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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options (Right to buy) | $ 8.4788 | 07/24/2007 | D | 8,354 | 09/30/2000 | 09/29/2010 | Common Stock | 8,354 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 9.21 | 07/24/2007 | D | 4,244 | 12/31/2002 | 12/31/2012 | Common Stock | 4,244 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 9.7325 | 07/24/2007 | D | 1,019 | 12/31/1999 | 12/30/2009 | Common stock $.01 par value | 1,019 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 9.7856 | 07/24/2007 | D | 5,646 | 03/31/2000 | 03/30/2010 | Common stock $.01 par value | 5,646 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 10.02 | 07/24/2007 | D | 15,000 | 04/27/2002 | 04/26/2008 | Common Stock | 15,000 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 10.2319 | 07/24/2007 | D | 10,938 | 06/30/2000 | 06/29/2010 | Common stock $.01 par value | 10,938 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 13.2069 | 07/24/2007 | D | 7,187 | 09/30/1999 | 09/29/2009 | Common stock $.01 par value | 7,187 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 15.5231 | 07/24/2007 | D | 3,924 | 06/30/1999 | 06/29/2009 | Common stock $.01 par value | 3,924 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 15.7392 | 07/24/2007 | D | 3,780 | 03/31/1998 | 03/30/2008 | Common stock $.01 par value | 3,780 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 17.1913 | 07/24/2007 | D | 4,203 | 03/31/1999 | 03/30/2009 | Common stock $.01 par value | 4,203 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 18.0413 | 07/24/2007 | D | 3,298 | 09/30/1998 | 09/29/2008 | Common stock $.01 par value | 3,298 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 18.6788 | 07/24/2007 | D | 2,276 | 12/31/1998 | 12/30/2008 | Common stock $.01 par value | 2,276 | $ 15.625 | 0 (2) | D | ||||
| Stock Options (Right to buy) | $ 19.3588 | 07/24/2007 | D | 2,781 | 06/30/1998 | 06/29/2008 | Common stock $.01 par value | 2,781 | $ 15.625 | 0 (2) | D | ||||
| 2001 Dir. Stock Option (Right to Buy) | $ 8.4 | 07/24/2007 | D | 13,344 | 04/01/2003 | 03/31/2013 | Common Stock | 13,344 | $ 15.625 | 0 (2) | D | ||||
| 2001 Dir. Stock Option (Right to Buy) | $ 9.02 | 07/24/2007 | D | 6,447 | 06/30/2003 | 06/29/2013 | Common Stock | 6,447 | $ 15.625 | 0 (2) | D | ||||
| 2001 Dir. Stock Option (Right to Buy) | $ 9.96 | 07/24/2007 | D | 7,500 | 05/21/2004 | 05/20/2013 | Common Stock | 7,500 | $ 15.625 | 0 (2) | D | ||||
| 2001 Dir. Stock Option (Right to Buy) | $ 11.46 | 07/24/2007 | D | 3,899 | 07/01/2002 | 06/30/2012 | Common Stock | 3,899 | $ 15.625 | 0 (2) | D | ||||
| 2001 Dir. Stock Option (Right to Buy) | $ 11.6 | 07/24/2007 | D | 6,288 | 04/01/2002 | 03/31/2012 | Common Stock | 6,288 | $ 15.625 | 0 (2) | D | ||||
| Non-Qual. Stock Option (Right to Buy) | $ 13.972 | 07/24/2007 | D | 15,000 | 04/15/2003 | 04/14/2012 | Common Stock | 15,000 | $ 15.625 | 0 (2) | D | ||||
| Non-Emplee Dir.Dis. Option (Right to Buy) | $ 9.1 | 07/24/2007 | D | 5,823 | 09/30/2002 | 09/29/2012 | Common Stock | 5,823 | $ 15.625 | 0 (2) | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| HARRIS SIDNEY E 3250 LACEY ROAD, SUITE 600 DOWNERS GROVE, IL 60515-1700 |
X | |||
| Cristen Kogl by powr of attorney | 07/26/2007 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Pursuant to the acquisition of The ServiceMaster Company by ServiceMaster Global Holdings Inc. effective July 24, 2007, the stockholder received $15.625 in cash for each outstanding share of common stock. |
| (2) | Pursuant to the acquisition of The ServiceMaster Company by ServiceMaster Global Holdings Inc. effective July 24, 2007, each stock option and Stock Appreciation Right (SAR), regardless of whether it was exercisable upon completion of the merger, was cancelled by ServiceMaster and the holder of the stock option received a cash payment equal to the positive "spread' (if any) between the $15.625 per share merger price and the exercise price of the stock option or SAR, times the number of shares subject to the stock option or SAR. This amount (if any) will be subject to all applicable federal, state and local taxes required to be withheld. |