UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
The Gabelli Convertible
and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New
York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016
ProxyEdge Meeting Date Range: 07/01/2015 - 06/30/2016 The Gabelli Convertible and Income Securities Fund Inc. |
Report Date: 07/05/2016 |
Investment Company Report | ||||||||||||
SEVERN TRENT PLC, COVENTRY | ||||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 15-Jul-2015 | ||||||||||
ISIN | GB00B1FH8J72 | Agenda | 706280524 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | TO RECEIVE THE REPORTS AND ACCOUNTS | Management | For | For | ||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT, OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | ||||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | ||||||||
4 | TO DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2015 OF 50.94 PENCE FOR EACH ORDINARY SHARE OF 97 17 /19 PENCE |
Management | For | For | ||||||||
5 | TO APPOINT JAMES BOWLING | Management | For | For | ||||||||
6 | TO REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||
7 | TO REAPPOINT ANDREW DUFF | Management | For | For | ||||||||
8 | TO REAPPOINT GORDON FRYETT | Management | For | For | ||||||||
9 | TO REAPPOINT OLIVIA GARFIELD | Management | For | For | ||||||||
10 | TO REAPPOINT MARTIN LAMB | Management | For | For | ||||||||
11 | TO REAPPOINT PHILIP REMNANT | Management | For | For | ||||||||
12 | TO REAPPOINT DR ANGELA STRANK | Management | For | For | ||||||||
13 | TO REAPPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||||||
14 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||
15 | TO AUTHORISE POLITICAL DONATIONS | Management | For | For | ||||||||
16 | TO AUTHORISE ALLOTMENT OF SHARES | Management | Abstain | Against | ||||||||
17 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||
18 | TO AUTHORISE PURCHASE OF OWN SHARES | Management | Abstain | Against | ||||||||
19 | TO REDUCE NOTICE PERIOD FOR GENERAL MEETINGS |
Management | Against | Against | ||||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | ||||||||||||
Security | G1839G102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 21-Jul-2015 | ||||||||||
ISIN | GB00B5KKT968 | Agenda | 706281920 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT |
Management | For | For | ||||||||
3 | TO RE-ELECT SIR RICHARD LAPTHORNE CBE | Management | For | For | ||||||||
4 | TO RE-ELECT SIMON BALL | Management | For | For | ||||||||
5 | TO ELECT JOHN RISLEY | Management | For | For | ||||||||
6 | TO RE-ELECT PHIL BENTLEY | Management | For | For | ||||||||
7 | TO RE-ELECT PERLEY MCBRIDE | Management | For | For | ||||||||
8 | TO RE-ELECT MARK HAMLIN | Management | For | For | ||||||||
9 | TO ELECT BRENDAN PADDICK | Management | For | For | ||||||||
10 | TO RE-ELECT ALISON PLATT | Management | For | For | ||||||||
11 | TO ELECT BARBARA THORALFSSON | Management | For | For | ||||||||
12 | TO RE-ELECT IAN TYLER | Management | For | For | ||||||||
13 | TO ELECT THAD YORK | Management | For | For | ||||||||
14 | TO APPOINT KPMG LLP AS THE AUDITOR | Management | For | For | ||||||||
15 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||
16 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||
17 | TO GIVE AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
18 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||
19 | TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING OF SHAREHOLDERS ON NOT LESS THAN 14 CLEAR DAYS NOTICE |
Management | Against | Against | ||||||||
LEGG MASON, INC. | ||||||||||||
Security | 524901105 | Meeting Type | Annual | |||||||||
Ticker Symbol | LM | Meeting Date | 28-Jul-2015 | |||||||||
ISIN | US5249011058 | Agenda | 934245487 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | ROBERT E. ANGELICA | For | For | |||||||||
2 | CAROL ANTHONY DAVIDSON | For | For | |||||||||
3 | BARRY W. HUFF | For | For | |||||||||
4 | DENNIS M. KASS | For | For | |||||||||
5 | CHERYL GORDON KRONGARD | For | For | |||||||||
6 | JOHN V. MURPHY | For | For | |||||||||
7 | JOHN H. MYERS | For | For | |||||||||
8 | W. ALLEN REED | For | For | |||||||||
9 | MARGARET M. RICHARDSON | For | For | |||||||||
10 | KURT L. SCHMOKE | For | For | |||||||||
11 | JOSEPH A. SULLIVAN | For | For | |||||||||
2. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016. |
Management | For | For | ||||||||
REMY COINTREAU SA, COGNAC | ||||||||||||
Security | F7725A100 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 29-Jul-2015 | ||||||||||
ISIN | FR0000130395 | Agenda | 706283063 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
CMMT | 06 JUL 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2015/0619/201506191503278.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0706/20150706-1503684.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2014/2015 FINANCIAL YEAR |
Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014/2015 FINANCIAL YEAR |
Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND |
Management | For | For | ||||||||
O.4 | OPTION FOR PAYMENT OF THE DIVIDEND IN SHARES |
Management | For | For | ||||||||
O.5 | RATIFICATION OF CONTINUATION SINCE APRIL 1, 2014 OF THE SERVICE SUBSCRIPTION AGREEMENT OF MARCH 31, 2011 BETWEEN THE COMPANY REMY COINTREAU SA AND THE COMPANY ANDROMEDE SAS, ORIGINALLY AUTHORIZED BY THE BOARD OF DIRECTORS ON MARCH 22, 2011 AND APPROVED BY THE GENERAL MEETING OF JULY 26, 2011 AS A REGULATED AGREEMENT AND PURSUANT TO ARTICLES L.225-38 AND L.225-42 OF THE COMMERCIAL CODE |
Management | For | For | ||||||||
O.6 | APPROVAL OF THE AMENDMENT TO THE SERVICE SUBSCRIPTION AGREEMENT OF MARCH 31, 2011 BETWEEN THE COMPANY REMY COINTREAU SA AND THE COMPANY ANDROMEDE SAS PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE |
Management | For | For | ||||||||
O.7 | APPROVAL OF THE CURRENT ACCOUNT AGREEMENT OF MARCH 31, 2015 BETWEEN THE COMPANY REMY COINTREAU SA AND THE COMPANY ORPAR SA PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE |
Management | For | For | ||||||||
O.8 | APPROVAL OF THE COMPENSATION, SEVERANCE PAY, NON-COMPETITION COMPENSATION AND THE DEFINED BENEFIT RETIREMENT COMMITMENT IN FAVOR OF MRS. VALERIE CHAPOULAUD-FLOQUET, CEO OF THE COMPANY IN COMPLIANCE WITH ARTICLES L.225-42-1 AND L. 225-38 ET SEQ OF THE COMMERCIAL CODE AND ALLOCATION TERMS CONDITIONS |
Management | For | For | ||||||||
O.9 | APPROVAL OF THE AGREEMENTS PURSUANT TO ARTICLE L.225-40-1 OF THE COMMERCIAL CODE, PREVIOUSLY AUTHORIZED AND CONCLUDED AND REMAINING EFFECTIVE DURING THE 2014/2015 FINANCIAL YEAR |
Management | For | For | ||||||||
O.10 | DISCHARGE TO THE BOARD MEMBERS FOR THE FULFILMENT OF THEIR DUTIES DURING THIS FINANCIAL YEAR |
Management | For | For | ||||||||
O.11 | RENEWAL OF TERM OF MR. FRANCOIS HERIARD DUBREUIL AS DIRECTOR |
Management | For | For | ||||||||
O.12 | RENEWAL OF TERM OF MR. JACQUES-ETIENNE DE T'SERCLAES AS DIRECTOR |
Management | For | For | ||||||||
O.13 | APPOINTMENT OF MR. ELIE HERIARD DUBREUIL AS DIRECTOR |
Management | For | For | ||||||||
O.14 | APPOINTMENT OF MR. BRUNO PAVLOVSKY AS DIRECTOR |
Management | For | For | ||||||||
O.15 | SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD MEMBERS |
Management | For | For | ||||||||
O.16 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. FRANCOIS HERIARD DUBREUIL, PRESIDENT AND CEO FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2015 |
Management | For | For | ||||||||
O.17 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. FRANCOIS VALERIE CHAPOULAUD- FLOQUET, MANAGING DIRECTOR FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2015 |
Management | For | For | ||||||||
O.18 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE OR SELL SHARES OF THE COMPANY PURSUANT TO ARTICLE L.225-209 ET SEQ OF THE COMMERCIAL CODE |
Management | Abstain | Against | ||||||||
O.19 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
E.20 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES OF THE COMPANY |
Management | Abstain | Against | ||||||||
E.21 | DELEGATION OF AUTHORITY TO INCREASE CAPITAL OF THE COMPANY BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS |
Management | For | For | ||||||||
E.22 | DELEGATION TO THE BOARD OF DIRECTORS TO CARRY OUT THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO CAPITAL UP TO 10% OF CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL |
Management | Abstain | Against | ||||||||
E.23 | AUTHORIZATION TO REDUCE SHARE CAPITAL | Management | Abstain | Against | ||||||||
E.24 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN |
Management | Abstain | Against | ||||||||
E.25 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ALLOCATE THE COSTS OF CAPITAL INCREASES TO PREMIUMS RELATED TO THESE CAPITAL INCREASE |
Management | Abstain | Against | ||||||||
E.26 | TITLE MODIFICATION OF ARTICLE 20 OF THE BYLAWS "AGREEMENTS BETWEEN THE COMPANY AND A DIRECTOR OR THE COE OR MANAGING DIRECTOR", AND AMENDMENT TO THE LAST PARAGRAPH OF ARTICLE 20 OF THE BYLAWS FOLLOWING THE IMPLEMENTATION OF ORDINANCE NO. 2014-863 OF JULY 31, 2014 AMENDING ARTICLE L.225-39 OF THE COMMERCIAL CODE |
Management | Abstain | Against | ||||||||
E.27 | AMENDMENT TO THE 5TH AND 9TH PARAGRAPHS OF ARTICLE 23.1 OF THE BYLAWS "GENERAL MEETINGS" FOLLOWING THE IMPLEMENTATION OF THE PROVISIONS OF DECREE NO. 214-1466 OF DECEMBER 8, 2014, ON JANUARY 1, 2015 |
Management | Abstain | Against | ||||||||
E.28 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
H&R BLOCK, INC. | ||||||||||||
Security | 093671105 | Meeting Type | Annual | |||||||||
Ticker Symbol | HRB | Meeting Date | 10-Sep-2015 | |||||||||
ISIN | US0936711052 | Agenda | 934264259 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM C. COBB | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JAMES F. WRIGHT | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2016. |
Management | For | For | ||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
PEABODY ENERGY CORPORATION | ||||||||||||
Security | 704549104 | Meeting Type | Special | |||||||||
Ticker Symbol | BTU | Meeting Date | 16-Sep-2015 | |||||||||
ISIN | US7045491047 | Agenda | 934270911 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | APPROVAL OF ADOPTION OF AN AMENDMENT TO OUR THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (AS DESCRIBED IN PEABODY'S PROXY STATEMENT FOR THE SPECIAL MEETING). |
Management | For | For | ||||||||
2. | APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING, FROM TIME TO TIME, IF NECESSARY OR ADVISABLE (AS DETERMINED BY PEABODY), TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. |
Management | For | For | ||||||||
HCC INSURANCE HOLDINGS, INC. | ||||||||||||
Security | 404132102 | Meeting Type | Special | |||||||||
Ticker Symbol | HCC | Meeting Date | 18-Sep-2015 | |||||||||
ISIN | US4041321021 | Agenda | 934272600 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 10, 2015, BY AND AMONG HCC INSURANCE HOLDINGS, INC. (THE "COMPANY"), TOKIO MARINE HOLDINGS, INC. ("TOKIO MARINE") AND TMGC INVESTMENT (DELAWARE) INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF TOKIO MARINE ("MERGER SUB"), AND APPROVE THE MERGER OF MERGER SUB WITH AND INTO THE COMPANY. |
Management | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS (THE "SPECIAL MEETING OF STOCKHOLDERS"), IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER. |
Management | For | For | ||||||||
DIAGEO PLC | ||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||
Ticker Symbol | DEO | Meeting Date | 23-Sep-2015 | |||||||||
ISIN | US25243Q2057 | Agenda | 934270745 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | REPORT AND ACCOUNTS 2015. | Management | For | For | ||||||||
2. | DIRECTORS' REMUNERATION REPORT 2015. | Management | For | For | ||||||||
3. | DECLARATION OF FINAL DIVIDEND. | Management | For | For | ||||||||
4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
5. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) |
Management | For | For | ||||||||
6. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
7. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
8. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) |
Management | For | For | ||||||||
9. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) |
Management | For | For | ||||||||
10. | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
11. | RE-ELECTION OF I MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) |
