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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option Award | $ 13.25 | 11/21/2006 | M | 1,250 | 02/16/2001 | 02/16/2010 | Common Stock | 1,250 | $ 0 | 0 | D | ||||
Stock Option Award | $ 8.3125 | 11/21/2006 | M | 3,750 | 05/05/2001 | 05/05/2010 | Common Stock | 3,750 | $ 0 | 0 | D | ||||
Stock Option Award | $ 13.305 | 11/21/2006 | M | 10,000 | 05/23/2002 | 05/23/2011 | Common Stock | 10,000 | $ 0 | 0 | D | ||||
Stock Option Award | $ 19.01 | 11/21/2006 | M | 16,000 | 05/22/2003 | 05/22/2012 | Common Stock | 16,000 | $ 0 | 0 | D | ||||
Stock Option Award | $ 21 | 11/21/2006 | M | 8,400 | 05/21/2004 | 05/21/2013 | Common Stock | 8,400 | $ 0 | 2,800 | D | ||||
Stock Option Award | $ 21.7 | 11/21/2006 | M | 18,750 | 11/19/2003 | 11/19/2013 | Common Stock | 18,750 | $ 0 | 6,250 | D | ||||
Stock Option Award | $ 32.15 | 11/21/2006 | M | 12,500 | 06/09/2005 | 06/09/2014 | Common Stock | 12,500 | $ 0 | 12,500 | D | ||||
Stock Option Award | $ 37.7 | 11/21/2006 | M | 12,500 | 04/27/2006 | 04/27/2015 | Common Stock | 12,500 | $ 0 | 37,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BEAUCHAMP KATHLEEN 201 MENTOR DRIVE SANTA BARBARA, CA 93111 |
VP Sales & Marketing |
/S/Loren McFarland attorney-in-fact for "the person this form is being filed" | 11/22/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the remaining 37,504 shares, 32,000 are unvested restricted shares. |
(2) | Ms. Beauchamp holds a total of 59,050 of unvested stock options at an average exercise price of $34.04 per share and 25,000 of unvested performance stock units which may convert to a maximum of 50,000 shares of common stock. |