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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series D Part. Conv. Pref. Stk., par value $0.01 | (2) | 04/02/2014 | S | 37,957.568 (3) | (2) | (2) | Common Stock | 4,744,696 | $ 16 (3) | 71,281.903 (4) | I | See footnotes (1) (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK, NY 10282 |
X | See (1), (2) and (4) | ||
GOLDMAN SACHS & CO 200 WEST STREET NEW YORK, NY 10282 |
X | |||
GSCP VI Advisors, L.L.C. 200 WEST STREET NEW YORK, NY 10282 |
X | |||
GS Advisors VI, L.L.C. 200 WEST STREET NEW YORK, NY 10282 |
X | |||
GOLDMAN, SACHS MANAGEMENT GP GMBH MESSETURM FRIEDRICH-EBERT-ANLAGE 49 FRANKFURT AM MAIN 60323, 2M 2M 0000 |
X | |||
GS Capital Partners VI Fund, L.P. 200 WEST STREET NEW YORK, NY 10282-2198 |
X | |||
GS Capital Partners VI Offshore Fund, L.P. 200 WEST STREET NEW YORK, NY 10282 |
X | See footnotes (1), (2) and (3) | ||
GS Capital Partners VI GmbH & Co KG 200 WEST STREET NEW YORK, NY 10282 |
X | |||
GS Capital Partners VI Parallel LP 200 WEST STREET NEW YORK, NY 10282 |
X | |||
GSCP VI Offshore Advisors, L.L.C. 200 WEST STREET NEW YORK, NY 10282 |
X |
See Exhibit 99.2 | 04/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1 for text of footnote 1. |
(2) | See Exhibit 99.1 for text of footnote 2. |
(3) | See Exhibit 99.1 for text of footnote 3. |
(4) | See Exhibit 99.1 for text of footnote 4. |