Management | For | For | ||||||||
12. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
13. | RE-ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
14. | APPOINTMENT OF AUDITOR. | Management | For | For | ||||||||
15. | REMUNERATION OF AUDITOR. | Management | For | For | ||||||||
16. | AUTHORITY TO ALLOT SHARES. | Management | For | For | ||||||||
17. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | Against | Against | ||||||||
18. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. |
Management | For | For | ||||||||
19. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. |
Management | For | For | ||||||||
GENERAL MILLS, INC. | ||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||
Ticker Symbol | GIS | Meeting Date | 29-Sep-2015 | |||||||||
ISIN | US3703341046 | Agenda | 934268067 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||||
1C) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||||||
1D) | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | ||||||||
1E) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | For | ||||||||
1F) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||||
1G) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||||
1H) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||
1I) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | ||||||||
1J) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||||
1K) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | ||||||||
2. | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
ALTERA CORPORATION | ||||||||||||
Security | 021441100 | Meeting Type | Special | |||||||||
Ticker Symbol | ALTR | Meeting Date | 06-Oct-2015 | |||||||||
ISIN | US0214411003 | Agenda | 934273133 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 31, 2015, BY AND AMONG INTEL CORPORATION, 615 CORPORATION AND ALTERA CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. |
Management | For | For | ||||||||
2. | TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. |
Management | For | For | ||||||||
3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY ALTERA CORPORATION TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||
Ticker Symbol | PG | Meeting Date | 13-Oct-2015 | |||||||||
ISIN | US7427181091 | Agenda | 934272787 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN |
Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER |
Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | ||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) |
Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL - PROXY ACCESS | Shareholder | Against | For | ||||||||
HERTZ GLOBAL HOLDINGS, INC. | ||||||||||||
Security | 42805T105 | Meeting Type | Annual | |||||||||
Ticker Symbol | HTZ | Meeting Date | 15-Oct-2015 | |||||||||
ISIN | US42805T1051 | Agenda | 934274072 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: CARL T. BERQUIST | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: HENRY R. KEIZER | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL F. KOEHLER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JOHN P. TAGUE | Management | For | For | ||||||||
2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||||
3. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE OBJECTIVES UNDER THE COMPANY'S 2008 OMNIBUS PLAN. |
Management | For | For | ||||||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015. |
Management | For | For | ||||||||
5. | SHAREHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL. |
Shareholder | Against | For | ||||||||
PERNOD RICARD SA, PARIS | ||||||||||||
Security | F72027109 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 06-Nov-2015 | ||||||||||
ISIN | FR0000120693 | Agenda | 706456096 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
CMMT | 21 OCT 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2015/1002/201510021504663.pdf. THIS-IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2015/1021/201510211504783.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON JUNE 30, 2015 |
Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON JUNE 30, 2015 |
Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED JUNE 30, 2015 AND SETTING THE DIVIDEND: DIVIDENDS OF EUR 1.80 PER SHARE |
Management | For | For | ||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE |
Management | For | For | ||||||||
O.5 | APPROVAL OF THE REGULATED COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE COMMERCIAL CODE IN FAVOR OF MR. ALEXANDRE RICARD |
Management | For | For | ||||||||
O.6 | RATIFICATION OF THE COOPTATION OF MRS. VERONICA VARGAS AS DIRECTOR |
Management | For | For | ||||||||
O.7 | RENEWAL OF TERM OF MRS. NICOLE BOUTON AS DIRECTOR |
Management | For | For | ||||||||
O.8 | APPOINTMENT OF MRS. KORY SORENSON AS DIRECTOR |
Management | For | For | ||||||||
O.9 | APPOINTMENT OF THE COMPANY CBA AS DEPUTY STATUTORY AUDITOR, REPLACING MR. PATRICK DE CAMBOURG |
Management | For | For | ||||||||
O.10 | SETTING THE ANNUAL AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
O.11 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID DURING THE 2014/2015 FINANCIAL YEAR TO MR. ALEXANDRE RICARD AS PRESIDENT AND CEO SINCE FEBRUARY 11, 2015 AND PREVIOUSLY AS MANAGING DIRECTOR |
Management | For | For | ||||||||
O.12 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID DURING THE 2014/2015 FINANCIAL YEAR TO MR. PIERRE PRINGUET AS CEO UNTIL FEBRUARY 11, 2015 |
Management | For | For | ||||||||
O.13 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID DURING THE 2014/2015 FINANCIAL YEAR TO MRS. DANIELE RICARD AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL FEBRUARY 11, 2015 |
Management | For | For | ||||||||
O.14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES |
Management | For | For | ||||||||
E.15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES UP TO 10% OF SHARE CAPITAL |
Management | For | For | ||||||||
E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS BY ISSUING COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS |
Management | For | For | ||||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS BY ISSUING COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA A PUBLIC OFFERING |
Management | Abstain | Against | ||||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF SHARE CAPITAL INCREASE CARRIED OUT WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS PURSUANT TO THE 16TH AND 17TH RESOLUTIONS UP TO 15% OF THE INITIAL ISSUANCE |
Management | Abstain | Against | ||||||||
E.19 | DELEGATION OF POWERS TO BE GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT THE ISSUANCE OF COMMON SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY UP TO 10% OF THE SHARES CAPITAL |
Management | For | For | ||||||||
E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY UP TO 10% OF SHARE CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY |
Management | Abstain | Against | ||||||||
E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHERWISE |
Management | For | For | ||||||||
E.22 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE PERFORMANCE SHARES EXISTING OR TO BE ISSUED TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND COMPANIES OF THE GROUP |
Management | Abstain | Against | ||||||||
E.23 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT COMPANY'S ISSUABLE SHARE SUBSCRIPTION OPTIONS OR EXISTING SHARE PURCHASE OPTIONS TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND COMPANIES OF THE GROUP |
Management | Abstain | Against | ||||||||
E.24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL UP TO 2% BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO CAPITAL RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER |
Management | Abstain | Against | ||||||||
E.25 | COMPLIANCE OF ARTICLE 33 I OF THE BYLAWS WITH THE LEGAL AND REGULATORY PROVISIONS REGARDING THE DATE LISTING THE PERSONS ENTITLED TO ATTEND GENERAL MEETINGS OF SHAREHOLDERS CALLED THE "RECORD DATE" |
Management | For | For | ||||||||
E.26 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
STANCORP FINANCIAL GROUP, INC. | ||||||||||||
Security | 852891100 | Meeting Type | Special | |||||||||
Ticker Symbol | SFG | Meeting Date | 09-Nov-2015 | |||||||||
ISIN | US8528911006 | Agenda | 934283742 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 23, 2015, AMONG MEIJI YASUDA LIFE INSURANCE COMPANY, MYL INVESTMENTS (DELAWARE) INC. AND STANCORP FINANCIAL GROUP, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. |
Management | For | For | ||||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO STANCORP FINANCIAL GROUP, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER AS DISCLOSED IN ITS PROXY STATEMENT. |
Management | For | For | ||||||||
3. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO APPROVE THE MERGER AGREEMENT (AND TO CONSIDER SUCH .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
PARTNERRE LTD. | ||||||||||||
Security | G6852T105 | Meeting Type | Special | |||||||||
Ticker Symbol | PRE | Meeting Date | 19-Nov-2015 | |||||||||
ISIN | BMG6852T1053 | Agenda | 934284352 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | TO APPROVE AMENDING THE PARTNERRE BYE- LAWS BY INSERTING IN BYE-LAW 45 "AND MERGERS" IN THE TITLE AND AFTER "AMALGAMATION" THE WORDS "OR MERGER" |
Management | For | For | ||||||||
2. | TO APPROVE AND ADOPT THE MERGER AGREEMENT, THE STATUTORY MERGER AGREEMENT REQUIRED IN ACCORDANCE WITH SECTION 105 OF THE COMPANIES ACT AND THE MERGER |
Management | For | For | ||||||||
3. | ON AN ADVISORY (NONBINDING) BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO PARTNERRE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER |
Management | For | For | ||||||||
4. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL GENERAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE THE MERGER PROPOSAL AT THE SPECIAL GENERAL MEETING |
Management | For | For | ||||||||
CYTEC INDUSTRIES INC. | ||||||||||||
Security | 232820100 | Meeting Type | Special | |||||||||
Ticker Symbol | CYT | Meeting Date | 24-Nov-2015 | |||||||||
ISIN | US2328201007 | Agenda | 934293870 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 28, 2015, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG CYTEC INDUSTRIES INC., A DELAWARE CORPORATION, SOLVAY SA, A PUBLIC LIMITED COMPANY ORGANIZED UNDER THE LAWS OF BELGIUM, AND TULIP ACQUISITION INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF SOLVAY SA. |
Management | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
3. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IF A QUORUM IS NOT PRESENT AT THE SPECIAL MEETING. |
Management | For | For | ||||||||
PEPCO HOLDINGS, INC. | ||||||||||||
Security | 713291102 | Meeting Type | Annual | |||||||||
Ticker Symbol | POM | Meeting Date | 16-Dec-2015 | |||||||||
ISIN | US7132911022 | Agenda | 934294644 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A | ELECTION OF DIRECTOR: PAUL M. BARBAS | Management | For | For | ||||||||
1B | ELECTION OF DIRECTOR: JACK B. DUNN, IV | Management | For | For | ||||||||
1C | ELECTION OF DIRECTOR: H. RUSSELL FRISBY, JR. | Management | For | For | ||||||||
1D | ELECTION OF DIRECTOR: TERENCE C. GOLDEN | Management | For | For | ||||||||
1E | ELECTION OF DIRECTOR: BARBARA J. KRUMSIEK | Management | For | For | ||||||||
1F | ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF |
Management | For | For | ||||||||
1G | ELECTION OF DIRECTOR: PATRICIA A. OELRICH | Management | For | For | ||||||||
1H | ELECTION OF DIRECTOR: JOSEPH M. RIGBY | Management | For | For | ||||||||
1I | ELECTION OF DIRECTOR: LESTER P. SILVERMAN | Management | For | For | ||||||||
2 | A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, PEPCO HOLDINGS, INC.'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
3 | A PROPOSAL TO RATIFY THE APPOINTMENT, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PEPCO HOLDINGS, INC. FOR 2015. |
Management | For | For | ||||||||
CAMERON INTERNATIONAL CORPORATION | ||||||||||||
Security | 13342B105 | Meeting Type | Special | |||||||||
Ticker Symbol | CAM | Meeting Date | 17-Dec-2015 | |||||||||
ISIN | US13342B1052 | Agenda | 934304318 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 25, 2015, AMONG SCHLUMBERGER HOLDINGS CORPORATION, AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF SCHLUMBERGER LIMITED, RAIN MERGER SUB LLC, A DIRECT WHOLLY-OWNED SUBSIDIARY OF SCHLUMBERGER HOLDINGS CORP., SCHLUMBERGER LIMITED AND CAMERON INTERNATIONAL CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. |
