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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Purchase Warrant (Right to Buy) | $ 2 | 07/12/2002 | P | 74,999 | 07/12/2002 | 07/31/2004 | Common Stock | 74,999 | (1) | 74,999 | D | ||||
Warrant to Purchase Common Stock (Right to Buy) | $ 2 | 07/12/2002 | P | 108,333 | 07/12/2002 | 07/31/2004 | Common Stock | 108,333 | (1) | 108,333 | I | FLLC (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MINDICH BRUCE P 200 ROUTE 17 NORTH PARAMUS, NJ 07652 |
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/s/ Bruce P. Mindich | 10/11/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to a 5/13/2002 Rights Offering to current shareholders in which each shareholder had the right to purchase, for each two shares held, a unit consisting of three shares of common stock and one common stock purchase warrant at $3.00 per unit. |
(2) | The aggregate ownership reflects the 1-for-3 reverse stock split effective on 4/2/02; the reporting person's ownership of 450,500 shares was reduced to 150,165 shares. |
(3) | The aggregate ownership reflects the 1-for-3 reverse stock split effective on 4/2/02; the reporting person's ownership of 650,000 shares held in The Mindich Family Limited Liability Company, of which Bruce P. Mindich is General Member, was reduced to 216,666 shares. |
(4) | Designates The Mindich Family Limited Liability Company, of which Bruce P. Mindich is General Member. |