UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 12, 2016

 

 

MOODY’S CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware		1-14037		13-3998945
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

7 World Trade Center at 250 Greenwich Street

New York, New York 10007

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (212) 553-0300

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

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Item 5.07.

Submission of Matters to a Vote of Security Holders.

The voting results for the matters voted on at the 2016 Annual Meeting of Stockholders held on April 12, 2016 are as follows:

 

1.	Nine directors were elected to serve one-year terms as follows:

 

Nominee		Votes For				Votes Against				Abstentions				Broker Non-Votes
Basil L. Anderson			160,618,975				2,417,190				64,588				11,257,147
Jorge A. Bermudez			162,636,513				397,847				66,393				11,257,147
Darrell Duffie, Ph.D.			162,638,434				399,087				63,232				11,257,147
Kathryn M. Hill			162,635,322				403,779				61,652				11,257,147
Ewald Kist			160,764,964				2,272,717				63,072				11,257,147
Raymond W. McDaniel, Jr.			162,343,201				685,541				72,011				11,257,147
Henry A. McKinnell, Jr., Ph.D.			157,667,581				5,369,026				64,146				11,257,147
Leslie F. Seidman			162,636,580				388,172				76,001				11,257,147
Bruce Van Saun			162,542,043				493,830				64,880				11,257,147

 

2.	The appointment of KPMG LLP as the independent registered public accounting firm of the Company for the year 2016 was ratified as follows:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
173,059,626		819,209		479,065		—

 

3.	The advisory resolution approving executive compensation was approved as follows:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
159,370,818		3,029,555		700,380		11,257,147

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: April 15, 2016