UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TPG Advisors IV, Inc. C/O TPG CAPITAL, L.P., 301 COMMERCE STREET, SUITE 3300 FORT WORTH, TX 76102 |
 |  X |  |  |
BONDERMAN DAVID 301 COMMERCE STREET, SUITE 3300 FORT WORTH, TX 76102 |
 |  X |  |  |
COULTER JAMES G 301 COMMERCE STREET, SUITE 3300 FORT WORTH, TX 76102 |
 |  X |  |  |
/s/ Clive D. Bode, Vice President, TPG Advisors IV, Inc. (3) | 04/24/2009 | |
**Signature of Reporting Person | Date | |
/s/ Clive D. Bode, on behalf of David Bonderman (3) (4) | 04/24/2009 | |
**Signature of Reporting Person | Date | |
/s/ Clive D. Bode, on behalf of James G. Coulter (3) (4) | 04/24/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: (1) David Bonderman and James G. Coulter are directors, officers and sole shareholders of TPG Advisors IV, Inc., a Delaware  corporation ("TPG Advisors IV" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which in turn is  the general partner of TPG GenPar IV, L.P., a Delaware limited partnership, which in turn is the general partner of TPG  Partners IV, L.P., a Delaware limited partnership ("TPG Partners IV"), which directly holds the shares of common stock of  LPL Investment Holdings Inc. (the "Shares") reported herein. (2) Because of the Reporting Persons' relationship to TPG Partners IV, the Reporting Persons may be deemed to beneficially  own the Shares directly held by TPG Partners IV to the extent of the greater of their respective direct or indirect  pecuniary interests in the profits or capital accounts of TPG Partners IV.  Pursuant to Rule 16a-1(a)(4) under the  Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the  Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any Shares in  excess of such amounts. (3) The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. (4) Clive D. Bode is signing on behalf of both Messrs. Bonderman and Coulter pursuant to the authorization and designation  letters dated August 31, 2006, which were previously filed with the Securities and Exchange Commission. |