form40f.htm

UNITED STATES
 SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549
 
FORM 40-F
 
o REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

OR

x ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2013
 
Commission File Number: 1-31349

THOMSON REUTERS CORPORATION
 (Exact name of Registrant as specified in its charter)

N/A
 (Translation of Registrant's name into English (if applicable))

Province of Ontario, Canada
 (Province or other jurisdiction of incorporation or organization)

2741
 (Primary Standard Industrial Classification Code Number (if applicable))

98-0176673
 (I.R.S. Employer Identification Number (if applicable)

3 Times Square, New York, New York 10036
Telephone: (646) 223-4000
 (Address and telephone number of Registrant's principal executive offices)

Thomson Reuters Holdings Inc.
 Attn: Deirdre Stanley, Executive Vice President, General Counsel & Secretary
 3 Times Square
 New York, New York 10036
 Telephone: (646) 223-4000
(Name, address (including zip code) and telephone number (including area code) of agent for service in the United States)

Securities registered or to be registered pursuant to Section 12(b) of the Act:
 
Title of Each Class
 
Name of Each Exchange on Which Registered
Common shares
 
New York Stock Exchange

Securities registered or to be registered pursuant to Section 12(g) of the Act:

None

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:

Debt Securities

For annual reports, indicate by check mark the information filed with this Form:
x Annual information form
 
x Audited annual financial statements

Indicate the number of outstanding shares of each of the issuer's classes of capital or common stock as of the close of the period covered by the annual report:

820,155,832 common shares, 6,000,000 Series II preference shares and 1 Thomson Reuters Founders Share

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
Yes    x
 
 
 
No    o
 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files).
Yes    o
 
 
 
No    o


 
 
 

 
 
UNDERTAKING AND CONSENT TO SERVICE OF PROCESS

a.     Undertaking.

The Registrant undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the securities registered pursuant to Form 40-F; the securities in relation to which the obligation to file an annual report on Form 40-F arises; or transactions in said securities.

b.    Consent to Service of Process.
 
 
(1)
The Registrant has previously filed a Form F-X in connection with the class of securities in relation to which the obligation to file this report arises.

 
(2)
Any change to the name or address of the Registrant’s agent for service shall be communicated promptly to the Commission by amendment to Form F-X referencing the file number of the Registrant.
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Exchange Act, the Registrant certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this annual report to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
 
THOMSON REUTERS CORPORATION

 
 
By:
/s/ Deirdre Stanley
 
 
Name:
Deirdre Stanley
 
 
Title:
Executive Vice President, General Counsel & Secretary

Date: March 12, 2014
 
 
 
 
 
 

 
 
EXHIBIT INDEX
 
Exhibit Number
 
Description
 
Annual Report for the year ended December 31, 2013 (which constitutes an Annual Information Form and includes Management’s Discussion and Analysis and Audited Financial Statements for the year ended December 31, 2013), and includes a Form 40-F Cross Reference Table on page 162
 
Consent of PricewaterhouseCoopers LLP
 
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
 
Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
 
Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
Audit Committee Charter