Management | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION THAT MAY BECOME PAYABLE TO CAMERON INTERNATIONAL CORPORATION'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. |
Management | For | For | ||||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OF STOCKHOLDERS. |
Management | For | For | ||||||||
PARTNERRE LTD. | ||||||||||||
Security | G6852T105 | Meeting Type | Annual | |||||||||
Ticker Symbol | PRE | Meeting Date | 18-Dec-2015 | |||||||||
ISIN | BMG6852T1053 | Agenda | 934298111 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | JAN H. HOLSBOER | For | For | |||||||||
2 | ROBERTO MENDOZA | For | For | |||||||||
3 | KEVIN M. TWOMEY | For | For | |||||||||
4 | DAVID ZWIENER | For | For | |||||||||
2. | TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE OF DELOITTE LTD. AS OUR INDEPENDENT AUDITORS, TO SERVE UNTIL THE 2016 ANNUAL GENERAL MEETING, AND TO REFER DECISIONS ABOUT THE AUDITORS' COMPENSATION TO THE BOARD OF DIRECTORS. |
Management | For | For | ||||||||
3. | TO APPROVE THE EXECUTIVE COMPENSATION DISCLOSED PURSUANT TO ITEM 402 REGULATION S-K (NON-BINDING ADVISORY VOTE). |
Management | For | For | ||||||||
BECTON, DICKINSON AND COMPANY | ||||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||||
Ticker Symbol | BDX | Meeting Date | 26-Jan-2016 | |||||||||
ISIN | US0758871091 | Agenda | 934311604 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. |
Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
4. | AMENDMENTS TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. |
Management | Against | Against | ||||||||
WALGREENS BOOTS ALLIANCE | ||||||||||||
Security | 931427108 | Meeting Type | Annual | |||||||||
Ticker Symbol | WBA | Meeting Date | 27-Jan-2016 | |||||||||
ISIN | US9314271084 | Agenda | 934311539 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: JANICE M. BABIAK | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: GINGER L. GRAHAM | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JOHN A. LEDERER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: STEFANO PESSINA | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: BARRY ROSENSTEIN | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
3. | RATIFY DELOITTE & TOUCHE LLP AS WALGREENS BOOTS ALLIANCE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||
Ticker Symbol | RDSA | Meeting Date | 27-Jan-2016 | |||||||||
ISIN | US7802592060 | Agenda | 934317252 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING. |
Management | For | For | ||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||
Ticker Symbol | RDSA | Meeting Date | 27-Jan-2016 | |||||||||
ISIN | US7802592060 | Agenda | 934319573 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING. |
Management | For | For | ||||||||
POST HOLDINGS, INC. | ||||||||||||
Security | 737446104 | Meeting Type | Annual | |||||||||
Ticker Symbol | POST | Meeting Date | 28-Jan-2016 | |||||||||
ISIN | US7374461041 | Agenda | 934309938 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | GREGORY L. CURL | For | For | |||||||||
2 | DAVID P. SKARIE | For | For | |||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. |
Management | For | For | ||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | APPROVAL OF POST HOLDINGS, INC. 2016 LONG- TERM INCENTIVE PLAN. |
Management | Against | Against | ||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||
Ticker Symbol | ROK | Meeting Date | 02-Feb-2016 | |||||||||
ISIN | US7739031091 | Agenda | 934314092 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
A. | DIRECTOR | Management | ||||||||||
1 | KEITH D. NOSBUSCH | For | For | |||||||||
2 | WILLIAM T MCCORMICK, JR | For | For | |||||||||
B. | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
C. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
D. | TO APPROVE AN AMENDMENT TO OUR 2012 LONG- TERM INCENTIVES PLAN TO INCREASE SHARES AVAILABLE FOR DELIVERY. |
Management | For | For | ||||||||
E. | TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO ADD AN EXCLUSIVE FORUM PROVISION. |
Management | For | For | ||||||||
AIRGAS, INC. | ||||||||||||
Security | 009363102 | Meeting Type | Special | |||||||||
Ticker Symbol | ARG | Meeting Date | 23-Feb-2016 | |||||||||
ISIN | US0093631028 | Agenda | 934324384 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, "THE MERGER AGREEMENT"), DATED AS OF NOVEMBER 17, 2015, BY AND AMONG AIRGAS, INC., A CORPORATION ORGANIZED UNDER THE LAWS OF DELAWARE (THE "COMPANY"), L'AIR LIQUIDE, S.A., A SOCIETE ANONYME ORGANIZED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||
2. | A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S PRINCIPAL EXECUTIVE OFFICERS, PRINCIPAL FINANCIAL OFFICER AND THREE MOST HIGHLY COMPENSATED EXECUTIVE OFFICERS OTHER THAN THE PRINCIPAL EXECUTIVE OFFICERS AND PRINCIPAL FINANCIAL OFFICER IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
3. | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||
Ticker Symbol | NFG | Meeting Date | 10-Mar-2016 | |||||||||
ISIN | US6361801011 | Agenda | 934323065 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | DAVID C. CARROLL | For | For | |||||||||
2 | JOSEPH N. JAGGERS | For | For | |||||||||
3 | DAVID F. SMITH | For | For | |||||||||
4 | CRAIG G. MATTHEWS | For | For | |||||||||
2. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
3. | AMENDMENT AND REAPPROVAL OF THE 2009 NON- EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN |
Management | For | For | ||||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016 |
Management | For | For | ||||||||
5. | STOCKHOLDER PROPOSAL | Shareholder | Against | For | ||||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||||
Ticker Symbol | TKC | Meeting Date | 29-Mar-2016 | |||||||||
ISIN | US9001112047 | Agenda | 934337406 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
2. | AUTHORIZING THE PRESIDENCY BOARD TO SIGN THE MINUTES OF THE MEETING. |
Management | For | For | ||||||||
5. | READING, DISCUSSION AND APPROVAL OF THE TURKISH COMMERCIAL CODE AND CAPITAL MARKETS BOARD BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEAR 2015. |
Management | For | For | ||||||||
6. | RELEASE OF THE BOARD MEMBERS INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEAR 2015. |
Management | For | For | ||||||||
7. | DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL ON COMPANY'S DONATION POLICY; SUBMITTING THE SAME TO THE APPROVAL OF SHAREHOLDERS. |
Management | For | For | ||||||||
8. | INFORMING THE GENERAL ASSEMBLY ON THE DONATION AND CONTRIBUTIONS MADE IN 2015; DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL CONCERNING DETERMINATION OF DONATION LIMIT TO BE MADE IN 2016, STARTING FROM THE FISCAL YEAR 2016. |
Management | For | For | ||||||||
9. | SUBJECT TO THE APPROVAL OF THE MINISTRY OF CUSTOMS AND TRADE AND CAPITAL MARKETS BOARD; DISCUSSION OF AND DECISION ON THE AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. |
Management | For | For | ||||||||
10. | ELECTION OF NEW BOARD MEMBERS IN ACCORDANCE WITH RELATED LEGISLATION AND DETERMINATION OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF OFFICE IF THERE WILL BE ANY NEW ELECTION. |
Management | For | For | ||||||||
11. | DETERMINATION OF THE REMUNERATION OF THE BOARD OF DIRECTORS MEMBERS. |
Management | For | For | ||||||||
12. | DISCUSSION OF AND APPROVAL OF THE ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO TURKISH COMMERCIAL CODE AND THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2016. |
Management | For | For | ||||||||
13. | DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL ON SHARE BUYBACK PLAN AND AUTHORIZING THE BOARD OF DIRECTORS FOR CARRYING OUT SHARE BUYBACK IN LINE WITH THE MENTIONED PLAN, WITHIN THE SCOPE OF THE COMMUNIQUE ON BUY-BACKED SHARES (NUMBERED II-22.1). |
Management | For | For | ||||||||
14. | DECISION PERMITTING THE BOARD MEMBERS TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY'S OPERATIONS AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE. |
Management | For | For | ||||||||
15. | DISCUSSION OF AND DECISION ON THE DISTRIBUTION OF DIVIDEND FOR THE YEAR 2015 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE. |
Management | For | For | ||||||||
SWISSCOM AG, ITTIGEN | ||||||||||||
Security | H8398N104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 06-Apr-2016 | ||||||||||
ISIN | CH0008742519 | Agenda | 706753779 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
1.1 | REPORT OF THE FINANCIAL YEAR 2015: APPROVAL OF THE MANAGEMENT COMMENTARY, FINANCIAL STATEMENTS OF SWISSCOM LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015 |
Management | No Action | |||||||||
1.2 | REPORT OF THE FINANCIAL YEAR 2015: CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2015 |
Management | No Action | |||||||||
2 | APPROPRIATION OF THE RETAINED EARNINGS 2015 AND DECLARATION OF DIVIDEND |
Management | No Action | |||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD |
Management | No Action | |||||||||
4.1 | ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF FRANK ESSER |
Management | No Action | |||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF BARBARA FREI |
Management | No Action | |||||||||
4.3 | ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF CATHERINE MUEHLEMANN |
Management | No Action | |||||||||
4.4 | ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF THEOPHIL SCHLATTER |
Management | No Action | |||||||||
4.5 | ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF ROLAND ABT |
Management | No Action | |||||||||
4.6 | ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF VALERIE BERSET BIRCHER |
Management | No Action | |||||||||
4.7 | ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF ALAIN CARRUPT |
Management | No Action | |||||||||
4.8 | ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF HANSUELI LOOSLI |
Management | No Action | |||||||||
4.9 | ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF HANSUELI LOOSLI AS CHAIRMAN |
Management | No Action | |||||||||
5.1 | ELECTION TO THE REMUNERATION COMMITTEE: ELECTION OF FRANK ESSER |
Management | No Action | |||||||||
5.2 | ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF BARBARA FREI |
Management | No Action | |||||||||
5.3 | ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF HANSUELI LOOSLI |
Management | No Action | |||||||||
5.4 | ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF THEOPHIL SCHLATTER |
Management | No Action | |||||||||
5.5 | ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF HANS WERDER |
Management | No Action | |||||||||
6.1 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2017 |
Management | No Action | |||||||||
6.2 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2017 |
Management | No Action | |||||||||
7 | RE-ELECTION OF THE INDEPENDENT PROXY / ANWALTSKANZLEI REBER RECHTSANWAELTE, ZURICH |
Management | No Action | |||||||||
8 | RE-ELECTION OF THE STATUTORY AUDITORS / KPMG AG, MURI B. BERN |
Management | No Action | |||||||||
ROYAL BANK OF CANADA | ||||||||||||
Security | 780087102 | Meeting Type | Annual and Special Meeting | |||||||||
Ticker Symbol | RY | Meeting Date | 06-Apr-2016 | |||||||||
ISIN | CA7800871021 | Agenda | 934334551 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
01 | DIRECTOR | Management | ||||||||||
1 | W.G. BEATTIE | For | For | |||||||||
2 | J. CÔTÉ | For | For | |||||||||
3 | T.N. DARUVALA | For | For | |||||||||
4 | D.F. DENISON | For | For | |||||||||
5 | R.L. GEORGE | For | For | |||||||||
6 | A.D. LABERGE | For | For | |||||||||
7 | M.H. MCCAIN | For | For | |||||||||
8 | D.I. MCKAY | For | For | |||||||||
9 | H. MUNROE-BLUM | For | For | |||||||||
10 | T.A. RENYI | For | For | |||||||||
11 | E. SONSHINE | For | For | |||||||||
12 | K.P. TAYLOR | For | For | |||||||||
13 | B.A. VAN KRALINGEN | For | For | |||||||||
14 | T. VANDAL | For | For | |||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR |
Management | For | For | ||||||||
03 | SHAREHOLDER ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
04 | SPECIAL RESOLUTION TO AMEND BY-LAW TWO - MAXIMUM BOARD COMPENSATION |
Management | For | For | ||||||||
05 | SHAREHOLDER PROPOSAL NO. 1 | Shareholder | Against | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||
Ticker Symbol | BK | Meeting Date | 12-Apr-2016 | |||||||||
