UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

     
Date of Report (Date of Earliest Event Reported):   June 11, 2012

 

Municipal Mortgage & Equity, LLC
(Exact name of registrant as specified in its charter)

 

         
Delaware   001-11981   52-1449733
(State or other jurisdiction   (Commission   (I.R.S. Employer
of incorporation)   File Number)   Identification No.)
         
621 E Pratt Street, Suite 600   Baltimore, Maryland    21202
(Address of principal executive offices)       (Zip Code)

 

     
Registrant’s telephone number, including area code:   (443) 263-2900

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 
 

  

 

Item 5.07    Submission of Matters to a Vote of Security Holders

 

On June 11, 2012 Municipal Mortgage & Equity, LLC, (the “Company”) held its annual meeting of shareholders. At that meeting, the shareholders of the Company elected Charles C. Baum and Mark K. Joseph to the Board of Directors for a three year term, approved the amendment and restatement of the Company’s amended and restated certificate of formation and operating agreement and ratified the appointment of KPMG, LLP as independent registered public accountant for the year ending 2012.  As to these matters, the numbers of votes cast for or against, as well as the number of abstentions and broker non-votes, are as set forth below:

 

1.Election of directors nominated by Municipal Mortgage & Equity, LLC to serve for a term to expire in 2015 and until their successors are duly elected and qualified:

 

Nominee

Votes

For

Votes

Against

Votes

Abstain

Broker

Non-Votes

Charles C. Baum 10,865,156 436,634 161,715 25,057,316
Mark K. Joseph 10,924,366 431,934 107,205 25,057,316

 

2.Amendment and restatement of the Company’s amended and restated certificate of formation and operating agreement:

 

Votes

For

Votes

Against

Votes

Abstain

Broker

Non-Votes

34,293,711 1,597,745 632,365 (0)

 

 

 

3.Ratification of  KPMG, LLP as independent registered public accounting firm for 2012:

 

Votes

For

Votes

Against

Votes

Abstain

Broker

Non-Votes

35,686,735 703,376 130,710 (0)

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

         
    Municipal Mortgage & Equity, LLC
         
June 11, 2012   By:   /s/ Michael L. Falcone
         
        Name: Michael L. Falcone
        Title: Chief Executive Officer and President