 1.5% | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 9/27/2017 | 2 | Elect Michael A. Smart | Mgmt | Voted | For | For 98% Against 0.5% Abstain 1.5% | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 1 | Elect Fernando Aguirre | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 3 | Elect Frank M. Clark, Jr. | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 4 | Elect Molly J. Coye | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 6 | Elect Jeffrey E. Garten | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 7 | Elect Ellen M. Hancock | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 8 | Elect Richard J. Harrington | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 9 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 10 | Elect Olympia J. Snowe | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 1 | Elect Susan K. Carter | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 2 | Elect Charles I. Cogut | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 3 | Elect Seifi Ghasemi | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 4 | Elect Chadwick C. Deaton | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 5 | Elect David H. Y. Ho | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 6 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 7 | Elect Edward L. Monser | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 8 | Elect Matthew H. Paull | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 11 | Approval of Performance Terms under LTIP (Proposal Withdrawn) | Mgmt | Voted | For | Abstain | Against |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 1 | Elect Nesli Basgoz | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 2 | Elect Paul M. Bisaro | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 3 | Elect Joseph H. Boccuzi | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 4 | Elect Christopher W. Bodine | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 5 | Elect Adriane M. Brown | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 6 | Elect Christopher J. Coughlin | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 7 | Elect Carol Anthony Davidson | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 8 | Elect Catherine M. Klema | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 9 | Elect Peter J. McDonnell | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 10 | Elect Patrick J. O'Sullivan | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 11 | Elect Brenton L. Saunders | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 12 | Elect Fred G. Weiss | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/13/2017 | 1.1 | Elect F. Ford Drummond | Mgmt | Voted | N/A | For 97% Withhold 3% | N/A |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/13/2017 | 1.2 | Elect Alan Rappaport | Mgmt | Voted | N/A | For 97% Withhold 3% | N/A |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/13/2017 | 1.3 | Elect Davey S. Scoon | Mgmt | Voted | N/A | For 97% Withhold 3% | N/A |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 1 | Amendment to the Investment Advisory Agreement | Mgmt | Voted | For | For 90% Against 7% Abstain 3% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.1 | Elect John Sievwright | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.2 | Elect P. Gerald Malone | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.3 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.4 | Elect Martin Gilbert | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 1 | Amendment to the Investment Advisory Agreement | Mgmt | Voted | For | For 88% Against 9% Abstain 3% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 2 | Approval of a Sub-Advisory Agreement with Aberdeen Asset Management Inc. | Mgmt | Voted | For | For 88% Against 9% Abstain 3% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.1 | Elect John Sievwright | Mgmt | Voted | For | For 90% Against 10% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.2 | Elect P. Gerald Malone | Mgmt | Voted | For | For 90% Against 10% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.3 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 90% Against 10% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.4 | Elect Martin Gilbert | Mgmt | Voted | For | For 90% Against 10% | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 1 | Elect John T. Casteen III | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 2 | Elect Dinyar S. Devitre | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 3 | Elect Thomas F. Farrell II | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 4 | Elect Debra J. Kelly-Ennis | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 5 | Elect W. Leo Kiely III | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 6 | Elect Kathryn B. McQuade | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 7 | Elect George Munoz | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 8 | Elect Mark E. Newman | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 9 | Elect Nabil Y. Sakkab | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 10 | Elect Virginia E. Shanks | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 11 | Elect Howard Willard III | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 2 | Elect Tom A. Alberg | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 3 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 4 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 5 | Elect Judith A. McGrath | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 6 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 7 | Elect Thomas O. Ryder | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 8 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 9 | Elect Wendell P. Weeks | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Voted | Against | Abstain | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 1 | Elect Nicholas K. Akins | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 2 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 5 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 6 | Elect Thomas E. Hoaglin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 7 | Elect Sandra Beach Lin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 8 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 9 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 10 | Elect Stephen S. Rasmussen | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 11 | Elect Oliver G. Richard, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 12 | Elect Sara Martinez Tucker | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 2 | Elect John J. Brennan | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 3 | Elect Peter Chernin | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 4 | Elect Ralph de la Vega | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 5 | Elect Anne M. A. Lauvergeon | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 6 | Elect Micheal O. Leavitt | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 7 | Elect Theodore Leonsis | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 8 | Elect Richard C. Levin | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 9 | Elect Samuel J. Palmisano | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 10 | Elect Stephen J. Squeri | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 13 | Elect Christopher Young | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Voted | Against | For | Against |
| American Express Company | AXP | 025816109 | 5/7/2018 | 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 1 | Elect Gustavo Lara Cantu | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 2 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 3 | Elect Robert D. Hormats | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 4 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 5 | Elect Craig Macnab | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 6 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 7 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 8 | Elect David E. Sharbutt | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 9 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 10 | Elect Samme L. Thompson | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 1 | Elect James M. Cracchiolo | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 2 | Elect Dianne Neal Blixt | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 3 | Elect Amy DiGeso | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 4 | Elect Lon R. Greenberg | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 5 | Elect Jeffrey Noddle | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 6 | Elect Robert F. Sharpe, Jr. | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 7 | Elect Christopher J. Williams | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 8 | Elect W. Edward Walter | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 2 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 3 | Elect Brian J. Druker | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 4 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 5 | Elect Greg C. Garland | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 6 | Elect Fred Hassan | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 7 | Elect Rebecca M. Henderson | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 8 | Elect Frank C. Herringer | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 9 | Elect Charles M. Holley, Jr. | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 10 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 11 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 12 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 13 | Elect R. Sanders Williams | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Voted | Against | Against | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 1 | Elect Ray Stata | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 2 | Elect Vincent Roche | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 3 | Elect James A. Champy | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 4 | Elect Bruce R. Evans | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 5 | Elect Edward H. Frank | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 6 | Elect Mark M. Little | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 7 | Elect Neil Novich | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 8 | Elect Kenton J. Sicchitano | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 9 | Elect Lisa T. Su | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 1 | Elect Lester B. Knight | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 2 | Elect Gregory C. Case | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 3 | Elect Jin-Yong Cai | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 4 | Elect Jeffrey C. Campbell | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 5 | Elect Fulvio Conti | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 6 | Elect Cheryl Francis | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 7 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 8 | Elect Richard B. Myers | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 10 | Elect Gloria Santona | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 11 | Elect Carolyn Y. Woo | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/22/2018 | 13 | Remuneration Report (Advisory) | Mgmt | Voted | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/22/2018 | 14 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 16 | Ratification of Statutory Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 17 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 18 | Approval of Share Repurchase Contracts and Repurchase Counterparties |
Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 21 | Authorisation of Political Donations | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 1 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 4 | Elect Robert A. Iger | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 5 | Elect Andrea Jung | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 6 | Elect Arthur D. Levinson | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 7 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 8 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Voted | Against | Against | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 1 | Elect Judy Bruner | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 2 | Elect Eric Chen | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 3 | Elect Aart J. de Geus | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 4 | Elect Gary E. Dickerson | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 5 | Elect Stephen R. Forrest | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 6 | Elect Thomas J. Iannotti | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 7 | Elect Alexander A. Karsner | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 8 | Elect Adrianna C. Ma | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 9 | Elect Scott A. McGregor | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 10 | Elect Dennis D. Powell | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Voted | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 1 | Elect Randall L. Stephenson | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 3 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 4 | Elect Scott T. Ford | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 5 | Elect Glenn H. Hutchins | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 6 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 7 | Elect Michael B. McCallister | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 8 | Elect Beth E. Mooney | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 9 | Elect Joyce M. Roche | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 10 | Elect Matthew K. Rose | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 11 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 12 | Elect Laura D'Andrea Tyson | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 13 | Elect Geoffrey Y. Yang | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 16 | Stock Purchase and Deferral Plan | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 17 | Approval of the 2018 Incentive Plan | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent |
ShrHoldr | Voted | Against | For | Against |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 1 | Elect Sharon L. Allen | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 2 | Elect Susan S. Bies | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 3 | Elect Jack O. Bovender, Jr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 4 | Elect Frank P. Bramble, Sr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 5 | Elect Pierre J. P. de Weck | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 6 | Elect Arnold W. Donald | Mgmt | Voted | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 7 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 9 | Elect Thomas J. May | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 10 | Elect Brian T. Moynihan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 11 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 12 | Elect Michael D. White | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 13 | Elect Thomas D. Woods | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 14 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 15 | Elect Maria T. Zuber | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 1 | Elect Steven D. Black | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 2 | Elect Linda Z. Cook | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 3 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 4 | Elect Edward P. Garden | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 5 | Elect Jeffrey A. Goldstein | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 6 | Elect John M. Hinshaw | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 7 | Elect Edmund F. Kelly | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 8 | Elect Jennifer B. Morgan | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 9 | Elect Mark A. Nordenberg | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 10 | Elect Elizabeth E. Robinson | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 11 | Elect Charles W. Scharf | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 12 | Elect Samuel C. Scott III | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 16 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Voted | Against | Against | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 1 | Elect Jose E. Almeida | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 2 | Elect Thomas F. Chen | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 3 | Elect John D. Forsyth | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 4 | Elect James R. Gavin III | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 5 | Elect Peter S. Hellman | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 6 | Elect Munib Islam | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 7 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 8 | Elect Stephen N. Oesterle | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 9 | Elect Carole J. Shapazian | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 10 | Elect Cathy R. Smith | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 11 | Elect Thomas T. Stallkamp | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 12 | Elect Albert P.L. Stroucken | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 1 | Elect Catherine M. Burzik | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 2 | Elect R. Andrew Eckert | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 3 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 4 | Elect Claire M. Fraser | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 5 | Elect Christopher Jones | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 6 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 7 | Elect Gary A. Mecklenburg | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 8 | Elect David F. Melcher | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 9 | Elect Willard J. Overlock, Jr. | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 10 | Elect Claire Pomeroy | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 11 | Elect Rebecca W. Rimel | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 12 | Elect Timothy M. Ring | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 13 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.1 | Elect Michael J. Castellano | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.2 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.3 | Elect W. Carl Kester | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.4 | Elect John M. Perlowski | Mgmt | Voted | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.1 | Elect