ISIN | US0640581007 | Agenda | 934344095 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: EDWARD P. GARDEN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: GERALD L. HASSELL | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JOHN M. HINSHAW | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: CATHERINE A. REIN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Management | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
3. | APPROVAL OF OUR 2016 EXECUTIVE INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
4. | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2016. |
Management | For | For | ||||||||
5. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
JULIUS BAER GRUPPE AG, ZUERICH | ||||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 13-Apr-2016 | ||||||||||
ISIN | CH0102484968 | Agenda | 706806126 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
1.1 | FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2015 |
Management | No Action | |||||||||
1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2015 |
Management | No Action | |||||||||
2 | APPROPRIATION OF DISPOSABLE PROFIT, DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE |
Management | No Action | |||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD |
Management | No Action | |||||||||
4.1.1 | COMPENSATION OF THE BOARD OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2016-AGM 2017) |
Management | No Action | |||||||||
4.2.1 | COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2015 |
Management | No Action | |||||||||
4.2.2 | COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2016 |
Management | No Action | |||||||||
4.2.3 | COMPENSATION OF THE EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2017 |
Management | No Action | |||||||||
5.1.1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. DANIEL J. SAUTER |
Management | No Action | |||||||||
5.1.2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. GILBERT ACHERMANN |
Management | No Action | |||||||||
5.1.3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. ANDREAS AMSCHWAND |
Management | No Action | |||||||||
5.1.4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. HEINRICH BAUMANN |
Management | No Action | |||||||||
5.1.5 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. PAUL MAN YIU CHOW |
Management | No Action | |||||||||
5.1.6 | RE-ELECTION TO THE BOARD OF DIRECTORS: MRS. CLAIRE GIRAUT |
Management | No Action | |||||||||
5.1.7 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. GARETH PENNY |
Management | No Action | |||||||||
5.1.8 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. CHARLES G.T. STONEHILL |
Management | No Action | |||||||||
5.2 | NEW ELECTION TO THE BOARD OF DIRECTORS: MRS. ANN ALMEIDA |
Management | No Action | |||||||||
5.3 | ELECTION OF MR. DANIEL J. SAUTER AS CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
5.4.1 | ELECTION TO THE COMPENSATION COMMITTEE: MRS. ANN ALMEIDA |
Management | No Action | |||||||||
5.4.2 | ELECTION TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN |
Management | No Action | |||||||||
5.4.3 | ELECTION TO THE COMPENSATION COMMITTEE: MR. HEINRICH BAUMANN |
Management | No Action | |||||||||
5.4.4 | ELECTION TO THE COMPENSATION COMMITTEE: MR. GARETH PENNY |
Management | No Action | |||||||||
6 | ELECTION OF THE STATUTORY AUDITOR, KPMG AG, ZURICH |
Management | No Action | |||||||||
7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE, MR. MARC NATER |
Management | No Action | |||||||||
GRACO INC. | ||||||||||||
Security | 384109104 | Meeting Type | Annual | |||||||||
Ticker Symbol | GGG | Meeting Date | 22-Apr-2016 | |||||||||
ISIN | US3841091040 | Agenda | 934335868 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: ERIC P. ETCHART | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JODY H. FERAGEN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: J. KEVIN GILLIGAN | Management | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM. |
Management | For | For | ||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
GATX CORPORATION | ||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||
Ticker Symbol | GMT | Meeting Date | 22-Apr-2016 | |||||||||
ISIN | US3614481030 | Agenda | 934340011 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | ELECTION OF DIRECTOR: ANNE L. ARVIA | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: ERNST A. HABERLI | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: BRIAN A. KENNEY | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: JAMES B. REAM | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: ROBERT J. RITCHIE | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND | Management | For | For | ||||||||
1.7 | ELECTION OF DIRECTOR: CASEY J. SYLLA | Management | For | For | ||||||||
1.8 | ELECTION OF DIRECTOR: STEPHEN R. WILSON | Management | For | For | ||||||||
1.9 | ELECTION OF DIRECTOR: PAUL G. YOVOVICH | Management | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 |
Management | For | For | ||||||||
GENUINE PARTS COMPANY | ||||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||||
Ticker Symbol | GPC | Meeting Date | 25-Apr-2016 | |||||||||
ISIN | US3724601055 | Agenda | 934333559 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | DR. MARY B. BULLOCK | For | For | |||||||||
2 | ELIZABETH W. CAMP | For | For | |||||||||
3 | PAUL D. DONAHUE | For | For | |||||||||
4 | GARY P. FAYARD | For | For | |||||||||
5 | THOMAS C. GALLAGHER | For | For | |||||||||
6 | JOHN R. HOLDER | For | For | |||||||||
7 | DONNA W. HYLAND | For | For | |||||||||
8 | JOHN D. JOHNS | For | For | |||||||||
9 | ROBERT C. LOUDERMILK JR | For | For | |||||||||
10 | WENDY B. NEEDHAM | For | For | |||||||||
11 | JERRY W. NIX | For | For | |||||||||
12 | GARY W. ROLLINS | For | For | |||||||||
13 | E. JENNER WOOD III | For | For | |||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 . |
Management | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||
Ticker Symbol | PNC | Meeting Date | 26-Apr-2016 | |||||||||
ISIN | US6934751057 | Agenda | 934337672 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE |
Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: DANIEL R. HESSE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: MICHAEL J. WARD | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
3. | APPROVAL OF 2016 INCENTIVE AWARD PLAN. | Management | For | For | ||||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||
Ticker Symbol | IBM | Meeting Date | 26-Apr-2016 | |||||||||
ISIN | US4592001014 | Agenda | 934338092 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT |
Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW |
Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR |
Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS |
Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY |
Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON |
Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS |
Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. |
Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN |
Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS |
Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY |
Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.E. SPERO |
Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL |
Management | For | For | ||||||||
1N. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER |
Management | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 55) |
Management | For | For | ||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) |
Management | For | For | ||||||||
4. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 58) |
Shareholder | Against | For | ||||||||
5. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 59) |
Shareholder | Against | For | ||||||||
6. | STOCKHOLDER PROPOSAL TO HAVE AN INDEPENDENT BOARD CHAIRMAN (PAGE 60) |
Shareholder | Against | For | ||||||||
CITIGROUP INC. | ||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||
Ticker Symbol | C | Meeting Date | 26-Apr-2016 | |||||||||
ISIN | US1729674242 | Agenda | 934339183 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO |
Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||||||
1N. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. |
Management | For | For | ||||||||
1O. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||||||
1P. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON |
Management | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
3. | ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
4. | APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES. |
Management | For | For | ||||||||
5. | APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN. |
Management | For | For | ||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP. |
Shareholder | Against | For | ||||||||
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. |
Shareholder | Against | For | ||||||||
8. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE. |
Shareholder | Against | For | ||||||||
9. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY. |
Shareholder | Against | For | ||||||||
10. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. |
Shareholder | Against | For | ||||||||
WELLS FARGO & COMPANY | ||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||
Ticker Symbol | WFC | Meeting Date | 26-Apr-2016 | |||||||||
ISIN | US9497461015 | Agenda | 934339830 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ELIZABETH A. DUKE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. |
Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | ||||||||
1N. | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | ||||||||
1O. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | ||||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. |
Shareholder | Against | For | ||||||||
5. | PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES. |
Shareholder | Against | For | ||||||||
GAM HOLDING AG, ZUERICH | ||||||||||||
Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Apr-2016 | ||||||||||
ISIN | CH0102659627 | Agenda | 706884156 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
1.1 | APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2015 |
Management | No Action | |||||||||
1.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2015 |
Management | No Action | |||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AND OF CAPITAL CONTRIBUTION RESERVE: 0.65 PER SHARE |
Management | No Action | |||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD |
Management | No Action | |||||||||
4 | CAPITAL REDUCTION BY CANCELLATION OF SHARES |
Management | No Action | |||||||||
5 | CREATION OF AUTHORISED CAPITAL | Management | No Action | |||||||||
6.1 | ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: RE-ELECTION OF MR JOHANNES A. DE GIER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
6.2 | ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: RE-ELECTION OF MR DIEGO DU MONCEAU |
Management | No Action | |||||||||
6.3 | ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: RE-ELECTION OF MR HUGH SCOTT- BARRETT |
Management | No Action | |||||||||
6.4 | ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: NEW ELECTION OF MS NANCY MISTRETTA |
Management | No Action | |||||||||
6.5 | ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: NEW ELECTION OF MR EZRA S. FIELD |
Management | No Action | |||||||||
6.6 | ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: NEW ELECTION OF MR BENJAMIN MEULI |
Management | No Action | |||||||||
7.1 | ELECTIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTOR: RE-ELECTION OF MR DIEGO DU MONCEAU |
Management | No Action | |||||||||
7.2 | ELECTIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTOR: NEW ELECTION OF MS NANCY MISTRETTA |
Management | No Action | |||||||||
7.3 | ELECTIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTOR: NEW ELECTION OF MR BENJAMIN MEULI |
Management | No Action | |||||||||
8.1 | COMPENSATION OF THE BOARD OF DIRECTOR AND THE GROUP MANAGEMENT BOARD: APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
8.2 | COMPENSATION OF THE BOARD OF DIRECTOR AND THE GROUP MANAGEMENT BOARD: APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD |
Management | No Action | |||||||||
8.3 | COMPENSATION OF THE BOARD OF DIRECTOR AND THE GROUP MANAGEMENT BOARD: APPROVAL OF THE VARIABLE COMPENSATION OF THE GROUP MANAGEMENT BOARD |
