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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kletter Holding LLC 7100 GRADE LANE LOUISVILLE, KY 40213 |
X | |||
KLETTER HARRY 3921 TARPON POINTE CIRCLE PALM HARBOR, FL 34684 |
X |
/S/ Orson Oliver, President Kletter Holding LLC | 05/22/2018 | |
**Signature of Reporting Person | Date | |
/S/ Orson Oliver, PR Estate of Harry Kletter | 05/22/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares were contributed by the Estate of Harry Kletter, as sole member of Kletter Holding, LLC, to Kletter Holding, LLC. |
(2) | Shares held by K & R, LLC. Kletter Holding, LLC is the sole member of K & R, LLC. |
(3) | Shares held by The Harry Kletter Family Limited Partnership. Kletter Holding, LLC is the general partner of The Harry Kletter Family Limited Partnership. |
Remarks: This Form 4 is being filed jointly by Kletter Holding, LLC and the Estate of Harry Kletter pursuant to Instruction 4(b)(v) of Form 4. The address of the Estate of Harry Kletter is 3921 Tarpon Pointe Cir, Palm Harbor, Florida 34684. |