Michael J. Castellano | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.2 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.3 | Elect W. Carl Kester | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.4 | Elect John M. Perlowski | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 1 | Elect Mathis Cabiallavetta | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 2 | Elect Pamela Daley | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 3 | Elect William S. Demchak | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 4 | Elect Jessica P. Einhorn | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 5 | Elect Laurence D. Fink | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 6 | Elect William E. Ford | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 7 | Elect Fabrizio Freda | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 8 | Elect Murry S. Gerber | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 9 | Elect Margaret L. Johnson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 10 | Elect Robert S. Kapito | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 11 | Elect Sir Deryck C. Maughan | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 12 | Elect Cheryl D. Mills | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 13 | Elect Gordon M. Nixon | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 14 | Elect Charles H. Robbins | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 15 | Elect Ivan G. Seidenberg | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 16 | Elect Marco Antonio Slim Domit | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 17 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 18 | Elect Mark Wilson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 19 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 21 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.1 | Elect Timothy M. Armstrong | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.2 | Elect Jeffrey H. Boyd | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.3 | Elect Jeffrey E. Epstein | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.4 | Elect Glenn D. Fogel | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.5 | Elect Mirian M. Graddick-Weir | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.6 | Elect James M. Guyette | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.7 | Elect Robert J. Mylod, Jr. | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.8 | Elect Charles H. Noski | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.9 | Elect Nancy B. Peretsman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.10 | Elect Nicholas J. Read | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.11 | Elect Thomas E. Rothman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.12 | Elect Craig W. Rydin | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.13 | Elect Lynn M. Vojvodich | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 4 | Amendment to the 1999 Omnibus Plan | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 1 | Elect Nelda J. Connors | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 2 | Elect Charles J. Dockendorff | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 3 | Elect Yoshiaki Fujimori | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 4 | Elect Donna A. James | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 5 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 6 | Elect Stephen P. MacMillan | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 7 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 8 | Elect David J. Roux | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 9 | Elect John E. Sununu | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 10 | Elect Ellen M. Zane | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 2/23/2018 | 1.1 | Elect Robert D. Agdern | Mgmt | Voted | For | For 99% Withhold 1% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 2/23/2018 | 1.2 | Elect Eileen A. Kamerick | Mgmt | Voted | For | For 99% Withhold 1% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 2/23/2018 | 1.3 | Elect Riordan Roett | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 1 | Elect John D. McCallion | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 2 | Elect Diane E. Offereins | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 3 | Elect Patrick J. Shouvlin | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 7 | Approval of the 2017 Stock and Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 8 | Approval of the 2017 Non-Management Director Stock Compensation Plan | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 9 | Approval of Performance Goals Under Temporary Incentive Deferred Compensation Plan | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 1 | Accounts and Reports | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 2 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 3 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 4 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 5 | Elect Richard Burrows | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 6 | Elect Nicandro Durante | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 7 | Elect Susan J. Farr | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 8 | Elect Marion Helmes | Mgmt | Voted | For | Against | Against |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 9 | Elect Savio Kwan | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 10 | Elect Dimitri Panayotopoulos | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 11 | Elect Kieran Poynter | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 12 | Elect Ben Stevens | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 13 | Elect Luc Jobin | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 14 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 15 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 18 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 19 | Authorisation of Political Donations | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 3/23/2018 | 1 | Reincorporation/Change of Continuance | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 1 | Elect Hock E. Tan | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 2 | Elect James V. Diller, Sr. | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 3 | Elect Gayla J. Delly | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 4 | Elect Lewis C. Eggebrecht | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 5 | Elect Kenneth Y. Hao | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 6 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 7 | Elect Check Kian Low | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 8 | Elect Donald Macleod | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 9 | Elect Peter J. Marks | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 10 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 1 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 2 | Elect Colleen F. Arnold | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 3 | Elect George S. Barrett | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 5 | Elect Calvin Darden | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 6 | Elect Bruce L. Downey | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 7 | Elect Patricia Hemingway Hall | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 8 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 9 | Elect Gregory B. Kenny | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 10 | Elect Nancy Killefer | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 11 | Elect David P. King | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 1 | Elect Micky Arison | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 2 | Elect Jonathon Band | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 3 | Elect Jason G. Cahilly | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 4 | Elect Helen Deeble | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 5 | Elect Arnold W. Donald | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 6 | Elect Richard J. Glasier | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 7 | Elect Debra J. Kelly-Ennis | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 8 | Elect John Parker | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 9 | Elect Stuart Subotnick | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 10 | Elect Laura A. Weil | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 11 | Elect Randall J. Weisenburger | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 13 | Approval of Directors' Remuneration Report | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 14 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 15 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 16 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 19 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 1 | Elect Kelly A. Ayotte | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 3 | Elect Daniel M. Dickinson | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 4 | Elect Juan Gallardo | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 5 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 6 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 7 | Elect Debra L. Reed | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 8 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 9 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 10 | Elect Jim Umpleby III | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 11 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 12 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 17 | Shareholder Proposal Regarding Human Rights Expertise on Board |
ShrHoldr | Voted | Against | Against | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/16/2017 | 1.1 | Elect T. Ritson Ferguson | Mgmt | Voted | For | For 97% Withhold 3% No independent lead or presiding director | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/16/2017 | 1.2 | Elect Frederick S. Hammer | Mgmt | Voted | For | For 64% Withhold 36% | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.1 | Elect Mark J. Alles | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.2 | Elect Richard W. Barker | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.3 | Elect Hans E. Bishop | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.4 | Elect Michael W. Bonney | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.5 | Elect Michael D. Casey | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.6 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.7 | Elect Michael A. Friedman | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.8 | Elect Julia A. Haller | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.9 | Elect Patricia Hemingway Hall | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.10 | Elect James J. Loughlin | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.11 | Elect Ernest Mario | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.12 | Elect John H. Weiland | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | For 63% Withhold 37% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.2 | Elect Walter C. Dostmann | Mgmt | Voted | For | For 64% Withhold 36% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.3 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.4 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.5 | Elect Christopher Pleister | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 3 | Amendment to CEE's Fundamental Investment Objective and Policy | Mgmt | Voted | For | For 69% Against 30% Abstain 1% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 4 | Amendment to CEE's Investment Policy Regarding Industry Concentration | Mgmt | Voted | For | For 65% Against 34% Abstain 1% | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 1 | Elect Walter W. Bettinger II | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 2 | Elect Joan T. Dea | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 3 | Elect Christopher V. Dodds | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 4 | Elect Mark A. Goldfarb | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 5 | Elect Charles A. Ruffel | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 9 | Adoption of Proxy Access | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Voted | Against | Against | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 1 | Elect W. Lance Conn | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 2 | Elect Kim C. Goodman | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 3 | Elect Craig A. Jacobson | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 4 | Elect Gregory B. Maffei | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 5 | Elect John C. Malone | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 6 | Elect John D. Markley, Jr. | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 7 | Elect David C. Merritt | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 8 | Elect Steven A. Miron | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 9 | Elect Balan Nair | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 10 | Elect Michael A. Newhouse | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 11 | Elect Mauricio Ramos | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 12 | Elect Thomas M. Rutledge | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 13 | Elect Eric L. Zinterhofer | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 2 | Elect John B. Frank | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 3 | Elect Alice P. Gast | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 4 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 5 | Elect Charles W. Moorman, IV | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 6 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 7 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 8 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 9 | Elect D. James Umpleby | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 10 | Elect Michael K. Wirth | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 14 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 15 | Shareholder Proposal Regarding Report on Transition to Low Carbon Economy | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 16 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| China Fund Inc | CHN | 169373107 | 8/30/2017 | 1 | Approval of a New Investment Advisory Agreement and Management Agreement | Mgmt | Voted | For | For 59% Against 40% Abstain 1% | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 1 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 2 | Elect Eric J. Foss | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 3 | Elect Isaiah Harris, Jr. | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 4 | Elect Roman Martinez IV | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 5 | Elect John M. Partridge | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 6 | Elect James E. Rogers | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 7 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 8 | Elect Donna F. Zarcone | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 9 | Elect William D. Zollars | Mgmt | Voted | For | Against | Against |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 12 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 1 | Elect Michael L. Corbat | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 2 | Elect Ellen M. Costello | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 3 | Elect John C. Dugan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 4 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 5 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 6 | Elect Franz B. Humer | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 7 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 8 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 9 | Elect Eugene M. McQuade | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 10 | Elect Michael E. O'Neill | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 11 | Elect Gary M. Reiner | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 12 | Elect Anthony M. Santomero | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 13 | Elect Diana L. Taylor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 14 | Elect James S. Turley | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 15 | Elect Deborah C. Wright | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 1.1 | Elect Robert L. Butler | Mgmt | Voted | For | For | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 1.2 | Elect Karen DiGravio | Mgmt | Voted | For | For | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 1.3 | Elect Kevin McNally | Mgmt | Voted | For | For | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 2 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Voted | Against | For | Against |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 1 | Elect Terrence A. Duffy | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 2 | Elect Timothy S. Bitsberger | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 3 | Elect Charles P. Carey | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 4 | Elect Dennis H. Chookaszian | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 5 | Elect Ana Dutra | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 6 | Elect Martin J. Gepsman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 7 | Elect Larry G. Gerdes | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 8 | Elect Daniel R. Glickman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 9 | Elect Deborah J. Lucas | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 10 | Elect Alex J. Pollock | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 11 | Elect Terry L. Savage | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 12 | Elect William R. Shepard | Mgmt | Voted | For | Against | Against |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 13 | Elect Howard J. Siegel | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 14 | Elect Dennis A. Suskind | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.1 | Elect George Grossman | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.2 | Elect Jane F. Magpiong | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.3 | Elect Robert H. Steers | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.4 | Elect C. Edward Ward, Jr. | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.1 | Elect George Grossman | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.2 | Elect Jane F. Magpiong | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.3 | Elect Robert H. Steers | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.4 | Elect C. Edward Ward, Jr. | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.2 | Elect Madeline S. Bell | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.3 | Elect Sheldon M. Bonovitz | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.10 | Elect Brian L. Roberts | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 3 | Advisory vote on executive compensation | Mgmt | Voted | For | Against | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.1 | Elect Bradley A. Alford | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.3 | Elect Stephen G. Butler | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.4 | Elect Sean M. Connolly | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.5 | Elect Thomas W. Dickson | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.6 | Elect Steven F. Goldstone | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.7 | Elect Joie Gregor | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.8 | Elect Rajive Johri | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.9 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.10 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.11 | Elect Craig P. Omtvedt | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 1 | Elect Steven L. Beal | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 2 | Elect Tucker S. Bridwell | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 3 | Elect Mark Puckett | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 4 | Elect Joseph Wright | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 1 | Elect Charles E. Bunch | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 2 | Elect Caroline Maury Devine | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 3 | Elect John V. Faraci | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 4 | Elect Jody L Freeman | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 5 | Elect Gay Huey Evans | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 6 | Elect Ryan M. Lance | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 7 | Elect Sharmila Mulligan | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 8 | Elect Arjun N. Murti | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 9 | Elect Robert A. Niblock | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 10 | Elect Harald J. Norvik | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.1 | Elect Jerry Fowden | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.2 | Elect Barry A. Fromberg | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.3 | Elect Robert L. Hanson | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.4 | Elect Ernesto M. Hernandez | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.5 | Elect James A. Locke III | Mgmt | Voted | For | Withhold | Against |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.6 | Elect Daniel J. McCarthy | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.7 | Elect Richard Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.8 | Elect Robert Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.9 | Elect Judy A. Schmeling | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.10 | Elect Keith E. Wandell | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 1.1 | Elect Kenneth D. Denman | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 1.2 | Elect W. Craig Jelinek | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 1.3 | Elect Jeffrey S. Raikes | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 5 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Voted | Against | Against | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 1 | Elect Donna M. Alvarado | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 2 | Elect John B. Breaux | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 3 | Elect Pamela L. Carter | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 4 | Elect James M. Foote | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 5 | Elect Steven T. Halverson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 6 | Elect Paul C. Hilal | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 7 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 8 | Elect John D. McPherson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 9 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 10 | Elect Dennis H. Reilley | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 11 | Elect Linda H. Riefler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 12 | Elect J. Steven Whisler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 13 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 1 | Elect N. Thomas Linebarger | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 2 | Elect Richard J. Freeland | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 3 | Elect Robert J. Bernhard | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 4 | Elect Franklin R. Chang-Diaz | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 5 | Elect Bruno V. Di Leo Allen | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 6 | Elect Stephen B. Dobbs | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 7 | Elect Robert K. Herdman | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 8 | Elect Alexis M. Herman | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 9 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 10 | Elect William I. Miller | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 11 | Elect Georgia R. Nelson | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 12 | Elect Karen H. Quintos | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting |
ShrHoldr | Voted | Against | For | Against |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 1 | Elect Richard M. Bracken | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 2 | Elect C. David Brown II | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 5 | Elect David W. Dorman | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 6 | Elect Anne M. Finucane | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 7 | Elect Larry J. Merlo | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 8 | Elect Jean-Pierre Millon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 9 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 10 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 11 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 12 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 1 | Elect Donald J. Ehrlich | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 2 | Elect Linda P. Hefner Filler | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 3 | Elect Thomas P. Joyce, Jr. | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 4 | Elect Teri List-Stoll | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 5 | Elect Walter G. Lohr, Jr. | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 6 | Elect Mitchell P. Rales | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 7 | Elect Steven M. Rales | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 8 | Elect John T. Schwieters | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 9 | Elect Alan G. Spoon | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 10 | Elect Raymond C. Stevens | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 11 | Elect Elias A. Zerhouni | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.1 | Elect Thomas L. Bennett | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.2 | Elect Ann Borowiec | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.3 | Elect Joseph W. Chow | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.4 | Elect John A. Fry | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.5 | Elect Shawn Lytle | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.6 | Elect Frances A. Sevilla-Sacasa | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.7 | Elect Thomas K. Whitford | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.8 | Elect Lucinda S. Landreth | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.9 | Elect Janet L. Yeomans | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delphi Automotive PLC | DLPH | G27823106 | 11/7/2017 | 1 | Company Name Change | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 1 | Elect Edward H. Bastian | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 2 | Elect Francis S. Blake | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 3 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 4 | Elect Ashton B. Carter | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 5 | Elect David G. DeWalt | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 6 | Elect William H. Easter III | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 7 | Elect Michael P. Huerta | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 8 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 9 | Elect George N. Mattson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 10 | Elect Douglas R Ralph | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 11 | Elect Sergio A. L. Rial | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 12 | Elect Kathy N. Waller | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 1 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 2 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 3 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 4 | Elect Robert A. Brown | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 5 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 6 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 7 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 8 | Elect Lois D. Juliber | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 9 | Elect Andrew N. Liveris | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 10 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 11 | Elect Paul Polman | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 12 | Elect Dennis H. Reilley | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 13 | Elect James M. Ringler | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 14 | Elect Ruth G. Shaw | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 15 | Elect Lee M. Thomas | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 16 | Elect Patrick J. Ward | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 19 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Voted | Against | Against | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Voted | Against | Against | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.1 | Elect Gerard M. Anderson | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.2 | Elect David A. Brandon | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.3 | Elect W. Frank Fountain, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.4 | Elect Charles G. McClure | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.5 | Elect Gail J. McGovern | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.6 | Elect Mark A. Murray | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.7 | Elect James B. Nicholson | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.8 | Elect Josue Robles, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.9 | Elect Ruth G. Shaw | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.10 | Elect Robert C. Skaggs, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.11 | Elect David A. Thomas | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.12 | Elect James H. Vandenberghe | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 4 | Amendment to the Long Term Incentive Plan | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 5 | Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant | ShrHoldr | Voted | Against | Against | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/13/2018 | 1.1 | Elect Donald C. Burke | Mgmt | Voted | For | For 97% Against 3% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/13/2018 | 1.2 | Elect Clifford W. Hoffman | Mgmt | Voted | For | For 97% Against 3% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/13/2018 | 1.3 | Elect Eileen A. Moran | Mgmt | Voted | For | For 97% Against 3% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 5/24/2018 | 1 | Elect Ronald J. Burton | Mgmt | Voted | For | For 77% Against 20% Abstain 3% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 5/24/2018 | 2 | Elect Steven A. Baffico | Mgmt | Voted | For | For 77% Against 20% Abstain 3% | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 2 | Elect Barbara J. Beck | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 3 | Elect Leslie S. Biller | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 4 | Elect Carl M. Casale | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 5 | Elect Stephen I. Chazen | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 6 | Elect Jeffrey M. Ettinger | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 7 | Elect Arthur J. Higgins | Mgmt | Voted | For | Against | Against |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 8 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 9 | Elect David W. MacLennan | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 10 | Elect Tracy B. McKibben | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 11 | Elect Victoria J. Reich | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 12 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 13 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 16 | Shareholder Proposal Regarding Right to Call A Special Meeting | ShrHoldr | Voted | Against | Against | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 1 | Elect Michael C. Camunez | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 2 | Elect Vanessa C.L. Chang | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 3 | Elect James T. Morris | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 4 | Elect Timothy T. O'Toole | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 5 | Elect Pedro J. Pizarro | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 6 | Elect Linda G. Stuntz | Mgmt | Voted | For | Against | Against |
| Edison International | EIX | 281020107 | 4/26/2018 | 7 | Elect William P. Sullivan | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 8 | Elect Ellen O. Tauscher | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 9 | Elect Peter J. Taylor | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 10 | Elect Brett White | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 1 | Elect Michael A. Mussallem | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 2 | Elect Kieran T. Gallahue | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 3 | Elect Leslie Stone Heisz | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 4 | Elect William J. Link | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 5 | Elect Steven R. Loranger | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 6 | Elect Martha H. Marsh | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 7 | Elect Wesley W. von Schack | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 8 | Elect Nicholas J. Valeriani | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 1 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 2 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 3 | Elect Robert P. Daniels | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 4 | Elect James C. Day | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 5 | Elect C. Christopher Gaut | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 6 | Elect Donald F. Textor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 7 | Elect William R. Thomas | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 8 | Elect Frank G. Wisner | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 10 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 2 | Elect Wei Sun Christianson | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 3 | Elect Fabrizio Freda | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 4 | Elect Jane Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 5 | Elect Leonard A. Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.1 | Elect Christian H. Strenger | Mgmt | Voted | For | For 87% Withhold 13% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 88% Withhold 12% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.3 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 88% Withhold 12% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.4 | Elect Christopher Pleister | Mgmt | Voted | For | For 88% Withhold 12% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0.5% Abstain 0.5% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 3 | Amendment to EEA's Fundamental Investment Objective and Policy | Mgmt | Voted | For | For 87% Against 12% Abstain 1% | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 1 | Elect Maura C. Breen | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 3 | Elect Elder Granger | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 4 | Elect Nicholas J. LaHowchic | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 5 | Elect Thomas P. Mac Mahon | Mgmt | Voted | For | Against | Against |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 6 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 7 | Elect Frank Mergenthaler | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 8 | Elect Woodrow A. Myers, Jr. | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 9 | Elect Roderick A. Palmore | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 10 | Elect George Paz | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 11 | Elect William L. Roper | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 12 | Elect Seymour Sternberg | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 13 | Elect Timothy Wentworth | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 1 | Elect Susan K. Avery | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 2 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 3 | Elect Ursula M. Burns | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 4 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 5 | Elect Steven A. Kandarian | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 6 | Elect Douglas R. Oberhelman | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 7 | Elect Samuel J. Palmisano | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 8 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 9 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 10 | Elect Darren W. Woods | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.1 | Elect Marc L. Andreessen | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.2 | Elect Erskine B. Bowles | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.3 | Elect Kenneth I. Chenault | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.5 | Elect Reed Hastings | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.6 | Elect Jan Koum | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.7 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.8 | Elect Peter A. Thiel | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.9 | Elect Mark Zuckerberg | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 1 | Elect James L. Barksdale | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 2 | Elect John A. Edwardson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 