Management | No Action | |||||||||
9 | APPOINTMENT OF THE STATUTORY AUDITORS / KPMG AG, ZURICH |
Management | No Action | |||||||||
10 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE / MR TOBIAS ROHNER, ZURICH |
Management | No Action | |||||||||
CMMT | 07 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
GENERAL ELECTRIC COMPANY | ||||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||||
Ticker Symbol | GE | Meeting Date | 27-Apr-2016 | |||||||||
ISIN | US3696041033 | Agenda | 934341532 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||||||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||||||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||||
A12 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||||
A13 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||||
A14 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||||||
A15 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | For | For | ||||||||
B2 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016 |
Management | For | For | ||||||||
C1 | LOBBYING REPORT | Shareholder | Against | For | ||||||||
C2 | INDEPENDENT CHAIR | Shareholder | Against | For | ||||||||
C3 | HOLY LAND PRINCIPLES | Shareholder | Against | For | ||||||||
C4 | CUMULATIVE VOTING | Shareholder | Against | For | ||||||||
C5 | PERFORMANCE-BASED OPTIONS | Shareholder | Against | For | ||||||||
C6 | HUMAN RIGHTS REPORT | Shareholder | Against | For | ||||||||
SJW CORP. | ||||||||||||
Security | 784305104 | Meeting Type | Annual | |||||||||
Ticker Symbol | SJW | Meeting Date | 27-Apr-2016 | |||||||||
ISIN | US7843051043 | Agenda | 934345744 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | K. ARMSTRONG | For | For | |||||||||
2 | W.J. BISHOP | For | For | |||||||||
3 | D.R. KING | For | For | |||||||||
4 | D. MAN | For | For | |||||||||
5 | D.B. MORE | For | For | |||||||||
6 | R.B. MOSKOVITZ | For | For | |||||||||
7 | G.E. MOSS | For | For | |||||||||
8 | W.R. ROTH | For | For | |||||||||
9 | R.A. VAN VALER | For | For | |||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2016. |
Management | For | For | ||||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | ||||||||||||
Security | G1839G102 | Meeting Type | Court Meeting | |||||||||
Ticker Symbol | Meeting Date | 28-Apr-2016 | ||||||||||
ISIN | GB00B5KKT968 | Agenda | 706817458 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. |
Non-Voting | ||||||||||
1 | TO APPROVE THE SCHEME OF ARRANGEMENT DATED 22 MARCH 2016 |
Management | For | For | ||||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | ||||||||||||
Security | G1839G102 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 28-Apr-2016 | ||||||||||
ISIN | GB00B5KKT968 | Agenda | 706903627 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 615187 DUE TO DELETION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | ||||||||||
1 | THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 22 MARCH 2016 BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SAID SCHEME OF ARRANGEMENT), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION HAS BEEN SIGNED BY THE CHAIRMAN OF THIS MEETING, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BY THE COMPANY AND LIBERTY GLOBAL PIC ("LIBERTY GLOBAL") AND APPROVED OR IMPOSED BY THE COURT (THE "SCHEME") THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 152: "152 SHARES NOT SUBJECT TO THE SCHEME OF ARRANGEMENT (I) IN THIS ARTICLE, REFERENCES TO THE "SCHEME" ARE TO THE SCHEME OF ARRANGEMENT BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME) DATED 22 MARCH 2016 (WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND LIBERTY GLOBAL PIC ("LIBERTY GLOBAL")) UNDER PART 26 OF THE COMPANIES ACT 2006 AND (SAVE AS DEFINED IN THIS ARTICLE) TERMS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. (II) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, IF THE COMPANY ISSUES ANY ORDINARY SHARES (OTHER THAN TO ANY MEMBER OF THE LIBERTY GLOBAL GROUP OR A NOMINEE FOR ANY OF THEM (EACH A "LIBERTY GLOBAL COMPANY")) ON OR AFTER THE DATE OF THE |
Management | For | For | ||||||||
ADOPTION OF THIS ARTICLE AND PRIOR TO THE SCHEME RECORD TIME, SUCH ORDINARY SHARES SHALL BE ISSUED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES THEREOF) AND THE HOLDER OR HOLDERS OF SUCH ORDINARY SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. (III) SUBJECT TO THE SCHEME BECOMING EFFECTIVE, IF ANY ORDINARY SHARES ARE ISSUED TO ANY PERSON (A "NEW SHARE RECIPIENT") (OTHER THAN UNDER THE SCHEME OR TO A LIBERTY GLOBAL COMPANY) AFTER THE SCHEME RECORD TIME (THE "POST-SCHEME SHARES") THEY SHALL BE IMMEDIATELY TRANSFERRED TO LIBERTY GLOBAL OR ITS NOMINEE(S) IN CONSIDERATION OF AND CONDITIONAL ON THE ISSUE TO THE NEW SHARE RECIPIENT OF SUCH NUMBER OF NEW LIBERTY GLOBAL ORDINARY SHARES OR NEW LILAC ORDINARY SHARES (THE "CONSIDERATION SHARES") (TOGETHER WITH PAYMENT OF ANY CASH IN RESPECT OF FRACTIONAL ENTITLEMENTS) AS THAT NEW SHARE RECIPIENT WOULD HAVE BEEN ENTITLED TO IF EACH POST- SCHEME SHARE TRANSFERRED TO LIBERTY GLOBAL HEREUNDER HAD BEEN A SCHEME SHARE; PROVIDED THAT IF, IN RESPECT OF ANY NEW SHARE RECIPIENT WITH A REGISTERED ADDRESS IN A JURISDICTION OUTSIDE THE UNITED KINGDOM, OR WHOM THE COMPANY REASONABLY BELIEVES TO BE A CITIZEN, RESIDENT OR NATIONAL OF A JURISDICTION OUTSIDE THE UNITED KINGDOM, THE COMPANY IS ADVISED THAT THE ALLOTMENT AND/OR ISSUE OF CONSIDERATION SHARES PURSUANT TO THIS ARTICLE WOULD OR MAY INFRINGE THE LAWS OF SUCH JURISDICTION, OR WOULD OR MAY REQUIRE THE COMPANY OR LIBERTY GLOBAL TO COMPLY WITH ANY GOVERNMENTAL OR OTHER CONSENT OR ANY REGISTRATION, FILING OR OTHER FORMALITY WHICH THE COMPANY REGARDS AS UNDULY ONEROUS, THE COMPANY MAY, IN ITS SOLE DISCRETION, DETERMINE THAT SUCH CONSIDERATION SHARES SHALL BE SOLD, IN WHICH EVENT THE COMPANY SHALL APPOINT A PERSON TO ACT PURSUANT TO THIS ARTICLE AND SUCH PERSON SHALL BE AUTHORISED ON BEHALF OF SUCH HOLDER TO PROCURE THAT ANY CONSIDERATION SHARES IN RESPECT OF WHICH THE COMPANY HAS MADE SUCH DETERMINATION SHALL, AS SOON AS PRACTICABLE FOLLOWING THE ALLOTMENT, ISSUE OR TRANSFER OF SUCH CONSIDERATION SHARES, BE SOLD. (IV) THE CONSIDERATION SHARES ALLOTTED AND ISSUED OR TRANSFERRED TO A NEW SHARE RECIPIENT PURSUANT TO PARAGRAPH (III) OF THIS ARTICLE 152 SHALL BE CREDITED AS FULLY PAID AND SHALL RANK PARI PASSU IN ALL RESPECTS WITH |
||||||||||||
ALL OTHER LIBERTY GLOBAL ORDINARY SHARES OR LILAC ORDINARY SHARES (AS APPLICABLE) IN ISSUE AT THAT TIME (OTHER THAN AS REGARDS ANY DIVIDEND OR OTHER DISTRIBUTION PAYABLE BY REFERENCE TO A RECORD DATE PRECEDING THE DATE OF ALLOTMENT) AND SHALL BE SUBJECT TO THE ARTICLES OF ASSOCIATION OF LIBERTY GLOBAL. (V) THE NUMBER OF ORDINARY SHARES IN LIBERTY GLOBAL OR LILAC (AS APPLICABLE) TO BE ALLOTTED AND ISSUED OR TRANSFERRED TO THE NEW SHARE RECIPIENT PURSUANT TO PARAGRAPH (III) OF THIS ARTICLE 152 MAY BE ADJUSTED BY THE DIRECTORS IN SUCH MANNER AS THE COMPANY'S AUDITOR MAY DETERMINE ON ANY REORGANISATION OF OR MATERIAL ALTERATION TO THE SHARE CAPITAL OF THE COMPANY OR OF LIBERTY GLOBAL AFTER THE CLOSE OF BUSINESS ON THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME). (VI) THE AGGREGATE NUMBER OF POST-SCHEME SHARES TO WHICH A NEW SHARE RECIPIENT IS ENTITLED UNDER PARAGRAPH (III) OF THIS ARTICLE 152 SHALL IN EACH CASE BE ROUNDED DOWN TO THE NEAREST WHOLE NUMBER. NO FRACTION OF A POST- SCHEME SHARE SHALL BE ALLOTTED TO ANY NEW SHARE RECIPIENT, BUT ALL FRACTIONS TO WHICH, BUT FOR THIS PARAGRAPH (VI), NEW SHARE RECIPIENTS WOULD HAVE BEEN ENTITLED, SHALL BE AGGREGATED, ALLOTTED, ISSUED AND SOLD IN THE MARKET AS SOON AS PRACTICABLE AFTER THE ISSUE OF THE RELEVANT WHOLE POST- SCHEME SHARES, AND THE NET PROCEEDS OF THE SALE (AFTER DEALING COSTS) SHALL BE PAID TO THE NEW SHARE RECIPIENTS ENTITLED THERETO IN DUE PROPORTIONS WITHIN FOURTEEN DAYS OF THE SALE. (VII) TO GIVE EFFECT TO ANY SUCH TRANSFER REQUIRED BY THIS ARTICLE 152, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY TO EXECUTE A FORM OF TRANSFER ON BEHALF OF ANY NEW SHARE RECIPIENT IN FAVOUR OF LIBERTY GLOBAL (OR ITS NOMINEES(S)) AND TO AGREE FOR AND ON BEHALF OF THE NEW SHARE RECIPIENT TO BECOME A MEMBER OF LIBERTY GLOBAL. THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST- SCHEME SHARES AND MAY REGISTER LIBERTY GLOBAL AND/OR ITS NOMINEE(S) AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATES FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW SHARE RECIPIENT FOR THE POST- SCHEME SHARES. PENDING THE REGISTRATION OF LIBERTY GLOBAL (OR ITS NOMINEE(S)) AS THE HOLDER OF ANY SHARE TO BE TRANSFERRED PURSUANT TO THIS ARTICLE 152, LIBERTY GLOBAL SHALL BE EMPOWERED TO APPOINT A PERSON NOMINATED BY THE DIRECTORS TO ACT AS |
||||||||||||
ATTORNEY ON BEHALF OF EACH HOLDER OF ANY SUCH SHARE IN ACCORDANCE WITH SUCH DIRECTIONS AS LIBERTY GLOBAL MAY GIVE IN RELATION TO ANY DEALINGS WITH OR DISPOSAL OF SUCH SHARE (OR ANY INTEREST THEREIN), EXERCISING ANY RIGHTS ATTACHED THERETO OR RECEIVING ANY DISTRIBUTION OR OTHER BENEFIT ACCRUING OR PAYABLE IN RESPECT THEREOF AND THE REGISTERED HOLDER OF SUCH SHARE SHALL EXERCISE ALL RIGHTS ATTACHING THERETO IN ACCORDANCE WITH THE DIRECTIONS OF LIBERTY GLOBAL BUT NOT OTHERWISE. (VIII) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, NEITHER THE COMPANY NOR THE DIRECTORS SHALL REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE (BOTH AS DEFINED IN THE SCHEME)." |
||||||||||||
SWEDISH MATCH AB, STOCKHOLM | ||||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 28-Apr-2016 | ||||||||||
ISIN | SE0000310336 | Agenda | 706928643 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 585939 DUE TO DELETION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: BJORN- KRISTIANSSON |
Non-Voting | ||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | ||||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES |
Non-Voting | ||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED |
Non-Voting | ||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS FOR 2015, THE AUDITOR'S OPINION REGARDING COMPLIANCE WITH THE-PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE |
Non-Voting | ||||||||||
EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD OF DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND-MOTIVATED STATEMENT. IN CONNECTION THERETO, THE PRESIDENT'S AND THE CHIEF-FINANCIAL OFFICER'S SPEECHES AND THE BOARD OF DIRECTORS' REPORT ON ITS WORK-AND THE WORK AND FUNCTION OF THE COMPENSATION COMMITTEE AND THE AUDIT-COMMITTEE |
||||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET |
Management | No Action | |||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: SEK 20 PER SHARE |
Management | No Action | |||||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT |
Management | No Action | |||||||||
10.A | RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES |
Management | No Action | |||||||||
10.B | RESOLUTION REGARDING: BONUS ISSUE | Management | No Action | |||||||||
11 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF SHARES IN THE COMPANY |
Management | No Action | |||||||||
12 | RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT |
Management | No Action | |||||||||
13 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: SEVEN (7) |
Management | No Action | |||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
15.A | REELECTION OF MEMBERS OF THE BOARD: CHARLES A. BLIXT, ANDREW CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY KARLSSON, WENCHE ROLFSEN, MEG TIVEUS AND JOAKIM WESTH |
Management | No Action | |||||||||
15.B | REELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON |
Management | No Action | |||||||||
15.C | REELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS |
Management | No Action | |||||||||
16 | RESOLUTION REGARDING THE NUMBER OF AUDITORS |
Management | No Action | |||||||||
17 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR |
Management | No Action | |||||||||
18 | ELECTION OF AUDITOR: KPMG AB | Management | No Action | |||||||||
19 | RESOLUTION REGARDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ARTICLE 7 |
Management | No Action | |||||||||
CMMT | PLEASE NOTE THAT THE MANAGEMENT DOES NOT MAKE ANY VOTE RECOMMENDATIONS FOR- RESOLUTIONS 20.A TO 20.N. THANK YOU |
Non-Voting | ||||||||||
20.A | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO ADOPT A VISION ZERO REGARDING WORKPLACE ACCIDENTS WITHIN THE COMPANY |
