|
FORM 4 |
STATEMENT OF
CHANGES IN BENEFICIAL OWNERSHIP
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
(Last) |
Graham, Jr. |
|
(First) |
William |
|
(Middle) |
A. |
|
(Street) |
2301 Maysville Road |
|
(City) |
Flemingsburg |
|
(State) |
KY |
|
(Zip) |
41041-8136 |
|
|
|
|
(Issuer Name) |
Community Trust Bancorp, Inc. |
|
(Ticker or Trading Symbol) |
CTBI |
|
(I.D. Number) |
|
|
(Month/Day) |
April 29 |
|
(Year) |
2003 |
|
(Month/Day) |
|
|
(Year) |
|
X
|
X |
(Director) |
|
|
(Officer, give title below) |
|
|
|
|
|
(10% Owner) |
|
|
(Other, specify below) |
|
|
|
X
|
X |
Form filed by One Reporting Person |
|
|
Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3) |
2.Transac-tion Date (Month/ Day/Year) |
2A. Deemed Execution Date, if any (Month/ |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of ( D) (Instr. 3, 4, and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 & 4) |
6. Owner-ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|
Code |
V |
Amount |
(D) |
Price |
||||||
|
Common Stock |
4/29/03 |
|
M |
2,196 |
A |
14.80 |
119,148 |
D |
|
|
|
|
|
|
||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr.8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
|||
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
||||
|
Option(1) |
$14.80 |
04/29/03 |
|
M |
|
|
|
05/17/94 |
05/17/03 |
|
Option(1) |
$14.80 |
04/29/03 |
|
M |
|
|
|
05/17/95 |
05/17/03 |
|
Option(1) |
$14.80 |
04/29/03 |
|
M |
|
|
|
5/17/96 |
05/17/03 |
|
Option(1) |
$14.80 |
04/29/03 |
|
M |
|
|
|
5/17/97 |
05/17/03 |
|
Option(1) |
$15.79 |
02/20/95 |
|
J(3) |
|
|
|
02/20/96 |
02/20/05 |
|
Option(1) |
$15.79 |
02/20/95 |
|
J(3) |
|
|
|
02/20/97 |
02/20/05 |
|
Option(1) |
$15.79 |
02/20/95 |
|
J(3) |
|
|
|
02/20/98 |
02/20/05 |
|
Option(1) |
$15.79 |
02/20/95 |
|
J(3) |
|
|
|
02/20/99 |
02/20/05 |
|
Option(1) |
$13.65 |
01/30/96 |
|
J(4) |
|
|
|
01/30/97 |
01/30/06 |
|
Option(1) |
$13.65 |
01/30/96 |
|
J(4) |
|
|
|
01/30/98 |
01/30/06 |
Table II Continued - Derivative Securities Acquired, Disposed of or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9.Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Securities Beneficially Owned at End of Month (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|
|
Title |
Amount or Number of Shares |
||||
|
Common Stock |
549.175 |
|
0 |
|
|
|
Common Stock |
549.175 |
|
0 |
|
|
|
Common Stock |
549.175 |
|
0 |
|
|
|
Common Stock |
549.175 |
|
0 |
|
|
|
Common Stock |
122.65 |
|
122.65 |
D |
|
|
Common Stock |
122.65 |
|
122.65 |
D |
|
|
Common Stock |
122.65 |
|
122.65 |
D |
|
|
Common Stock |
122.65 |
|
122.65 |
D |
|
|
Common Stock |
414.15 |
|
414.15 |
D |
|
|
Common Stock |
414.15 |
|
414.15 |
D |
|
Explanation of Responses: (1) Right to buy pursuant to First Restated PNC Stock Option Plan. (2) Option previously reported as covering 250 shares @32.50 per share, adjusted to reflect the 3-for-2 stock split effective 2/1/1994 and 10% stock dividends effective 4/15/97, 4/15/99, 4/15/00 and 12/15/02. (3) Option previously reported as covering 355 shares @$23.125 per share adjusted to reflect the 10% stock dividends effective 4/15/97, 4/15/99, 4/15/00 and 12/15/02. (4) Option previously reported as covering 1,132 shares @$20 per share, adjusted to reflect the 10% stock dividends effective 4/15/97, 4/15/99, 4/15/00, and 12/15/02. **On October 22, 2002 CTBI declared a 10% stock dividend to all holders of record of common stock on December 1, 2002, payable December 15, 2002. As a result, the reporting person received 10,904 shares directly.
/s/ William A. Graham, Jr. by Marilyn T. Justice, Attorney-in-Fact-**Signature of Reporting Person May 1, 2003-Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a.).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.