3 | Elect Marvin Ellison | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 4 | Elect John Chris Inglis | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 5 | Elect Kimberly A. Jabal | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 7 | Elect R. Brad Martin | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 8 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 9 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 10 | Elect Frederick W. Smith | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 11 | Elect David P. Steiner | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 12 | Elect Paul S. Walsh | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 15 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 19 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 20 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Voted | Against | Against | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 1 | Elect Ellen R. Alemany | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 2 | Elect Keith W. Hughes | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 3 | Elect David K. Hunt | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 4 | Elect Stephan A. James | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 5 | Elect Leslie M. Muma | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 6 | Elect Gary A. Norcross | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 7 | Elect Louise M. Parent | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 8 | Elect James B. Stallings, Jr. | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/23/2018 | 1.1 | Elect Richard E. Erickson | Mgmt | Voted | For | For 98% Withhold 2% | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/23/2018 | 1.2 | Elect Thomas R. Kadlec | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.1 | Elect Alison Davis | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.2 | Elect Harry DiSimone | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.3 | Elect John Y. Kim | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.4 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.5 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.6 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.7 | Elect Kim M. Robak | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.8 | Elect J.D. Sherman | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.9 | Elect Doyle R. Simons | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.10 | Elect Jeffery W. Yabuki | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 2 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 5 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 1 | Elect Stephen G. Butler | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 2 | Elect Kimberly A. Casiano | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 3 | Elect Anthony F. Earley, Jr. | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 4 | Elect Edsel B. Ford II | Mgmt | Voted | For | Against | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 5 | Elect William Clay Ford, Jr. | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 6 | Elect James P. Hackett | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 7 | Elect William W. Helman IV | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 8 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 9 | Elect John C. Lechleiter | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 10 | Elect Ellen R. Marram | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 11 | Elect John L. Thornton | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 12 | Elect John B. Veihmeyer | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 13 | Elect Lynn M. Vojvodich | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 14 | Elect John S. Weinberg | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | Voted | For | Against | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Gabelli Global Small and Mid Cap Value Trust | GGZ | 36249W104 | 5/14/2018 | 1.1 | Elect Anthony J. Colavita | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Gabelli Global Utility & Income Trust. | GLU | 36242L105 | 5/14/2018 | 1.1 | Elect Salvatore M. Salibello | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 5/14/2018 | 1.1 | Elect Robert C. Kolodny | Mgmt | Voted | For | For 75% Withhold 25% | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 5/14/2018 | 1.2 | Elect Salvatore J. Zizza | Mgmt | Voted | For | For 75% Withhold 25% | For |
| GDL Fund | GDL | 361570104 | 5/14/2018 | 1.1 | Elect Leslie F. Foley | Mgmt | Voted | For | For 97% Withhold 3% | For |
| GDL Fund | GDL | 361570104 | 5/14/2018 | 1.2 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 97% Withhold 3% | For |
| GDL Fund | GDL | 361570104 | 5/14/2018 | 1.3 | Elect Michael J. Melarkey | Mgmt | Voted | For | For 97% Withhold 3% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.1 | Elect Rodney B. Berens | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.2 | Elect Lewis B. Cullman | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.3 | Elect Spencer Davidson | Mgmt | Voted | For | For 83% Withhold 17% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.4 | Elect Clara E. Del Villar | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.5 | Elect John D. Gordan, III | Mgmt | Voted | For | For 82% Withhold 18% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.6 | Elect Betsy F. Gotbaum | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.7 | Elect Sidney R. Knafel | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.8 | Elect Rose Peabody Lynch | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.9 | Elect Jeffrey W. Priest | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.10 | Elect Henry R. Schirmer | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 91% Against 9% | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 1 | Elect Bradbury H. Anderson | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 2 | Elect Alicia Boler Davis | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 3 | Elect R. Kerry Clark | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 4 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 5 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 6 | Elect Henrietta H. Fore | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 7 | Elect Jeffrey L. Harmening | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 8 | Elect Maria G. Henry | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 9 | Elect Heidi G. Miller | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 10 | Elect Steve Odland | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 11 | Elect Kendall J. Powell | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 12 | Elect Eric D. Sprunk | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 13 | Elect Jorge A. Uribe | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 14 | 2017 Stock Compensation Plan | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 1 | Elect Mary T. Barra | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 2 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 3 | Elect Joseph Jimenez | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 4 | Elect Jane L. Mendillo | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 5 | Elect Michael G. Mullen | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 6 | Elect James J. Mulva | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 7 | Elect Patricia F. Russo | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 8 | Elect Thomas M. Schoewe | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 9 | Elect Theodore M. Solso | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 10 | Elect Carol M. Stephenson | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 11 | Elect Devin N. Wenig | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 16 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 1 | Elect John F. Cogan | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 2 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 3 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 4 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 5 | Elect John C. Martin | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 6 | Elect John F. Milligan | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 7 | Elect Richard J. Whitley | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 8 | Elect Gayle E. Wilson | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 9 | Elect Per Wold-Olsen | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 1 | Elect R. Milton Johnson | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 2 | Elect Robert J. Dennis | Mgmt | Voted | For | Against | Against |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 3 | Elect Nancy-Ann DeParle | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 4 | Elect Thomas F. Frist III | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 5 | Elect William R. Frist | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 6 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 7 | Elect Ann H. Lamont | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 8 | Elect Geoffrey G. Meyers | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 9 | Elect Michael W. Michelson | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 10 | Elect Wayne J. Riley | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 11 | Elect John W. Rowe | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 2 | Elect Duncan B. Angove | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 3 | Elect William S. Ayer | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 4 | Elect Kevin Burke | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 5 | Elect Jaime Chico Pardo | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 6 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 7 | Elect Linnet F. Deily | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 8 | Elect Judd Gregg | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 9 | Elect Clive Hollick | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 10 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 11 | Elect George Paz | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 12 | Elect Robin L. Washington | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 1 | Elect Kurt J. Hilzinger | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 2 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 3 | Elect Bruce D. Broussard | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 4 | Elect Frank A. D'Amelio | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 5 | Elect Karen B. DeSalvo | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 6 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 7 | Elect David A. Jones Jr. | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 8 | Elect William J. McDonald | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 9 | Elect William E. Mitchell | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 10 | Elect David B. Nash | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 11 | Elect James J. O'Brien | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 12 | Elect Marissa T. Peterson | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 1 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 2 | Elect Susan Crown | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 3 | Elect James W. Griffith | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 4 | Elect Jay L. Henderson | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 5 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 6 | Elect E. Scott Santi | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 7 | Elect James A. Skinner | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 8 | Elect David H. B. Smith, Jr. | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 9 | Elect Pamela B. Strobel | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 10 | Elect Kevin M. Warren | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 11 | Elect Anre D. Williams | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 1 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 3 | Elect John Bruton | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 4 | Elect Jared L. Cohon | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 5 | Elect Gary D. Forsee | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 6 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 7 | Elect Michael W. Lamach | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 8 | Elect Myles P. Lee | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 9 | Elect Karen B. Peetz | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 10 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 11 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 12 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 15 | Approval of the 2018 Incentive Stock Plan | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 1 | Elect Aneel Bhusri | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 2 | Elect Andy D. Bryant | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 3 | Elect Reed E. Hundt | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 4 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 5 | Elect Brian M. Krzanich | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 6 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 7 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 8 | Elect Gregory D. Smith | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 9 | Elect Andrew Wilson | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 10 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Voted | Against | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 2 | Elect Ann M. Cairns | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 3 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 4 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 5 | Elect Jean-Marc Forneri | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 6 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 7 | Elect Fred W. Hatfield | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 8 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 9 | Elect Frederic V. Salerno | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 10 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 11 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 12 | Elect Vincent S. Tese | Mgmt | Voted | For | Against | Against |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 1 | Elect Eve Burton | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 2 | Elect Scott D. Cook | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 3 | Elect Richard Dalzell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 4 | Elect Deborah Liu | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 5 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 6 | Elect Dennis D. Powell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 7 | Elect Brad D. Smith | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 8 | Elect Thomas J. Szkutak | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 9 | Elect Raul Vazquez | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 10 | Elect Jeff Weiner | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 1 | Elect Craig H. Barratt | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 2 | Elect Michael A. Friedman | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 3 | Elect Gary S. Guthart | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 4 | Elect Amal M. Johnson | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 5 | Elect Keith R. Leonard, Jr. | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 6 | Elect Alan J. Levy | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 7 | Elect Jami Dover Nachtsheim | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 8 | Elect Mark J. Rubash | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 9 | Elect Lonnie M. Smith | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Japan Smaller Capitalization Fund Inc. | JOF | 47109U104 | 11/15/2017 | 1.1 | Elect Yutaka Itabashi | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 1 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 2 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 3 | Elect Ian E.L. Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 4 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 5 | Elect Alex Gorsky | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 6 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 7 | Elect Anne M. Mulcahy | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 8 | Elect William D. Perez | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 9 | Elect Charles Prince | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 10 | Elect A. Eugene Washington | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 11 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Voted | Against | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 2 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 3 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 4 | Elect Todd A. Combs | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 5 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 6 | Elect James Dimon | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 7 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 8 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 9 | Elect Laban P. Jackson, Jr. | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 10 | Elect Michael A. Neal | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 11 | Elect Lee R. Raymond | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 12 | Elect William C. Weldon | Mgmt | Voted | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | Voted | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 15 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Voted | Against | Against | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.1 | Elect Carter Cast | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.2 | Elect Zachary Gund | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.3 | Elect Jim Jenness | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.4 | Elect Don Knauss | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Korea Fund Inc | KF | 500634209 | 10/20/2017 | 1 | Elect Christopher B. Brader | Mgmt | Voted | For | For 98% Against 2% Abstain 0% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 8/3/2017 | 1.1 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 8/3/2017 | 1.2 | Elect W. Allen Reed | Mgmt | Voted | For | For 25% Withhold 75% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 8/3/2017 | 1.3 | Elect Nancy C. Everett | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 6/21/2018 | 1.1 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 6/21/2018 | 1.2 | Elect W. Allen Reed | Mgmt | Voted | For | For 25% Withhold 75% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 6/21/2018 | 1.3 | Elect Nancy C. Everett | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/24/2017 | 1.1 | Elect Thomas W. Brock | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/24/2017 | 1.2 | Elect George R. Gaspari | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/24/2017 | 2 | Shareholder Proposal Regarding Self Tender Offer | ShrHoldr | Voted | Against | For 32% Against 66% Abstain 2% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/24/2017 | 1.1 | Elect John A. Benning | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/24/2017 | 1.2 | Elect Richard C. Rantzow | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 1 | Elect Katherine Baicker | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 2 | Elect J. Erik Fyrwald | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 3 | Elect Jamere Jackson | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 4 | Elect Ellen R. Marram | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 5 | Elect Jackson P. Tai | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 8 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 9 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 10 | Amendment to the 2002 Stock Plan | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Voted | Against | Against | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 1 | Elect Board of Directors | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 2 | Elect Daniel F. Akerson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 3 | Elect Nolan D. Archibald | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 4 | Elect David B. Burritt | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 5 | Elect Bruce A. Carlson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 6 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 7 | Elect Thomas J. Falk | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 8 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 9 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 10 | Elect Joseph W. Ralston | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 11 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 13 | Amendment to the Directors Equity Plan | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.1 | Elect Raul Alvarez | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.2 | Elect David H. Batchelder | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.3 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.4 | Elect Sandra B. Cochran | Mgmt | Voted | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.5 | Elect Laurie Z. Douglas | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.6 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.7 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.8 | Elect James H. Morgan | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.9 | Elect Robert A. Niblock | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.10 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.11 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.12 | Elect Lisa W. Wardell | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.13 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 6/19/2018 | 1 | Elect Gordon A. Baird | Mgmt | Voted | For | For 98% Abstain 2% | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 1 | Elect J.W. Marriott, Jr. | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 2 | Elect Mary K. Bush | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 3 | Elect Bruce W. Duncan | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 4 | Elect Deborah Marriott Harrison | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 5 | Elect Frederick A. Henderson | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 6 | Elect Eric Hippeau | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 7 | Elect Lawrence W. Kellner | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 8 | Elect Debra L. Lee | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 9 | Elect Aylwin B. Lewis | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 10 | Elect George Munoz | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 11 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 12 | Elect W. Mitt Romney | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 13 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 14 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 17 | Right to Call a Special Meeting | Mgmt | Voted | For | Abstain | Against |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 1 | Elect Anthony K. Anderson | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 2 | Elect Oscar Fanjul Martin | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 3 | Elect Daniel S. Glaser | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 4 | Elect H. Edward Hanway | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 6 | Elect Elaine La Roche | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 7 | Elect Steven A. Mills | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 8 | Elect Bruce P. Nolop | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 9 | Elect Marc D. Oken | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 10 | Elect Morton O. Schapiro | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 11 | Elect Lloyd M. Yates | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 12 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 15 | Amendment to the 1999 Employee Stock Purchase Plan and Irish Savings Related Share Option Scheme | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 1 | Elect Richard Haythornthwaite | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 2 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 3 | Elect Silvio Barzi | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 4 | Elect David R. Carlucci | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 5 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 6 | Elect Steven J. Freiberg | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 7 | Elect Julius Genachowski | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 8 | Elect Goh Choon Phong | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 9 | Elect Merit E. Janow | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 10 | Elect Nancy J. Karch | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 11 | Elect Oki Matsumoto | Mgmt | Voted | For | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 12 | Elect Rima Qureshi | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 13 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 14 | Elect Jackson P. Tai | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 1 | Elect Lloyd H. Dean | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 2 | Elect Stephen J. Easterbrook | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 3 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 4 | Elect Margaret H. Georgiadis | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 6 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 8 | Elect John Mulligan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 9 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 10 | Elect John W. Rogers, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 11 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Voted | Against | For | Against |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Voted | Against | Against | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 1 | Elect Andy D. Bryant | Mgmt | Voted | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 2 | Elect N. Anthony Coles | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 3 | Elect John H. Hammergren | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 4 | Elect M. Christine Jacobs | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 5 | Elect Donald R. Knauss | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 6 | Elect Marie L. Knowles | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 7 | Elect Edward A. Mueller | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 8 | Elect Susan R. Salka | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 2 | Elect Craig Arnold | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 4 | Elect Randall J. Hogan III | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 5 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 7 | Elect Michael O. Leavitt | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 8 | Elect James T. Lenehan | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 9 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 10 | Elect Denise M. O'Leary | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 11 | Elect Kendall J. Powell | Mgmt | Voted | For | Against | Against |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 12 | Elect Robert C. Pozen | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 10/19/2017 | 1 | Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 10/19/2017 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Mexico Equity And Income Fund Inc | MXE | 592834105 | 12/14/2017 | 1 | Elect Phillip Goldstein | Mgmt | Voted | For | For 98% Abstain 2% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/6/2018 | 1.1 | Elect Marc J. Shapiro | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/6/2018 | 1.2 | Elect Jaime Serra Puche | Mgmt | Voted | For | For 72% Withhold 28% Serves on too many boards | Against |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 1 | Elect Robert L. Bailey | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 2 | Elect Richard M. Beyer | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 3 | Elect Patrick J. Byrne | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 4 | Elect Mercedes Johnson | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 5 | Elect Sanjay Mehrotra | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 6 | Elect Lawrence N. Mondry | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 7 | Elect Robert E. Switz | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 8 | Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 1 | Elect William H. Gates III | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 2 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 3 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 4 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 5 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 6 | Elect Charles H. Noski | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 7 | Elect Helmut G. W. Panke | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 8 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 9 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 10 | Elect Charles W. Scharf | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 11 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 12 | Elect John W. Stanton | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 13 | Elect John W. Thompson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 14 | Elect Padmasree Warrior | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 19 | Approval of the 2017 Stock Plan | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 1 | Elect Lewis W.K. Booth | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 2 | Elect Charles E. Bunch | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 3 | Elect Debra A. Crew | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 4 | Elect Lois D. Juliber | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 5 | Elect Mark D. Ketchum | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 6 | Elect Peter W. May | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 7 | Elect Jorge S. Mesquita | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 8 | Elect Joseph Neubauer | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 9 | Elect Fredric G. Reynolds | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 10 | Elect Christiana Shi | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 11 | Elect Patrick T. Siewert | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 13 | Elect Dirk Van de Put | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Voted | Against | Against | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 1 | Elect Dwight M. Barns | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 2 | Elect Gregory H. Boyce | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 3 | Elect David L. Chicoine | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 4 | Elect Janice L. Fields | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 5 | Elect Hugh Grant | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 6 | Elect Laura K. Ipsen | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 7 | Elect Marcos Marinho Lutz | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 8 | Elect C. Steven McMillan | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 9 | Elect Jon R. Moeller | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 10 | Elect George H. Poste | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 11 | Elect Robert J. Stevens | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 12 | Elect Patricia Verduin | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 15 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Voted | Against | Against | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 1 | Elect Basil L. Anderson | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 2 | Elect Jorge A. Bermudez | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 3 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 4 | Elect Kathryn M. Hill | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 5 | Elect Raymond W. McDaniel, Jr. | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 6 | Elect Henry A. McKinnell, Jr. | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 7 | Elect Leslie F. Seidman | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 8 | Elect Bruce Van Saun | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 9 | Elect Gerrit Zalm | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 12 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 1 | Elect Elizabeth Corley | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 2 | Elect Alistair Darling | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 3 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 4 | Elect James P. Gorman | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 5 | Elect Robert H. Herz | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 6 | Elect Nobuyuki Hirano | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 7 | Elect Jami Miscik | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 8 | Elect Dennis M. Nally | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 9 | Elect Hutham S. Olayan | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 10 | Elect Ryohsuke Tamakoshi | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 11 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 12 | Elect Rayford Wilkins, Jr. | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 6/21/2018 | 1.1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 6/21/2018 | 1.2 | Elect Michael F. Klein | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 6/21/2018 | 1.3 | Elect W. Allen Reed | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.2 | Elect Michael F. Klein | Mgmt | Voted | For | For 59% Withhold 41% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.3 | Elect W. Allen Reed | Mgmt | Voted | For | For 60% Withhold 40% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | EDD | 617477104 | 6/21/2018 | 1.1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 96% Withhold 4% Less than 75% Attendance | Against |
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | EDD | 617477104 | 6/21/2018 | 1.2 | Elect Michael F. Klein | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | EDD | 617477104 | 6/21/2018 | 1.3 | Elect W. Allen Reed | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 8/3/2017 | 1.1 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 8/3/2017 | 1.2 | Elect Nancy C. Everett | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 8/3/2017 | 1.3 | Elect Patricia Maleski | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/21/2018 | 1.1 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/21/2018 | 1.2 | Elect Patricia Maleski | Mgmt | Voted | For | For 92% Withhold 8% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 1 | Elect Richard N. Barton | Mgmt | Voted | For | Abstain | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 2 | Elect Rodolphe Belmer | Mgmt | Voted | For | For | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 3 | Elect Bradford L. Smith | Mgmt | Voted | For | Abstain | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 4 | Elect Anne M. Sweeney | Mgmt | Voted | For | Abstain | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 9 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 12 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Voted | Against | For | Against |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.1 | Elect Wilhelm Bender | Mgmt | Voted | For | For 91% Withhold 9% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.2 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 91% Withhold 9% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.3 | Elect Christopher Pleister | Mgmt | Voted | For | For 91% Withhold 9% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.4 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 90% Withhold 10% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| New Ireland Fund Inc | IRL | 645673104 | 6/11/2018 | 1.1 | Elect Michael A. Pignataro | Mgmt | Voted | For | For 83% Withhold 17% | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.1 | Elect Bridget M. Ryan-Berman | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.2 | Elect Patrick D. Campbell | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.3 | Elect James R. Craigie | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.4 | Elect Debra A. Crew | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.5 | Elect Brett M. Icahn | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.6 | Elect Gerardo I. Lopez | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.7 | Elect Courtney Mather | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.8 | Elect Michael B. Polk | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.9 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.10 | Elect Robert A. Steele | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.11 | Elect Steven J. Strobel | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.12 | Elect Michael A. Todman | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | N/A | For | N/A |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 2 | Elect James L. Camaren | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 6 | Elect Toni Jennings | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 8 | Elect James L. Robo | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 9 | Elect Rudy