Management | No Action | |||||||||
20.B | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO INSTRUCT THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP TO IMPLEMENT THIS VISION ZERO |
Management | No Action | |||||||||
20.C | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: ON ANNUAL REPORTING OF THE VISION ZERO |
Management | No Action | |||||||||
20.D | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO ADOPT A VISION ON EQUALITY WITHIN THE COMPANY |
Management | No Action | |||||||||
20.E | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO INSTRUCT THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING THE VISION ON EQUALITY |
Management | No Action | |||||||||
20.F | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: ON ANNUAL REPORTING OF THE VISION ON EQUALITY |
Management | No Action | |||||||||
20.G | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO CREATE A SHAREHOLDERS' ASSOCIATION IN THE COMPANY |
Management | No Action | |||||||||
20.H | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: THAT A BOARD MEMBER MAY NOT HAVE A LEGAL ENTITY TO INVOICE REMUNERATION FOR WORK ON THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
20.I | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: THAT THE NOMINATING COMMITTEE SHALL PAY PARTICULAR ATTENTION TO ISSUES ASSOCIATED WITH ETHICS, GENDER AND ETHNICITY |
Management | No Action | |||||||||
20.J | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE A CHANGE IN THE LEGAL FRAMEWORK REGARDING INVOICING REMUNERATION FOR WORK ON THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
20.K | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO PREPARE A PROPOSAL CONCERNING A SYSTEM FOR GIVING SMALL AND MEDIUM-SIZED SHAREHOLDERS REPRESENTATION IN BOTH THE BOARD OF DIRECTORS OF THE COMPANY AND THE NOMINATING COMMITTEE |
Management | No Action | |||||||||
20.L | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ABOLISH THE LEGAL POSSIBILITY TO SO CALLED VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY COMPANIES |
Management | No Action | |||||||||
20.M | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
20.N | RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE A NATIONAL SO CALLED "COOL-OFF PERIOD" FOR POLITICIANS |
Management | No Action | |||||||||
JOHNSON & JOHNSON | ||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 | |||||||||
ISIN | US4781601046 | Agenda | 934340984 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE |
Shareholder | Against | For | ||||||||
5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE |
Shareholder | Against | For | ||||||||
7. | SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES |
Shareholder | Against | For | ||||||||
PFIZER INC. | ||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||
Ticker Symbol | PFE | Meeting Date | 28-Apr-2016 | |||||||||
ISIN | US7170811035 | Agenda | 934341203 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | ||||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES |
Shareholder | Against | For | ||||||||
5. | SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS |
Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT |
Shareholder | Against | For | ||||||||
7. | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS |
Shareholder | Against | For | ||||||||
TIMKENSTEEL CORPORATION | ||||||||||||
Security | 887399103 | Meeting Type | Annual | |||||||||
Ticker Symbol | TMST | Meeting Date | 28-Apr-2016 | |||||||||
ISIN | US8873991033 | Agenda | 934342851 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | DIANE C. CREEL | For | For | |||||||||
2 | DONALD T. MISHEFF | For | For | |||||||||
3 | RONALD A. RICE | For | For | |||||||||
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
4. | APPROVAL OF THE TIMKENSTEEL CORPORATION AMENDED AND RESTATED 2014 EQUITY AND INCENTIVE COMPENSATION PLAN. |
Management | Against | Against | ||||||||
PARMALAT SPA, COLLECCHIO | ||||||||||||
Security | T7S73M107 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 29-Apr-2016 | ||||||||||
ISIN | IT0003826473 | Agenda | 706951591 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 620471 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999Z/19840 101/NPS_278037.PDF |
Non-Voting | ||||||||||
E.1.1 | TO AMEND ART. 2 (COMPANY HEADQUARTER), ITEM 1 AND ART. 11 (BOARD OF DIRECTORS), ITEMS 10, 11 E 12 OF THE BYLAWS |
Management | Against | Against | ||||||||
E.1.2 | RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
E.2.1 | TO AMEND ARTICLES 11(BOARD OF DIRECTORS), 13 (DUTIES OF DIRECTORS), 14 (BOARD OF DIRECTORS' CHAIRMAN) AND 18 (COMMITTEES) OF BYLAWS |
Management | Against | Against | ||||||||
E.2.2 | RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
O.1.1 | BALANCE SHEET OF PARMALAT S.P.A. AS OF 31 DECEMBER 2015. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET'S PRESENTATION AS OF 31 DECEMBER 2015. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS' REPORT. |
Management | For | For | ||||||||
O.1.2 | ALLOCATION OF FINANCIAL RESULT | Management | For | For | ||||||||
O.2 | REWARDING REPORT: REWARDING POLICY | Management | For | For | ||||||||
O.3.1 | THREE-YEARS MONETARY PLAN 2016-2018 FOR PARMALAT GROUP'S TOP MANAGEMENT |
Management | For | For | ||||||||
O.3.2 | RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 02 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 01 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR ONLY 01 OUT OF THE 02 SLATES. THANK YOU |
Non-Voting | ||||||||||
O4.11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS, LIST PRESENTED BY SOFIL S.A.S-SOCIETE POUR LE FINANCEMENT DE L'INDUSTRIE LATIERE, REPRESENTING 86,96PCT OF COMPANY STOCK CAPITAL: GABRIELLA CHERSICLA YVON GUERIN PATRICE GASSENBACH-MICHEL PESLIER ELENA VASCO ANGELA GAMBA PIER GIUSEPPE BIANDRINO NICOLO' DUBINI |
Shareholder | Against | For | ||||||||
O4.12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS, LIST PRESENTED BY FIL INVESTMENTS INTERNATIONAL, GABELLI FUNDS LLC, SETANTA ASSET MANAGEMENT LIMITED, AMBER CAPITAL UK LLP E AMBER CAPITAL ITALIA SGR S.P.A, REPRESENTING 4,157PCT OF COMPANY STOCK CAPITAL: UMBERTO MOSETTI ANTONIO ARISTIDE MASTRANGELO ELISA CORGHI |
Shareholder | For | Against | ||||||||
O.4.2 | TO STATE DIRECTORS NUMBER | Management | Abstain | Against | ||||||||
O.4.3 | TO STATE BOARD OF DIRECTORS TERM OF OFFICE | Management | Abstain | Against | ||||||||
O.4.4 | TO APPOINT BOARD OF DIRECTORS' CHAIRMAN | Management | Abstain | Against | ||||||||
O.4.5 | TO STATE BOARD OF DIRECTORS EMOLUMENT | Management | Abstain | Against | ||||||||
O.4.6 | RESOLUTIONS ABOUT THE ATTRIBUTION TO DIRECTORS OF AN ADDITIONAL EMOLUMENT |
Management | Abstain | Against | ||||||||
O.4.7 | RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
O.5 | TO INTEGRATE INTERNAL AUDITORS AND TO APPOINT INTERNAL AUDITORS' CHAIRMAN. RESOLUTIONS RELATED THERETO |
Management | For | For | ||||||||
CINCINNATI BELL INC. | ||||||||||||
Security | 171871403 | Meeting Type | Annual | |||||||||
Ticker Symbol | CBBPRB | Meeting Date | 29-Apr-2016 | |||||||||
ISIN | US1718714033 | Agenda | 934342940 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | For | ||||||||
1B | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER | Management | For | For | ||||||||
1C | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | For | ||||||||
1D | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | For | ||||||||
1E | ELECTION OF DIRECTOR: JOHN W. ECK | Management | For | For | ||||||||
1F | ELECTION OF DIRECTOR: LYNN A. WENTWORTH | Management | For | For | ||||||||
1G | ELECTION OF DIRECTOR: MARTIN J. YUDKOVITZ | Management | For | For | ||||||||
1H | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | For | ||||||||
1I | ELECTION OF DIRECTOR: THEODORE H. TORBECK | Management | For | For | ||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
3. | APPROVE AN AMENDMENT TO THE CINCINNATI BELL INC. 2007 STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS. |
Management | For | For | ||||||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE CINCINNATI BELL INC. 2011 SHORT-TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
5. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. |
Management | For | For | ||||||||
ELI LILLY AND COMPANY | ||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||
Ticker Symbol | LLY | Meeting Date | 02-May-2016 | |||||||||
ISIN | US5324571083 | Agenda | 934336505 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. ALVAREZ |
Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. HOOVER |
Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. LUCIANO |
Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. PRENDERGAST |
Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. SEIFERT |
Management | For | For | ||||||||
2. | APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2016. |
Management | For | For | ||||||||
4. | CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH WE OPERATE OR INVEST. |
Shareholder | Against | For | ||||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
Security | 459506101 | Meeting Type | Annual | |||||||||
Ticker Symbol | IFF | Meeting Date | 02-May-2016 | |||||||||
ISIN | US4595061015 | Agenda | 934347572 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: DR. LINDA BUCK | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. DUCKER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. EPSTEIN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. |
Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JOHN F. FERRARO | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: ANDREAS FIBIG | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CHRISTINA GOLD | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: DALE F. MORRISON | Management | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2015. |
Management | For | For | ||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||
Ticker Symbol | AXP | Meeting Date | 02-May-2016 | |||||||||
ISIN | US0258161092 | Agenda | 934348966 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: CHARLENE BARSHEFSKY |
Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: URSULA M. BURNS |
Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: KENNETH I. CHENAULT |
Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: PETER CHERNIN |
Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RALPH DE LA VEGA |
Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: ANNE L. LAUVERGEON |
Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: MICHAEL O. LEAVITT |
Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: THEODORE J. LEONSIS |
Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RICHARD C. LEVIN |
Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: SAMUEL J. PALMISANO |
Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: DANIEL L. VASELLA |
Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: ROBERT D. WALTER |
Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RONALD A. WILLIAMS |
Management | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
4. | APPROVAL OF THE AMERICAN EXPRESS COMPANY 2016 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
5. | SHAREHOLDER PROPOSAL RELATING TO ANNUAL DISCLOSURE OF EEO-1 DATA. |
Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL RELATING TO REPORT ON PRIVACY, DATA SECURITY AND GOVERNMENT REQUESTS. |
Shareholder | Against | For | ||||||||
7. | SHAREHOLDER PROPOSAL RELATING TO ACTION BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
8. | SHAREHOLDER PROPOSAL RELATING TO LOBBYING DISCLOSURE. |
Shareholder | Against | For | ||||||||
9. | SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
GREAT PLAINS ENERGY INCORPORATED | ||||||||||||
Security | 391164100 | Meeting Type | Annual | |||||||||
Ticker Symbol | GXP | Meeting Date | 03-May-2016 | |||||||||
ISIN | US3911641005 | Agenda | 934346998 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | TERRY BASSHAM | For | For | |||||||||
2 | DAVID L. BODDE | For | For | |||||||||
3 | RANDALL C. FERGUSON, JR | For | For | |||||||||
4 | GARY D. FORSEE | For | For | |||||||||
5 | SCOTT D. GRIMES | For | For | |||||||||
6 | THOMAS D. HYDE | For | For | |||||||||
7 | JAMES A. MITCHELL | For | For | |||||||||
8 | ANN D. MURTLOW | For | For | |||||||||
