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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Employee Director Stock Option | $ 36.6 | 01/02/2008 | A(4) | V | 1,000 | (5) | 06/30/2012 | Class A Common Stock | 1,000 | $ 0 | 1,000 | D | |||
Non-Employee Director Stock Option | $ 26 | 01/02/2008 | A(4) | V | 1,000 | (5) | 06/30/2011 | Class A Common Stock | 1,000 | $ 0 | 1,000 | D | |||
Non-Employee Director Stock Option | $ 22.94 | 01/02/2008 | A(4) | V | 8,000 | (5) | 06/30/2010 | Class A Common Stock | 8,000 | $ 0 | 8,000 | D | |||
Non-Employee Director Stock Option | $ 25.45 | 01/02/2008 | A(4) | V | 2,000 | (5) | 06/30/2010 | Class A Common Stock | 2,000 | $ 0 | 2,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ortolf Tom A 90 INVERNESS CIRCLE EAST ENGLEWOOD, CO 80112 |
X |
/s/ Tom A. Ortolf, by James Gorman, his Attorney in Fact | 01/04/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were received in connection with a spin-off of EchoStar Communications Corporation's ("ECC") technology and certain infrastructure assets effective on January 1, 2008 (the "Spin-Off"). |
(2) | The shares are held by the reporting person's son who has sole voting and investment control over the shares. The reporting person disclaims beneficial ownership of the shares. |
(3) | By partnership. The reporting person is a partner of the partnership that owns the reported securities. |
(4) | The option was issued in connection with the Spin-Off. Under the terms of the employee matters agreement executed between the issuer and ECC, the exercise price of the option became calculable on January 2, 2008. |
(5) | The shares underlying the option were 100% vested upon the date of grant. |