E. Schupp | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 10 | Elect John L. Skolds | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 11 | Elect William H. Swanson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 12 | Elect Hansel E. Tookes II | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 1.1 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 1.2 | Elect John C. Lechleiter | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 1.3 | Elect Michelle Peluso | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 4 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 1 | Elect Thomas D. Bell Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 2 | Elect Wesley G. Bush | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 3 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 4 | Elect Mitchell E. Daniels, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 5 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 6 | Elect Steven F. Leer | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 7 | Elect Michael D. Lockhart | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 8 | Elect Amy E. Miles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 9 | Elect Martin H. Nesbitt | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 10 | Elect Jennifer F. Scanlon | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 11 | Elect James A. Squires | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 12 | Elect John R. Thompson | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Voted | Against | For | Against |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.1 | Elect Margo L. Cook | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.2 | Elect Jack B. Evans | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.3 | Elect Albin F. Moschner | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.4 | Elect William J. Schneider | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 1 | Elect Spencer Abraham | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 2 | Elect Howard I. Atkins | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 3 | Elect Eugene L. Batchelder | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 4 | Elect John E. Feick | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 5 | Elect Margaret M. Foran | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 6 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 7 | Elect Vicki A. Hollub | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 8 | Elect William R. Klesse | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 9 | Elect Jack B. Moore | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 10 | Elect Avedick B. Poladian | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 11 | Elect Elisse B. Walter | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 13 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.1 | Elect Jeffrey S. Berg | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.2 | Elect Michael J. Boskin | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.3 | Elect Safra A. Catz | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.4 | Elect Bruce R. Chizen | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.5 | Elect George H. Conrades | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.6 | Elect Lawrence J. Ellison | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.7 | Elect Hector Garcia-Molina | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.8 | Elect Jeffrey O. Henley | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.9 | Elect Mark V. Hurd | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.10 | Elect Renee J. James | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.11 | Elect Leon E. Panetta | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.12 | Elect Naomi O. Seligman | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 1 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 2 | Elect Wences Casares | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 3 | Elect Jonathan Christodoro | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 4 | Elect John J. Donahoe II | Mgmt | Voted | For | Against | Against |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 5 | Elect David W. Dorman | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 6 | Elect Belinda J. Johnson | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 7 | Elect Gail J. McGovern | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 8 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 9 | Elect Ann Sarnoff | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 10 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 11 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | Voted | For | Against | Against |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 14 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Voted | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 1 | Elect Shona L. Brown | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 2 | Elect George W. Buckley | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 3 | Elect Cesar Conde | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 5 | Elect Dina Dublon | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 6 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 7 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 8 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 9 | Elect David C. Page | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 10 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 12 | Elect Darren Walker | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 13 | Elect Alberto Weisser | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 1 | Elect Lewis Chew | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 2 | Elect Fred J. Fowler | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 3 | Elect Richard C. Kelly | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 4 | Elect Roger H. Kimmel | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 5 | Elect Richard A. Meserve | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 6 | Elect Forrest E. Miller | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 7 | Elect Eric D. Mullins | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 8 | Elect Rosendo G. Parra | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 9 | Elect Barbara L. Rambo | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 10 | Elect Anne Shen Smith | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 11 | Elect Geisha J. Williams | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Voted | Against | Against | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 1 | Elect Harold Brown | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 2 | Elect Andre Calantzopoulos | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 3 | Elect Louis C. Camilleri | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 4 | Elect Massimo Ferragamo | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 5 | Elect Werner Geissler | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 6 | Elect Lisa A. Hook | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 7 | Elect Jennifer Xin-Zhe Li | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 8 | Elect Jun Makihara | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 9 | Elect Sergio Marchionne | Mgmt | Voted | For | Against | Against |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 10 | Elect Kalpana Morparia | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 11 | Elect Lucio A. Noto | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 12 | Elect Frederik Paulsen | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 13 | Elect Robert B. Polet | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 14 | Elect Stephen M. Wolf | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 1 | Elect J. Brian Ferguson | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 2 | Elect Harold W. McGraw III | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 3 | Elect Victoria J. Tschinkel | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 6 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 1 | Elect Edison C. Buchanan | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 2 | Elect Andrew F. Cates | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 3 | Elect Timothy L. Dove | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 4 | Elect Phillip A. Gobe | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 5 | Elect Larry R. Grillot | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 6 | Elect Stacy P. Methvin | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 7 | Elect Royce W. Mitchell | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 8 | Elect Frank A. Risch | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 9 | Elect Scott D. Sheffield | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 10 | Elect Mona K. Sutphen | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 11 | Elect J. Kenneth Thompson | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 12 | Elect Phoebe A. Wood | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 13 | Elect Michael D. Wortley | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 1 | Merger/Acquisition | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 2 | Reduction in Share Premium Account (Linde plc) | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 3 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 4 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 1 | Elect Hamid R. Moghadam | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 2 | Elect Cristina G. Bita | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 3 | Elect George L. Fotiades | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 4 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 5 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 6 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 7 | Elect David P. O'Connor | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 8 | Elect Olivier Piani | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 9 | Elect Jeffrey L. Skelton | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 10 | Elect Carl B. Webb | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 11 | Elect William D. Zollars | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 2 | Elect Gilbert F. Casellas | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 3 | Elect Mark B. Grier | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 4 | Elect Martina Hund-Mejean | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 5 | Elect Karl J. Krapek | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 6 | Elect Peter R. Lighte | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 7 | Elect George Paz | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 8 | Elect Sandra Pianalto | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 9 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 10 | Elect Douglas A. Scovanner | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 11 | Elect John R. Strangfeld | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 12 | Elect Michael A. Todman | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 15 | Shareholder Proposal Independent Board Chairman | ShrHoldr | Voted | Against | For | Against |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 1 | Elect Tracy A. Atkinson | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 2 | Elect Robert E. Beauchamp | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 3 | Elect Adriane M. Brown | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 4 | Elect Vernon E. Clark | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 5 | Elect Stephen J. Hadley | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 6 | Elect Thomas A. Kennedy | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 7 | Elect Letitia A. Long | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 8 | Elect George R. Oliver | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 9 | Elect Dinesh C. Paliwal | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 10 | Elect William R. Spivey | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 11 | Elect James A. Winnefeld, Jr. | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 12 | Elect Robert O. Work | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Reaves Utility Income Fund | UTG | 756158101 | 4/11/2018 | 1.1 | Elect E. Wayne Nordberg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Reaves Utility Income Fund | UTG | 756158101 | 4/11/2018 | 1.2 | Elect Larry W. Papasan | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 1 | Elect Arthur F. Ryan | Mgmt | Voted | For | Against | Against |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 2 | Elect George L. Sing | Mgmt | Voted | For | Against | Against |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 3 | Elect Marc Tessier-Lavigne | Mgmt | Voted | For | For | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 1 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 2 | Elect Tomago Collins | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 3 | Elect Thomas W. Handley | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 4 | Elect Jennifer M Kirk | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 5 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 6 | Elect Kim S. Pegula | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 7 | Elect Ramon A. Rodriguez | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 8 | Elect Donald W. Slager | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 9 | Elect John M. Trani | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 10 | Elect Sandra M Volpe | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 13 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Reynolds American Inc. | RAI | 761713106 | 7/19/2017 | 1 | Merger/Acquisition | Mgmt | Voted | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 7/19/2017 | 2 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | Against | Against |
| Reynolds American Inc. | RAI | 761713106 | 7/19/2017 | 3 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| RMR Real Estate Income Fund. | RIF | 76970B101 | 4/25/2018 | 1 | Elect Jeffrey P. Somers | Mgmt | Voted | For | For 86% Against 13% Abstain 1% | Against |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.2 | Elect Amy Woods Brinkley | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.3 | Elect John F. Fort, III | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.4 | Elect Brian D. Jellison | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.5 | Elect Robert D. Johnson | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.6 | Elect Robert E. Knowling, Jr. | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.7 | Elect Wilbur J. Prezzano | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.8 | Elect Laura G. Thatcher | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.9 | Elect Richard F. Wallman | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.10 | Elect Christopher Wright | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 1 | Elect John F. Brock | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 2 | Elect Richard D. Fain | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 3 | Elect William L. Kimsey | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 4 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 5 | Elect Ann S. Moore | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 6 | Elect Eyal M. Ofer | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 7 | Elect Thomas J. Pritzker | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 8 | Elect William K. Reilly | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 9 | Elect Bernt Reitan | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 10 | Elect Vagn Sorensen | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 11 | Elect Donald Thompson | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 12 | Elect Arne Alexander Wilhelmsen | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780915104 | 9/28/2017 | 1.1 | Elect Stephen L. Isaacs | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780915104 | 9/28/2017 | 1.2 | Elect Christopher D. Clark | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780915104 | 9/28/2017 | 1.3 | Elect Christopher C. Grisanti | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.1 | Elect Stephen L. Isaacs | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.2 | Elect Christopher D. Clark | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.3 | Elect Christopher C. Grisanti | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 78081T104 | 9/28/2017 | 1.1 | Elect Stephen L. Isaacs | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 78081T104 | 9/28/2017 | 1.2 | Elect Christopher D. Clark | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 78081T104 | 9/28/2017 | 1.3 | Elect Christopher C. Grisanti | Mgmt | Voted | For | For 98% Withhold 2% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 2 | Elect William D. Green | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 3 | Elect Charles E. Haldeman, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 4 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 5 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 6 | Elect Monique F. Leroux | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 7 | Elect Maria R. Morris | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 8 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 9 | Elect Sir Michael Rake | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 10 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 11 | Elect Kurt L. Schmoke | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 2 | Elect Keith G. Block | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 3 | Elect Craig A. Conway | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 4 | Elect Alan G. Hassenfeld | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 5 | Elect Neelie Kroes | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 6 | Elect Colin L. Powell | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 7 | Elect Sanford R. Robertson | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 8 | Elect John V. Roos | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 9 | Elect Bernard Tyson | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 10 | Elect Robin L. Washington | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 11 | Elect Maynard G. Webb | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 12 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 13 | Adoption of Right to Call a Special Meeting | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | Against | Against |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Voted | Against | Against | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 2 | Elect Kathleen Brown | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 3 