9 | JOHN J. SHERMAN | For | For | |||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE 2015 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
3. | TO APPROVE THE COMPANY'S AMENDED LONG- TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
ROLLS-ROYCE HOLDINGS PLC, LONDON | ||||||||||||
Security | G76225104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 05-May-2016 | ||||||||||
ISIN | GB00B63H8491 | Agenda | 706837450 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | TO RECEIVE THE STRATEGIC REPORT, THE DIRECTORS' REPORT AND THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 |
Management | For | For | ||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 |
Management | For | For | ||||||||
3 | TO ELECT ALAN DAVIES AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
4 | TO ELECT IRENE DORNER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
5 | TO ELECT BRADLEY SINGER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
6 | TO ELECT SIR KEVIN SMITH AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
7 | TO RE-ELECT IAN DAVIS AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
8 | TO RE-ELECT WARREN EAST CBE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
9 | TO RE-ELECT LEWIS BOOTH CBE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
10 | TO RE-ELECT RUTH CAIRNIE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
11 | TO RE-ELECT SIR FRANK CHAPMAN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
12 | TO RE-ELECT LEE HSIEN YANG AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
13 | TO RE-ELECT JOHN MCADAM AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
14 | TO RE-ELECT COLIN SMITH CBE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
15 | TO RE-ELECT DAVID SMITH AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
16 | TO RE-ELECT JASMIN STAIBLIN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
17 | TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR |
Management | For | For | ||||||||
18 | TO AUTHORISE THE AUDIT COMMITTEE, ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR'S REMUNERATION |
Management | For | For | ||||||||
19 | TO AUTHORISE PAYMENTS TO SHAREHOLDERS | Management | For | For | ||||||||
20 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE |
Management | For | For | ||||||||
21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
22 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||
23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES |
Management | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||
Ticker Symbol | VZ | Meeting Date | 05-May-2016 | |||||||||
ISIN | US92343V1044 | Agenda | 934342712 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU |
Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
4. | RENEWABLE ENERGY TARGETS | Shareholder | Against | For | ||||||||
5. | INDIRECT POLITICAL SPENDING REPORT | Shareholder | Against | For | ||||||||
6. | LOBBYING ACTIVITIES REPORT | Shareholder | Against | For | ||||||||
7. | INDEPENDENT CHAIR POLICY | Shareholder | Against | For | ||||||||
8. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | ||||||||
9. | STOCK RETENTION POLICY | Shareholder | Against | For | ||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||
Ticker Symbol | MLI | Meeting Date | 05-May-2016 | |||||||||
ISIN | US6247561029 | Agenda | 934359919 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | GREGORY L. CHRISTOPHER | For | For | |||||||||
2 | PAUL J. FLAHERTY | For | For | |||||||||
3 | GENNARO J. FULVIO | For | For | |||||||||
4 | GARY S. GLADSTEIN | For | For | |||||||||
5 | SCOTT J. GOLDMAN | For | For | |||||||||
6 | JOHN B. HANSEN | For | For | |||||||||
7 | TERRY HERMANSON | For | For | |||||||||
2. | APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS BY NON- BINDING VOTE, EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||
Security | 78377T107 | Meeting Type | Annual | |||||||||
Ticker Symbol | RHP | Meeting Date | 05-May-2016 | |||||||||
ISIN | US78377T1079 | Agenda | 934361609 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. BENDER | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: RACHNA BHASIN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM F. HAGERTY, IV | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ELLEN LEVINE | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: PATRICK Q. MOORE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ROBERT S. PRATHER, JR. | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: COLIN V. REED | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
3. | TO APPROVE THE 2016 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. |
Management | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
Security | 026874784 | Meeting Type | Annual | |||||||||
Ticker Symbol | AIG | Meeting Date | 11-May-2016 | |||||||||
ISIN | US0268747849 | Agenda | 934356735 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: PETER D. HANCOCK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: JOHN A. PAULSON | Management | For | For | ||||||||
1N. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER |
Management | For | For | ||||||||
1O. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
1P. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | ||||||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
3. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
MORGAN STANLEY | ||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||
Ticker Symbol | MS | Meeting Date | 17-May-2016 | |||||||||
ISIN | US6174464486 | Agenda | 934366673 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ALISTAIR DARLING | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | ||||||||
1N. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR |
Management | For | For | ||||||||
3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY RESOLUTION) |
Management | For | For | ||||||||
4. | TO APPROVE THE AMENDMENT OF THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND ADD PERFORMANCE MEASURES FOR CERTAIN AWARDS |
Management | Against | Against | ||||||||
5. | SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING |
Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE |
Shareholder | Against | For | ||||||||
JPMORGAN CHASE & CO. | ||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||
Ticker Symbol | JPM | Meeting Date | 17-May-2016 | |||||||||
ISIN | US46625H1005 | Agenda | 934367257 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
4. | INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR |
Shareholder | Against | For | ||||||||
5. | HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS |
Shareholder | Against | For | ||||||||
6. | VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE |
Shareholder | Against | For | ||||||||
7. | APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE |
Shareholder | Against | For | ||||||||
8. | CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW |
Shareholder | Against | For | ||||||||
9. | EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION |
Shareholder | Against | For | ||||||||
HERTZ GLOBAL HOLDINGS, INC. | ||||||||||||
Security | 42805T105 | Meeting Type | Annual | |||||||||
Ticker Symbol | HTZ | Meeting Date | 18-May-2016 | |||||||||
ISIN | US42805T1051 | Agenda | 934367942 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: CAROLYN N. EVERSON | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID A. BARNES | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: CARL T. BERQUIST | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: HENRY R. KEIZER | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JOHN P. TAGUE | Management | For | For | ||||||||
2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||||
3. | APPROVAL OF A POTENTIAL AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS TO SELECT THE RATIO OF THE REVERSE STOCK SPLIT AS SET FORTH IN THE AMENDMENT. |
Management | For | For | ||||||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2016. |
Management | For | For | ||||||||
STATE STREET CORPORATION | ||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||
Ticker Symbol | STT | Meeting Date | 18-May-2016 | |||||||||
ISIN | US8574771031 | Agenda | 934368297 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: K. BURNES | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: L. DUGLE | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: W. FREDA | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: L. HILL | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: R. SKATES | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: G. SUMME | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: T. WILSON | Management | For | For | ||||||||
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
3. | TO APPROVE THE 2016 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. |
Management | For | For | ||||||||
4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
CVS HEALTH CORPORATION | ||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CVS | Meeting Date | 19-May-2016 | |||||||||
ISIN | US1266501006 | Agenda | 934366584 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX |
Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
4. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | ||||||||
5. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. |
Shareholder | Against | For | ||||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | ||||||||||||
Security | W4832D128 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-May-2016 | ||||||||||
ISIN | SE0000164600 | Agenda | 706980427 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING |
Non-Voting | ||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | ||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES |
Non-Voting | ||||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED |
Non-Voting | ||||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER |
Non-Voting | ||||||||||
9 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT- AND OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT |
Non-Voting | ||||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET |
Management | No Action | |||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: SEK 7.75 PER SHARE |
Management | No Action | |||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: NINE MEMBERS |
Management | No Action | |||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR |
Management | No Action | |||||||||
15.A | ELECTION OF BOARD MEMBER: TOM BOARDMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.B | ELECTION OF BOARD MEMBER: ANDERS BORG (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.C | ELECTION OF BOARD MEMBER: DAME AMELIA FAWCETT (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.D | ELECTION OF BOARD MEMBER: WILHELM KLINGSPOR (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.E | ELECTION OF BOARD MEMBER: ERIK MITTEREGGER (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.F | ELECTION OF BOARD MEMBER: JOHN SHAKESHAFT (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.G | ELECTION OF BOARD MEMBER: CRISTINA STENBECK (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.H | ELECTION OF BOARD MEMBER: LOTHAR LANZ (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
15.I | ELECTION OF BOARD MEMBER: MARIO QUEIROZ (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) |
Management | No Action | |||||||||
16 | ELECTION OF THE CHAIRMAN OF THE BOARD: TOM BOARDMAN |
Management | No Action | |||||||||
17 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE |
Management | No Action | |||||||||
18 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION FOR SENIOR EXECUTIVES |
Management | No Action | |||||||||
19.A | RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: ADOPTION OF AN INCENTIVE PROGRAMME |
Management | No Action | |||||||||
19.B | RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS C SHARES |
Management | No Action | |||||||||
19.C | RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS C SHARES |
Management | No Action | |||||||||
19.D | RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: TRANSFER OF OWN CLASS B SHARES |
Management | No Action | |||||||||
20 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES |
Management | No Action | |||||||||
21 | RESOLUTION TO REDUCE THE SHARE CAPITAL BY WAY OF CANCELLATION OF REPURCHASED SHARES |
Management | No Action | |||||||||
