SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 15
Certification and Notice of Termination of Registration under Section 12(g) of
the Securities Exchange Act of 1934 or Suspension of Duty to File Reports
Under Section 13 and 15(d) of the Securities Exchange Act of 1934.
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Commission File Number 1-4385
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Dunes Hotels and Casinos, Inc.
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(Exact name of registrant as specified in its charter)
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46735 County Road 32B
P.O. Box 130
Davis, California 95617
(530) 753-4890
(Address, including zip code, and telephone number, including area code,
of the registrant's principal executive offices)
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Common Stock, $0.50 par value
Series B, $7.50 Cumulative Preferred Stock, $.50 par value (Title of
each class of securities covered by this Form)
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None
(Titles of all other classes of securities for which a duty to file
reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [ ] Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(1)(ii) [X] Rule 12h-3(b)(1)(i) [ ]
Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(ii) [ ]
Rule 12g-4(a)(2)(ii) [ ] Rule 15d-6 [ ]
Rule 12h-3(b)(1)(i) [ ]
Approximate number of holders of record as of the certification or notice
date: 436 holders of Common Stock and 98 holders of Series B, $7.50 Cumulative
Preferred Stock.
Pursuant to the requirements of the Securities Exchange Act of 1934, Dunes
Hotels and Casinos, Inc. has caused this certification/notice to be signed on
its behalf by the undersigned duly authorized person.
Date: January 2, 2002 Dunes Hotels and Casinos, Inc.
By: -/s/ Steve K. Miller----
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Name: Steve K. Miller
Title: President