|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Restricted Stock Unit (1) | (1) | 07/14/2015 | A | 25,083 | (2) | (2) | Class P Common Stock (1) | 25,083 (1) | $ 0 | 25,083 (2) | D | ||||
Phantom Restricted Stock Unit (1) | (1) | 07/16/2016 | D | 21,842 (3) | (3) | (3) | Class P Common Stock (1) | 21,842 (1) | $ 21.03 (4) | 0 | D | ||||
Phantom restricted Stock Unit (1) | (1) | 07/19/2016 | A | 9,116 | (5) | (5) | Class P Common Stock (1) | 9,116 (1) | $ 0 | 9,116 (1) (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ANDERSON IAN D 1001 LOUISIANA SUITE 1000 HOUSTON, TX 77002 |
VP (Pres,Kinder Morgan Canada) |
/s/ Ian Anderson | 07/21/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each phantom restricted stock unit represents the right to receive, at settlement, cash in an amount equal to the closing price of one share of Class P Common Stock on the date of settlement, or the trading day next preceding the date of settlement, if such date is not on a trading day. The phantom restricted stock units may be settled only for cash and do not represent a right to receive, upon settlement or otherwise, any shares of Class P Common Stock. |
(2) | These phantom restricted stock units are scheduled to vest and settle on July 14, 2018, subject to satisfaction of certain vesting requirements. |
(3) | These phantom restricted stock units vested and settled for cash on July 16, 2016. |
(4) | Closing price of Class P Common Stock on the trading day next preceding the date of vesting and settlement of the phantom restricted stock units. |
(5) | These phantom restricted stock units are scheduled to vest and settle on July 19, 2019, subject to achievement of certain performance hurdles and satisfaction of other vesting requirements. |