22.A | RESOLUTION ON SHARE REDEMPTION PROGRAM COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 |
Management | No Action | |||||||||
22.B | RESOLUTION ON SHARE REDEMPTION PROGRAM COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES |
Management | No Action | |||||||||
22.C | RESOLUTION ON SHARE REDEMPTION PROGRAM COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES |
Management | No Action | |||||||||
23 | RESOLUTION REGARDING OFFER ON RECLASSIFICATION OF CLASS A SHARES INTO CLASS B SHARES |
Management | No Action | |||||||||
24 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: SECTION 1 |
Management | No Action | |||||||||
CMMT | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTIONS 25.A TO 25.R AND 26 |
Non-Voting | ||||||||||
25.A | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: ADOPT A ZERO TOLERANCE POLICY REGARDING ACCIDENTS AT WORK FOR BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES |
Management | No Action | |||||||||
25.B | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO SET UP A WORKING GROUP TO IMPLEMENT THIS ZERO TOLERANCE POLICY |
Management | No Action | |||||||||
25.C | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: SUBMIT A REPORT OF THE RESULTS IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT |
Management | No Action | |||||||||
25.D | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: ADOPT A VISION ON ABSOLUTE EQUALITY BETWEEN MEN AND WOMEN ON ALL LEVELS WITHIN BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES |
Management | No Action | |||||||||
25.E | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING THIS VISION IN THE LONG TERM AND CLOSELY MONITOR THE DEVELOPMENT BOTH REGARDING EQUALITY AND ETHNICITY |
Management | No Action | |||||||||
25.F | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: SUBMIT A REPORT IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT |
Management | No Action | |||||||||
25.G | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO TAKE NECESSARY ACTIONS TO SET-UP A SHAREHOLDERS' ASSOCIATION IN THE COMPANY |
Management | No Action | |||||||||
25.H | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: DISALLOW MEMBERS OF THE BOARD TO INVOICE THEIR BOARD REMUNERATION THROUGH A LEGAL PERSON, SWEDISH OR FOREIGN |
Management | No Action | |||||||||
25.I | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE NOMINATION COMMITTEE THAT DURING THE PERFORMANCE OF THEIR TASKS THEY SHALL PAY PARTICULAR ATTENTION TO QUESTIONS RELATED TO ETHICS, GENDER AND ETHNICITY |
Management | No Action | |||||||||
25.J | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: IN RELATION TO ITEM (H) ABOVE, INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND / OR THE SWEDISH TAX AGENCY TO DRAW THEIR ATTENTION TO THE DESIRABILITY OF CHANGES IT THE REGULATION IN THIS AREA, IN ORDER TO PREVENT TAX EVASION |
Management | No Action | |||||||||
25.K | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: AMEND THE ARTICLES OF ASSOCIATION (SECTION4 LAST PARAGRAPH) IN THE FOLLOWING WAY. SHARES OF SERIES A AS WELL AS SERIES B AND SERIES C, SHALL ENTITLE TO (1) VOTE |
Management | No Action | |||||||||
25.L | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT, AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF CHANGING THE SWEDISH COMPANIES ACT IN ORDER TO ABOLISH THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IN SWEDISH LIMITED LIABILITY COMPANIES |
Management | No Action | |||||||||
25.M | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: AMEND THE ARTICLES OF ASSOCIATION (SECTION6) BY ADDING TWO NEW PARAGRAPHS IN ACCORDANCE WITH THE FOLLOWING. FORMER MINISTERS OF STATE MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL TWO (2) YEARS HAVE PASSED SINCE HE / SHE RESIGNED FROM THE ASSIGNMENT. OTHER FULL-TIME POLITICIANS, PAID BY PUBLIC RESOURCES, MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL ONE (1) YEAR HAS PASSED FROM THE TIME THAT HE / SHE RESIGNED FROM THE ASSIGNMENT, IF NOT EXTRAORDINARY REASONS JUSTIFY A DIFFERENT CONCLUSION |
Management | No Action | |||||||||
25.N | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW ITS ATTENTION TO THE NEED FOR A NATIONAL PROVISION REGARDING SO CALLED COOLING OFF PERIODS FOR POLITICIANS |
Management | No Action | |||||||||
25.O | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2017 ANNUAL GENERAL MEETING |
Management | No Action | |||||||||
25.P | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF A REFORM IN THIS AREA |
Management | No Action | |||||||||
25.Q | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: CARRY-OUT A SPECIAL EXAMINATION OF THE INTERNAL AS WELL AS THE EXTERNAL ENTERTAINMENT IN THE COMPANY |
Management | No Action | |||||||||
25.R | RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO PREPARE A PROPOSAL OF A POLICY IN THIS AREA, A POLICY THAT SHALL BE MODEST, TO BE RESOLVED UPON AT THE 2017 ANNUAL GENERAL MEETING |
Management | No Action | |||||||||
26 | SHAREHOLDER MARTIN GREEN PROPOSES THAT AN INVESTIGATION IS CONDUCTED REGARDING THE COMPANY'S PROCEDURES TO ENSURE THAT THE CURRENT MEMBERS OF THE BOARD AND MANAGEMENT TEAM FULFIL THE RELEVANT LEGISLATIVE AND REGULATORY REQUIREMENTS AS WELL AS THE DEMANDS THAT THE PUBLIC OPINIONS ETHICAL VALUES SETS OUT FOR PERSONS IN LEADING POSITIONS. THE RESULTS OF THE INVESTIGATION SHALL BE PRESENTED TO THE 2017 ANNUAL GENERAL MEETING |
Management | No Action | |||||||||
27 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
MERCK & CO., INC. | ||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||
Ticker Symbol | MRK | Meeting Date | 24-May-2016 | |||||||||
ISIN | US58933Y1055 | Agenda | 934378515 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS. |
Shareholder | Against | For | ||||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||||
Ticker Symbol | USM | Meeting Date | 24-May-2016 | |||||||||
ISIN | US9116841084 | Agenda | 934383946 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | J.S. CROWLEY | For | For | |||||||||
2 | P.H. DENUIT | For | For | |||||||||
3 | H.J. HARCZAK, JR. | For | For | |||||||||
4 | G.P. JOSEFOWICZ | For | For | |||||||||
2. | RATIFY ACCOUNTANTS FOR 2016. | Management | For | For | ||||||||
3. | AMEND 2013 LONG-TERM INCENTIVE PLAN AND RE- APPROVE MATERIAL TERMS OF PERFORMANCE GOALS. |
Management | Against | Against | ||||||||
4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||
Ticker Symbol | RDSA | Meeting Date | 24-May-2016 | |||||||||
ISIN | US7802592060 | Agenda | 934402734 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||||||
2. | APPROVAL OF DIRECTORS' REMUNERATION REPORT |
Management | For | For | ||||||||
3. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN |
Management | For | For | ||||||||
4. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT |
Management | For | For | ||||||||
5. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH |
Management | For | For | ||||||||
6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIMON HENRY |
Management | For | For | ||||||||
7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY |
Management | For | For | ||||||||
8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE |
Management | For | For | ||||||||
9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD |
Management | For | For | ||||||||
10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ |
Management | For | For | ||||||||
11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS |
Management | For | For | ||||||||
12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: PATRICIA A. WOERTZ |
Management | For | For | ||||||||
13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM |
Management | For | For | ||||||||
14. | REAPPOINTMENT OF AUDITOR | Management | For | For | ||||||||
15. | REMUNERATION OF AUDITOR | Management | For | For | ||||||||
16. | AUTHORITY TO ALLOT SHARES | Management | Abstain | Against | ||||||||
17. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
18. | AUTHORITY TO PURCHASE OWN SHARES | Management | Abstain | Against | ||||||||
19. | SHAREHOLDER RESOLUTION | Shareholder | Against | For | ||||||||
CHEVRON CORPORATION | ||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CVX | Meeting Date | 25-May-2016 | |||||||||
ISIN | US1667641005 | Agenda | 934375925 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | ELECTION OF DIRECTOR: A.B. CUMMINGS JR. | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: E. HERNANDEZ JR. | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: C.W. MOORMAN IV | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: I.G. THULIN | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
4. | AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN |
Management | For | For | ||||||||
5. | REPORT ON LOBBYING | Shareholder | Against | For | ||||||||
6. | ADOPT TARGETS TO REDUCE GHG EMISSIONS | Shareholder | Against | For | ||||||||
7. | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT |
Shareholder | Abstain | Against | ||||||||
8. | REPORT ON RESERVE REPLACEMENTS | Shareholder | Against | For | ||||||||
9. | ADOPT DIVIDEND POLICY | Shareholder | Against | For | ||||||||
10. | REPORT ON SHALE ENERGY OPERATIONS | Shareholder | Against | For | ||||||||
11. | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
Shareholder | Against | For | ||||||||
12. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | Against | For | ||||||||
EXXON MOBIL CORPORATION | ||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||
Ticker Symbol | XOM | Meeting Date | 25-May-2016 | |||||||||
ISIN | US30231G1022 | Agenda | 934383504 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | M.J. BOSKIN | For | For | |||||||||
2 | P. BRABECK-LETMATHE | For | For | |||||||||
3 | A.F. BRALY | For | For | |||||||||
4 | U.M. BURNS | For | For | |||||||||
5 | L.R. FAULKNER | For | For | |||||||||
6 | J.S. FISHMAN | For | For | |||||||||
7 | H.H. FORE | For | For | |||||||||
8 | K.C. FRAZIER | For | For | |||||||||
9 | D.R. OBERHELMAN | For | For | |||||||||
10 | S.J. PALMISANO | For | For | |||||||||
11 | S.S REINEMUND | For | For | |||||||||
12 | R.W. TILLERSON | For | For | |||||||||
13 | W.C. WELDON | For | For | |||||||||
14 | D.W. WOODS | For | For | |||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) |
Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26) |
Management | For | For | ||||||||
4. | INDEPENDENT CHAIRMAN (PAGE 56) | Shareholder | Against | For | ||||||||
5. | CLIMATE EXPERT ON BOARD (PAGE 58) | Shareholder | Against | For | ||||||||
6. | HIRE AN INVESTMENT BANK (PAGE 59) | Shareholder | Against | For | ||||||||
7. | PROXY ACCESS BYLAW (PAGE 59) | Shareholder | For | Against | ||||||||
8. | REPORT ON COMPENSATION FOR WOMEN (PAGE 61) |
Shareholder | Against | For | ||||||||
9. | REPORT ON LOBBYING (PAGE 63) | Shareholder | Against | For | ||||||||
10. | INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) | Shareholder | Against | For | ||||||||
11. | POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67) |
Shareholder | Abstain | Against | ||||||||
12. | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69) |
Shareholder | Abstain | Against | ||||||||
13. | REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71) |
Shareholder | Against | For | ||||||||
14. | REPORT ON HYDRAULIC FRACTURING (PAGE 72) | Shareholder | Against | For | ||||||||
THE VALSPAR CORPORATION | ||||||||||||
Security | 920355104 | Meeting Type | Special | |||||||||
Ticker Symbol | VAL | Meeting Date | 29-Jun-2016 | |||||||||
ISIN | US9203551042 | Agenda | 934438575 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 19, 2016, BY AND AMONG THE VALSPAR CORPORATION, A DELAWARE CORPORATION (THE "COMPANY"), THE SHERWIN-WILLIAMS COMPANY, AN OHIO CORPORATION, AND VIKING MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF SHERWIN-WILLIAMS (THE "MERGER"). |
Management | For | For | ||||||||
2. | A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
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3. | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IN THE ABSENCE OF A QUORUM. |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | The Gabelli Convertible and Income Securities Fund Inc. |
By (Signature and Title)* | /s/Bruce N. Alpert |
Bruce N. Alpert, Principal Executive Officer | |
Date | 8/1/16 |
*Print the name and title of each signing officer under his or her signature.