SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 31, 2017 (May 25, 2017)
HALLADOR ENERGY COMPANY
(Exact name of registrant as specified in its charter)
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Colorado |
001-3473 |
84-1014610 |
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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1660 Lincoln Street, Suite 2700, Denver, Colorado |
80264-2701 |
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(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including area code: 303-839-5504
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.07 Submission of Matters to a Vote of Security Holders.
We held our annual meeting of shareholders on May 25, 2017. Of the 29,412,799 shares of common stock outstanding on the record date, 21,454,709 shares were present at the meeting in person or by proxy, representing 72.94% of the total outstanding shares eligible to vote. The final results for each of the matters submitted to a vote of shareholders at the annual meeting are as follows:
Proposal 1: Election of seven directors to the Board of Directors to serve for a one-year term;
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Nominee |
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For |
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Withheld |
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Brent K. Bilsland |
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21,139,350 |
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315,359 |
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David C. Hardie |
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20,591,471 |
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863,238 |
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Steven Hardie |
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20,988,226 |
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466,483 |
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Bryan H. Lawrence |
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21,112,821 |
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341,888 |
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Sheldon B. Lubar |
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21,127,986 |
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326,723 |
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John Van Heuvelen |
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20,851,433 |
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603,276 |
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Victor P. Stabio |
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20,881,977 |
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572,732 |
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Proposal 2: Approval of a non-binding advisory resolution regarding the compensation of the Company’s named executive officers.
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Votes “For” |
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Votes |
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Abstentions or |
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21,239,155 |
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190,626 |
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24,928 |
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Proposal 3: Vote on a non-binding advisory resolution regarding the frequency of the vote regarding the compensation of the Company’s named executive officers.
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One Year |
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Two Years |
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Three Years |
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Abstentions or |
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19,157,485 |
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14,999 |
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671,808 |
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1,610,417 |
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Proposal 4: Approval of the Amended and Restated Hallador Energy Company 2008 Restricted Stock Unit Plan (the “RSU Plan”) that (i) increases the number of shares by adding 1,000,000 shares to the RSU Plan, and (ii) to extend the term until May 25, 2027.
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Votes “For” |
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Votes |
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Abstentions or |
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17,131,639 |
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4,305,720 |
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17,350 |
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ITEM 8.01 Other Events.
On May 23, 2017, we issued a press release announcing that John Van Heuvelen, a member of our Board of Directors and the Chairman of the Audit Committee, passed away on May 17, 2017. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
ITEM 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1Press Release dated May 23, 2017 – Hallador Energy Company Mourns Death of Board Member, John Van Heuvelen
99.2Presentation at Shareholders Meeting
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: May 31, 2017 |
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By: |
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/s/ Lawrence D. Martin |
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Lawrence D. Martin CFO and Corporate Secretary |
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