UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ragatz Erik D. C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET BOSTON, MA 02108 |
 X |  |  |  |
/s/Erik D. Ragatz | 08/03/2009 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: Common stock reported does not include 34,210,185 shares of common stock held by Hellman & Friedman Capital Partners V, L.P., Hellman & Friedman Capital Partners V (Parallel), L.P. and Hellman & Friedman Capital Associates V, LLC (collectively, the "Funds"). Hellman & Friedman Investors V, LLC  is the sole general partner of each of Hellman & Friedman Capital Partners V, L.P. and Hellman & Friedman Capital Partners V (Parallel), L.P.  Hellman & Friedman LLC, in turn, is the sole managing member of Hellman & Friedman Investors V, LLC and is the sole managing member of Hellman & Friedman Capital Associates V, LLC.  A five member investment committee of Hellman & Friedman LLC has investment discretion over the securities. The members of the investment committee disclaim beneficial ownership, except to the extent of their respective indirect pecuniary interest in the Issuer, if any. Mr. Ragatz is a managing director of Hellman & Friedman LLC, but he is not a member of the investment committee.  Mr. Ragatz disclaims beneficial ownership of the common stock held by the Funds except to the extent of his pecuniary interest therein. No securities are benefically owned. |