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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option-Right To Buy | $ 3.515 | (2) | 03/12/2013 | Common Stock | 5,000 | 5,000 | D | ||||||||
Stock Option-Right To Buy | $ 9.84 | (3) | 06/02/2014 | Common Stock | 5,000 | 5,000 | D | ||||||||
Stock Option-Right To Buy | $ 12.465 | (4) | 06/07/2015 | Common Stock | 5,000 | 5,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARNETT E WILLIAM 1000 MAIN STREET HOUSTON, TX 77002 |
X |
/s/ E. William Barnett | 05/23/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Comprised entirely of restricted stock. In accordance with the Director Compensation Program, amended by the Company's Compensation Committee in November 2005, each non-employee director of Reliant Energy, Inc. receives an annual grant of 6,000 shares of restricted stock under the terms of the Reliant Energy, Inc. 2002 Long Term Incentive Plan. |
(2) | All such stock options have vested. |
(3) | 1,666 of such stock options have vested. The remaining 3,334 become exercisable in two equal annual installments beginning June 2, 2006. |
(4) | These stock options vest in three equal annual installments beginning June 7, 2006. |