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 4 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 5 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 6 | Elect William D. Jones | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 7 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 8 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 9 | Elect William G. Ouchi | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 10 | Elect Debra L. Reed | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 11 | Elect William C. Rusnack | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 12 | Elect Lynn Schenk | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 13 | Elect Jack T. Taylor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 14 | Elect James C. Yardley | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.7 | Elect Allan M. Rudnick | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 1 | Elect David W. Biegler | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 2 | Elect J. Veronica Biggins | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 3 | Elect Douglas H. Brooks | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 4 | Elect William H. Cunningham | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 5 | Elect John G. Denison | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 6 | Elect Thomas W. Gilligan | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 7 | Elect Gary C. Kelly | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 8 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 9 | Elect Nancy B. Loeffler | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 10 | Elect John T. Montford | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 11 | Elect Ron Ricks | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/20/2017 | 1.1 | Elect Barbara Connolly Keady | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/20/2017 | 1.2 | Elect Peyton T. Muldoon | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/20/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1.5% Abstain .5% | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 1 | Elect Howard Schultz | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 2 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 3 | Elect Mary N. Dillon | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 4 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 5 | Elect Kevin R. Johnson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 6 | Elect Jorgen Vig Knudstorp | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 7 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 8 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 9 | Elect Clara Shih | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 10 | Elect Javier G. Teruel | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 11 | Elect Myron E. Ullman, III | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 12 | Elect Craig E. Weatherup | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 15 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 16 | Shareholder Proposal Regarding Report on Sustainable Packaging | ShrHoldr | Voted | Against | Against | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 17 | Shareholder Proposal Regarding Report on Paid Family Leave | ShrHoldr | Voted | Against | Abstain | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 18 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Voted | Against | Against | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 1 | Elect Kennett F. Burnes | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 2 | Elect Patrick de Saint-Aignan | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 3 | Elect Lynn A. Dugle | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 4 | Elect Amelia C. Fawcett | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 5 | Elect William C. Freda | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 6 | Elect Linda A. Hill | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 7 | Elect Joseph L. Hooley | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 8 | Elect Sara Mathew | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 9 | Elect William L. Meaney | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 10 | Elect Sean O'Sullivan | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 11 | Elect Richard P. Sergel | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 12 | Elect Gregory L. Summe | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 14 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 1 | Elect Gregory S. Clark | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 2 | Elect Frank E. Dangeard | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 3 | Elect Kenneth Y. Hao | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 4 | Elect David Humphrey | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 5 | Elect Geraldine B. Laybourne | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 6 | Elect David L. Mahoney | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 7 | Elect Robert S. Miller | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 8 | Elect Anita Sands | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 9 | Elect Daniel H. Schulman | Mgmt | Voted | For | Against | Against |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 10 | Elect V. Paul Unruh | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 11 | Elect Suzanne Vautrinot | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 13 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | Against | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 1 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 2 | Elect John M. Cassaday | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 3 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 4 | Elect Joshua D. Frank | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 6 | Elect Bradley M. Halverson | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 7 | Elect Hans-Joachim Koerber | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 8 | Elect Nancy S. Newcomb | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 9 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 10 | Elect Edward D. Shirley | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 11 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 12 | Elect Richard G. Tilghman | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 13 | Elect Jackie M. Ward | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 1 | Elect Mark S. Bartlett | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 2 | Elect Edward C. Bernard | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 3 | Elect Mary K. Bush | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 4 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 5 | Elect Freeman A. Hrabowski III | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 6 | Elect Robert F. MacLellan | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 7 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 8 | Elect Olympia J. Snowe | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 9 | Elect William J. Stromberg | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 10 | Elect Richard R. Verma | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 11 | Elect Sandra S. Wijnberg | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 12 | Elect Alan D. Wilson | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 14 | Charter Amendment to Eliminate the Provision That Limits Voting of Share Ownership | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.1 | Elect William C. Kirby | Mgmt | Voted | For | For 92% Against 8% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.2 | Elect Shelley Rigger | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.3 | Elect Anthony S. Clark | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.4 | Elect Thomas G. Kamp | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.5 | Elect Warren J. Olsen | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 2 | Amendment to Investment Objective | Mgmt | Voted | For | For 91% Against 9% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 3 | Amendment to Investment Objective | Mgmt | Voted | For | For 92% Against 8% | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 1 | Elect Pierre R. Brondeau | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 2 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 3 | Elect Carol A. Davidson | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 4 | Elect William A. Jeffrey | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 5 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 6 | Elect Yong Nam | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 7 | Elect Daniel J. Phelan | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 8 | Elect Paula A. Sneed | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 9 | Elect Abhijit Y. Talwalkar | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 10 | Elect Mark C. Trudeau | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 11 | Elect John C. Van Scoter | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 12 | Elect Laura H. Wright | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 13 | Elect Thomas J. Lynch as Chair | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 14 | Elect Daniel J. Phelan | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 15 | Elect Paula A. Sneed | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 16 | Elect John C. Van Scoter | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 17 | Appointment of the Independent Proxy | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 18 | Approval of Annual Report | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 19 | Approval of Statutory Financial Statements | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 20 | Approval of Consolidated Financial Statements | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 21 | Release of Board of Directors and Executive Officers | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 22 | Deloitte and Touche | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 23 | Deloitte AG, Zurich | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 24 | PricewaterhouseCoopers AG, Zurich | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 25 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 26 | Executive Compensation | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 27 | Board Compensation | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 28 | Appropriation of Earnings | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 29 | Declaration of Dividend | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 30 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 31 | Renewal of Authorized Capital | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 32 | Amendment to the Savings Related Share Plan | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 33 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Tekla Funds | THQ | 87911L108 | 6/14/2018 | 1.1 | Elect Michael W. Bonney | Mgmt | Voted | For | For 56% Withhold 44% | For |
| Tekla Funds | THQ | 87911L108 | 6/14/2018 | 1.2 | Elect Thomas M. Kent | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Tekla Funds | THQ | 87911L108 | 6/14/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Withhold 1% | For |
| Tekla Funds | HQH | 87911J103 | 6/14/2018 | 1.1 | Elect Thomas M. Kent | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Tekla Funds | HQH | 87911J103 | 6/14/2018 | 1.2 | Elect Daniel R. Omstead | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Tekla Funds | HQH | 87911J103 | 6/14/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 1.1 | Elect Ann Torre Bates | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 1.2 | Elect David W. Niemiec | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 1.3 | Elect Robert E. Wade | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 2 | Amendment to Investment Objective Regarding Commodities | Mgmt | Voted | For | For 92% Against 6% Abstain 2% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.1 | Elect Ann Torre Bates | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.2 | Elect David W. Niemiec | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.3 | Elect Larry D. Thompson | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.4 | Elect Robert E. Wade | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 2 | Amendment to Fundamental Investment Restriction Regarding Commodities | Mgmt | Voted | For | For 78% Against 21% Abstain 1% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 3 | Amendment to Fundamental Investment Restriction Regarding Lending | Mgmt | Voted | For | For 77% Against 22% Abstain 1% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 4 | Approval to Change the Fund from a Diversified Fund to a Non-Diversified Fund | Mgmt | Voted | For | For 75% Against 24% Abstain 1% | Against |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 1 | Elect Ralph W. Babb, Jr. | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 2 | Elect Mark A. Blinn | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 3 | Elect Todd M. Bluedorn | Mgmt | Voted | For | Against | Against |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 4 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 5 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 6 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 7 | Elect Brian T. Crutcher | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 8 | Elect J.M. Hobby | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 9 | Elect Ronald Kirk | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 10 | Elect Pamela H. Patsley | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 11 | Elect Robert E. Sanchez | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 12 | Elect Richard K. Templeton | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 14 | Approval of the 2018 Director Compensation Plan | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 12/14/2017 | 1 | Liquidation of the Fund | Mgmt | Voted | For | For 98% Against 2% | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 1 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 2 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 3 | Elect Margaret M. Keane | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 4 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 5 | Elect Jacques P. Perold | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 6 | Elect Andrea Redmond | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 7 | Elect Gregg M. Sherrill | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 8 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 9 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 10 | Elect Thomas J. Wilson | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 1 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 3 | Elect Arthur D. Collins, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 4 | Elect Kenneth M. Duberstein | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 6 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 7 | Elect Lawrence W. Kellner | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 8 | Elect Caroline B. Kennedy | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 9 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 10 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 11 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 13 | Elect Mike S. Zafirovski | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Voted | Against | Against | For |
| The Central and Eastern Europe Fund, Inc. | CEE | 153436100 | 6/22/2018 | 1.1 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 58% Withhold 42% Board is not sufficiently independent | Against |
| The Central and Eastern Europe Fund, Inc. | CEE | 153436100 | 6/22/2018 | 1.2 | Elect Christian H. Strenger | Mgmt | Voted | For | For 58% Withhold 42% | For |
| The Central and Eastern Europe Fund, Inc. | CEE | 153436100 | 6/22/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 95% Against 4% Abstain 1% | For |
| The European Equity Fund, Inc. | EEA | 298768102 | 6/22/2018 | 1.1 | Elect Wilhelm Bender | Mgmt | Voted | For | For 92% Withhold 8% | For |
| The European Equity Fund, Inc. | EEA | 298768102 | 6/22/2018 | 1.2 | Elect Walter C. Dostmann | Mgmt | Voted | For | For 88% Withhold 12% | For |
| The European Equity Fund, Inc. | EEA | 298768102 | 6/22/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against .5% Abstain .5% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 1 | Elect Lloyd C. Blankfein | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 2 | Elect M. Michele Burns | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 3 | Elect Mark Flaherty | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 4 | Elect William W. George | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 5 | Elect James A. Johnson | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 6 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 7 | Elect Lakshmi N. Mittal | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 8 | Elect Adebayo O. Ogunlesi | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 9 | Elect Peter Oppenheimer | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 10 | Elect David A. Viniar | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 11 | Elect Mark O. Winkelman | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 13 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 1 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 2 | Elect Ari Bousbib | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 3 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 4 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 5 | Elect J. Frank Brown | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 6 | Elect Albert P. Carey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 7 | Elect Armando Codina | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 8 | Elect Helena B. Foulkes | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 9 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 10 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 11 | Elect Stephanie C. Linnartz | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 12 | Elect Craig A. Menear | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 13 | Elect Mark Vadon | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Voted | Against | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | 1 | Elect Nisha Kumar | Mgmt | Voted | For | For 97% Against 1.5% Abstain 1.5% | For |
| The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | 2 | Elect Martin J Gilbert | Mgmt | Voted | For | For 81% Against 18% Abstain 1% | For |
