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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to buy Common Stock | $ 22.53 | 04/06/2007 | D | 15,000 | (3) | 07/20/2014 | Common Stock | 15,000 | (3) | 0 | D | ||||
Option to buy Common Stock | $ 13.08 | 04/06/2007 | D | 6,250 | (4) | 01/28/2016 | Common Stock | 6,250 | (4) | 0 | D | ||||
Option to buy Common Stock | $ 20.48 | 04/06/2007 | D | 25,000 | (5) | 08/03/2016 | Common Stock | 25,000 | (5) | 0 | D | ||||
Option to buy Common Stock | $ 18.9 | 04/06/2007 | D | 12,500 | (6) | 05/18/2015 | Common Stock | 12,500 | (6) | 0 | D | ||||
Option to buy Common Stock | $ 17.55 | 04/06/2007 | D | 8,750 | (7) | 02/08/2016 | Common Stock | 8,750 | (7) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SAMUELIAN MICHAEL R C/O ALTIRIS, INC. 588 WEST 400 SOUTH LINDON, UT 84042 |
VP of Worlwide Sales |
/s/ Craig Christensen | 04/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 109 shares purchased through Employee Stock Purchase plan. |
(2) | Disposed of pursuant to a merger agreement between the issuer and Symantec in exchange for a cash payment of $33.00 per share. |
(3) | This option which became fully vested as of February 24, 2005, was assumed by Symantec in the merger and replaced with an option to purchase 28,612 shares of Symantec common stock for $11.81 per share. |
(4) | This option which became fully vested on January 28, 2007, was assumed by Symantec in the merger and replaced with an option to purchase 11,921 shares of Symantec common stock for $6.86 per share. |
(5) | This option, which provided for vesting in three equal annual installments beginning August 3, 2007, was assumed by Symantec in th |
(6) | This option, which provided for vesting in three equal annual installments beginning May 18, 2005, was assumed by Symantec in the merger and replaced with an option to purchase 23,843 shares of Symantec common stock for $9.91 per share. |
(7) | This option, which provided for vesting in three equal annual installments beginning February 8, 2007, was assumed by Symantec in the merger and replaced with an option to purchase 16,690 shares of Symantec common stock for $9.20 per share. |
(8) | Includes 25,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Altiris common stock and was to vest in three equal annual installments beginning August 3, 2007. Each restricted stock unit was assumed by Symantec in the merger and replaced with the right to receive one share of Symantec common stock at the exchange ratio of 1.9075145 per share. |