|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KIM JOHN T 2045 EAST INNOVATION CIRCLE TEMPE, AZ 85284 |
 X |  X |  | Exhibit 99.1 |
/s/ Jerry Allison, as Attorney in Fact | 02/15/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 19, 2015, the John T. Kim 2012 Irrevocable Trust Dated 12/11/12 distributed 1,317,085 shares to the John T. Kim Trust of December 31, 1987. James J. Kim and John T. Kim are co-trustees of the John T. Kim 2012 Irrevocable Trust Dated 12/11/12. John T. Kim is the sole trustee of the John T. Kim Trust of December 31, 1987. |
(2) | On May 12, 2015, Susan Y. Kim gifted 3,497,613 shares to the Susan Y. Kim 2015 Irrevocable Trust U/A dated March 16, 2015. Susan Y. Kim and John T. Kim are co-trustees. |
(3) | On October 28, 2015, the Susan Y. Kim 2012 Irrevocable Trust U/A Dated July 26, 2012 distributed 1,883,340 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees. |
(4) | On November 6, 2015, Susan Y. Kim 2012 Irrevocable Trust U/A Dated July 26, 2012 distributed 48,535 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees. |
(5) | The Reporting Person may be deemed to own 61,560,526 shares. Of these shares, 160,000 are options exercisable within 60 days of December 31, 2015, with the remaining shares owned indirectly through various family trusts and Sujoda Investments, L.P., a limited partnership established for the benefit of members of the James J. Kim family. This total includes those shares indirectly owned that are listed above. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose. |