| The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | 3 | Elect Jeswald W. Salacuse | Mgmt | Voted | For | For 80% Against 19% Abstain 1% | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 1 | Elect Gregory E. Abel | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 2 | Elect Alexandre Behring | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 3 | Elect John T. Cahill | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 4 | Elect Tracy Britt Cool | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 5 | Elect Feroz Dewan | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 6 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 7 | Elect Jorge Paulo Lemann | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 8 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 9 | Elect Marcel Herrmann Telles | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 10 | Elect Alexandre Van Damme | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 11 | Elect George El Zoghbi | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 1 | Elect Nora. A. Aufreiter | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 2 | Elect Robert D. Beyer | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 3 | Elect Anne Gates | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 4 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 5 | Elect W. Rodney McMullen | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 6 | Elect Jorge P. Montoya | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 7 | Elect Clyde R. Moore | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 8 | Elect James A. Runde | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 9 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 10 | Elect Bobby S. Shackouls | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 11 | Elect Mark S. Sutton | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 13 | Adoption of Proxy Access | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| The New Germany Fund, Inc. | GF | 644465106 | 6/22/2018 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | For 49% Withhold 51% | For |
| The New Germany Fund, Inc. | GF | 644465106 | 6/22/2018 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 87% Withhold 13% Board is not sufficiently independent | Against |
| The New Germany Fund, Inc. | GF | 644465106 | 6/22/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 1 | Elect Charles E. Bunch | Mgmt | Voted | For | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 2 | Elect Debra A. Cafaro | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 3 | Elect Marjorie Rodgers Cheshire | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 4 | Elect William S. Demchak | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 5 | Elect Andrew T. Feldstein | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 6 | Elect Daniel R. Hesse | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 7 | Elect Richard B. Kelson | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 8 | Elect Linda R. Medler | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 9 | Elect Martin Pfinsgraff | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 10 | Elect Donald J. Shepard | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 11 | Elect Michael J. Ward | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 12 | Elect Gregory D. Wasson | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.1 | Elect Francis S. Blake | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.2 | Elect Angela F. Braly | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.3 | Elect Amy Chang | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.4 | Elect Kenneth I. Chenault | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.5 | Elect Scott D. Cook | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.6 | Elect Terry J. Lundgren | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.7 | Elect W. James McNerney, Jr. | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.8 | Elect David. S. Taylor | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.9 | Elect Margaret C. Whitman | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.10 | Elect Patricia A. Woertz | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.11 | Elect Ernesto Zedillo | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 2 | Ratification of Auditor | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Unvoted | 1 Year | N/A | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.1 | Elect Nelson Peltz | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 2 | Ratification of Auditor | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | N/A | 1 Year | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | N/A | Against | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Voted | N/A | Against | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Voted | N/A | Against | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Voted | N/A | For | N/A |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 1 | Elect Philip F. Bleser | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 2 | Elect Stuart B. Burgdoerfer | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 4 | Elect Charles A. Davis | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 6 | Elect Lawton W. Fitt | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 7 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 8 | Elect Jeffrey D. Kelly | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 9 | Elect Patrick H. Nettles | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 10 | Elect Barbara R. Snyder | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 11 | Elect Kahina Van Dyke | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 1 | Elect Arthur F. Anton | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 2 | Elect David F. Hodnik | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 3 | Elect Richard J. Kramer | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 4 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 5 | Elect John G. Morikis | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 6 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 7 | Elect John M. Stropki, Jr. | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 8 | Elect Michael H. Thaman | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 9 | Elect Matthew Thornton | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 10 | Elect Steven H. Wunning | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 2 | Elect Alan M. Bennett | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 3 | Elect David T. Ching | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 4 | Elect Ernie Herrman | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 5 | Elect Michael F. Hines | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 6 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 7 | Elect Carol Meyrowitz | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 8 | Elect Jackwyn L. Nemerov | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 9 | Elect John F. O'Brien | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 10 | Elect Willow B. Shire | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Voted | Against | Against | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 3 | Elect C. Martin Harris | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 4 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 8 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 9 | Elect Scott M. Sperling | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 10 | Elect Elaine S. Ullian | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 11 | Elect Dion J. Weisler | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.1 | Elect George S. Batejan | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.2 | Elect Kathleen Blatz | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.3 | Elect Edward J. Boudreau, Jr. | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.4 | Elect Pamela G. Carlton | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 87% Against Against 8% Abstain 5% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 2 | Liquidation of the Turkish Investment Fund | Mgmt | Voted | For | For 80% Against 13% Abstain 7% | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 1 | Elect John H. Tyson | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 2 | Elect Gaurdie E. Banister, Jr. | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 3 | Elect Dean Banks | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 4 | Elect Mike D. Beebe | Mgmt | Voted | For | Against | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 5 | Elect Mikel A. Durham | Mgmt | Voted | For | Against | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 6 | Elect Tom Hayes | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 7 | Elect Kevin M. McNamara | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 8 | Elect Cheryl S. Miller | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 9 | Elect Jeffrey K. Schomburger | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 10 | Elect Robert Thurber | Mgmt | Voted | For | Against | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 11 | Elect Barbara A. Tyson | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 13 | Amendment to the 2000 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 15 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Voted | Against | For | Against |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 1 | Elect Warner L. Baxter | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 2 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 3 | Elect Andrew Cecere | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 4 | Elect Arthur D. Collins, Jr. | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 5 | Elect Kimberly J. Harris | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 6 | Elect Roland Hernandez | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 7 | Elect Doreen Woo Ho | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 8 | Elect Olivia F. Kirtley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 9 | Elect Karen S. Lynch | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 10 | Elect Richard P. McKenney | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 11 | Elect David B. O'Maley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 12 | Elect O'dell M. Owens | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 13 | Elect Craig D. Schnuck | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 14 | Elect Scott W. Wine | Mgmt | Voted | For | Against | Against |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 1 | Elect Andrew H. Card, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 4 | Elect Lance M. Fritz | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 6 | Elect Jane H. Lute | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 7 | Elect Michael R. McCarthy | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 8 | Elect Thomas F. McLarty III | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 9 | Elect Bhavesh V. Patel | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 10 | Elect Jose H. Villarreal | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 3 | Elect Michael J. Burns | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 4 | Elect William R. Johnson | Mgmt | Voted | For | Against | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 5 | Elect Candace Kendle | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 6 | Elect Ann M. Livermore | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 7 | Elect Rudy H.P. Markham | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 8 | Elect Franck J. Moison | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 9 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 10 | Elect Christiana Shi | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 11 | Elect John T. Stankey | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 12 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 13 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 14 | 2018 Omnibus Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 1 | Elect William C. Ballard, Jr. | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 2 | Elect Richard T. Burke | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 3 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 4 | Elect Stephen J. Hemsley | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 5 | Elect Michele J. Hooper | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 6 | Elect F. William Mcabb, III | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 7 | Elect Valerie C. Montgomery Rice | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 8 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 9 | Elect Kenneth I. Shine | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 10 | Elect David S. Wichmann | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 11 | Elect Gail R. Wilensky | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 3 | Elect Richard L. Carrion | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 5 | Elect M. Frances Keeth | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 6 | Elect Lowell C. McAdam | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 7 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 8 | Elect Rodney E. Slater | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 9 | Elect Kathryn A. Tesija | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 10 | Elect Gregory D. Wasson | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 11 | Elect Gregory G. Weaver | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Voted | Against | Against | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 1 | Elect Sangeeta N. Bhatia | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 2 | Elect Jeffrey M. Leiden | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 3 | Elect Bruce I. Sachs | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 4 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 5 | Amendment to the 2013 Stock and Option Plan | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Voted | Against | Against | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 2 | Elect Mary B. Cranston | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 4 | Elect Gary A. Hoffman | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 5 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 6 | Elect John F. Lundgren | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 7 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 8 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 9 | Elect John A.C. Swainson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 10 | Elect Maynard G. Webb, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.1 | Elect Martin J. Gavin | Mgmt | Voted | For | For 80% Withhold 20% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.2 | Elect Patrick W. Kenny | Mgmt | Voted | For | For 39% Withhold 61% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.3 | Elect Shaun P. Mathews | Mgmt | Voted | For | For 39% Withhold 61% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.4 | Elect Roger B. Vincent | Mgmt | Voted | For | For 80% Withhold 20% | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 1 | Elect Jose E. Almeida | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 2 | Elect Janice M. Babiak | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 3 | Elect David J. Brailer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 4 | Elect William C. Foote | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 5 | Elect Ginger L. Graham | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 6 | Elect John A. Lederer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 7 | Elect Dominic P. Murphy | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 8 | Elect Stefano Pessina | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 9 | Elect Leonard D. Schaeffer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 10 | Elect Nancy M. Schlichting | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 11 | Elect James A. Skinner | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 1 | Elect Bradbury H. Anderson | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 2 | Elect Frank M. Clark, Jr. | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 3 | Elect James C Fish | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 4 | Elect Andres R. Gluski | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 5 | Elect Patrick W. Gross | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 6 | Elect Victoria M. Holt | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 7 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 8 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 9 | Elect Thomas H. Weidemeyer | Mgmt | Voted | For | Against | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 1 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 2 | Elect Benjamin G.S. Fowke III | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 3 | Elect Richard T. O'Brien | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 4 | Elect David K Owens | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 5 | Elect Christopher J. Policinski | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 6 | Elect James T. Prokopanko | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 7 | Elect A. Patricia Sampson | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 8 | Elect James J. Sheppard | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 9 | Elect David A. Westerlund | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 10 | Elect Kim Williams | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 11 | Elect Timothy V. Wolf | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 12 | Elect Daniel Yohannes | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 1 | Elect Christopher B. Begley | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 2 | Elect Betsy J. Bernard | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 3 | Elect Gail K. Boudreaux | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 4 | Elect Michael J. Farrell | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 6 | Elect Robert A. Hagemann | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 7 | Elect Bryan C Hanson | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 8 | Elect Arthur J. Higgins | Mgmt | Voted | For | Against | Against |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 9 | Elect Michael W. Michelson | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 1 | Elect Sanjay Khosla | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 2 | Elect Willie M. Reed | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 3 | Elect Linda Rhodes | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 4 | Elect William C. Steere, Jr. | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cornerstone Strategic Value Fund, Inc.
| By (Signature and Title) | /s/ Ralph W. Bradshaw | |||
|
Ralph W. Bradshaw, President and Chairman (Principal Executive Officer) |
||||
| Date | August 17, 2018 | |||